A group theoretical approach to computing phonons and their interactions

Abstract

Here we present four independent advances which facilitate the computation of phonons and their interactions from first-principles. First, we implement a group-theoretical approach to construct the order N Taylor series of a d-dimensional crystal purely in terms of space group irreducible derivatives (ID), which guarantees symmetry by construction and allows for a practical means of communicating and storing phonons and their interactions. Second, we prove that the smallest possible supercell which accommodates N given wavevectors in a d-dimensional crystal is determined using the Smith Normal Form of the matrix formed from the corresponding wavevectors; resulting in negligible computational cost to find said supercell, in addition to providing the maximum required multiplicity for uniform supercells at arbitrary N and d. Third, we develop a series of finite displacement methodologies to compute phonons and their interactions which exploit the first two developments: lone and bundled irreducible derivative (LID and BID) approaches. LID computes a single ID, or as few as possible, at a time in the smallest supercell possible, while BID exploits perturbative derivatives for some order less than N (e.g. Hellman-Feynman forces) in order to extract all ID in the smallest possible supercells using the fewest possible computations. Finally, we derive an equation for the order N-2 volume derivatives of the phonons in terms of the order N ID. Given that the former are easily computed, they can be used as a stringent, infinite ranged test of the ID. Our general framework is illustrated on graphene, yielding irreducible phonon interactions to fifth order. Additionally, we provide a cost analysis for the rock-salt structure at N=3, demonstrating a massive speedup compared to popular finite displacement methods in the literature.