Orientation of Fitch Graphs and Detection of Horizontal Gene Transfer in Gene Trees

Abstract

Horizontal gene transfer events partition a gene tree $T$ and thus, its leaf set into subsets of genes whose evolutionary history is described by speciation and duplication events alone. Indirect phylogenetic methods can be used to infer such partitions $\mathcal{P}$ from sequence similarity or evolutionary distances without any a priory knowledge about the underlying tree $T$. In this contribution, we assume that such a partition $\mathcal{P}$ of a set of genes $X$ is given and that, independently, an estimate $T$ of the original gene tree on $X$ has been derived. We then ask to what extent $T$ and the xenology information, i.e., $\mathcal{P}$ can be combined to determine the horizontal transfer edges in $T$. We show that for each pair of genes $x$ and $y$ with $x,y$ being in different parts of $\mathcal{P}$, it can be decided whether there always exists or never exists a horizontal gene transfer in $T$ along the path connecting $y$ and the most recent common ancestor of $x$ and $y$. This problem is equivalent to determining the presence or absence of the directed edge $(x,y)$ in so-called Fitch graphs; a more fine-grained version of graphs that represent the dependencies between the sets in $\mathcal{P}$. We then consider the generalization to insufficiently resolved gene trees and show that analogous results can be obtained. We show that the classification of $(x,y)$ can be computed in constant time after linear-time preprocessing. Using simulated gene family histories, we observe empirically that the vast majority of horizontal transfer edges in the gene tree $T$ can be recovered unambiguously.