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arXiv · 2405.13718

Next-token prediction capacity: general upper bounds and a lower bound for transformers

Liam Madden·Curtis Fox·Christos Thrampoulidis
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Abstract

Given a sequence of tokens, such as words, the task of next-token prediction is to predict the next-token conditional probability distribution. Decoder-only transformers have become effective models for this task, but their properties are still not fully understood. In particular, the largest number of distinct context sequences that a decoder-only transformer can interpolate next-token distributions for has not been established. To fill this gap, we prove upper and lower bounds on this number, which are equal up to a multiplicative constant. We prove these bounds in the general setting where next-token distributions can be arbitrary as well as the empirical setting where they are calculated from a finite number of document sequences. Our lower bounds are for one-layer multi-head decoder-only transformers and our proofs highlight an important injectivity property satisfied by self-attention. Furthermore, we provide numerical evidence that the minimal number of parameters for memorization is sufficient for being able to train the model to the entropy lower bound.

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Liam Madden, Curtis Fox, Christos Thrampoulidis. 2024-05-22. Next-token prediction capacity: general upper bounds and a lower bound for transformers. https://doi.org/10.1109/tit.2025.3584013

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