Unveiling the Basin-Like Loss Landscape in Large Language Models

Abstract

We discover the emergence of \textit{basins} in the loss landscape of large language models. As model scale increases, LLMs become progressively more resilient to random perturbations in the parameter space, giving rise to expansive stability regions where models exhibit nearly identical performance, but outside of which their capabilities collapse. We observe that pre-training creates a \textit{basic capability} basin, and subsequent alignment fine-tuning forms \textit{specific capability} basins (e.g., safety, math, coding). Thus, we argue that benign fine-tuning confined to the basin should preserve prior capabilities. Besides, we also analyze the loss landscape for worst-case directions, which is consistently sharp and detrimental. We find that adversarial fine-tuning moves along the nearly worst-case directions, thus rapidly degrading model capabilities. Finally, we provide a theoretical analysis demonstrating that the basin size bounds the performance degradation of any fine-tuning, including the adversarial ones, while also guaranteeing the model robustness w.r.t. input perturbations, suggesting the benefit of enlarging basins.