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arXiv · 2507.14946

FullRecall: A Semantic Search-Based Ranking Approach for Maximizing Recall in Patent Retrieval

Amna Ali·Liyanage C. De Silva·Pg Emeroylariffion Abas
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Abstract

Patent examiners and inventors face significant pressure to verify the originality and non-obviousness of inventions, and the intricate nature of patent data intensifies the challenges of patent retrieval. Therefore, there is a pressing need to devise cutting-edge retrieval strategies that can reliably achieve the desired recall. This study introduces FullRecall, a novel patent retrieval approach that effectively manages the complexity of patent data while maintaining the reliability of relevance matching and maximising recall. It leverages IPC-guided knowledge to generate informative phrases, which are processed to extract key information in the form of noun phrases characterising the query patent under observation. From these, the top k keyphrases are selected to construct a query for retrieving a focused subset of the dataset. This initial retrieval step achieves complete recall, successfully capturing all relevant documents. To further refine the results, a ranking scheme is applied to the retrieved subset, reducing its size while maintaining 100% recall. This multi-phase process demonstrates an effective strategy for balancing precision and recall in patent retrieval tasks. Comprehensive experiments were conducted, and the results were compared with baseline studies, namely HRR2 [1] and ReQ-ReC [2]. The proposed approach yielded superior results, achieving 100% recall in all five test cases. However, HRR2[1] recall values across the five test cases were 10%, 25%, 33.3%, 0%, and 14.29%, while ReQ-ReC [2] showed 50% for the first test case, 25% for the second test case, and 0% for the third, fourth, and fifth test cases. The 100% recall ensures that no relevant prior art is overlooked, thereby strengthening the patent pre-filing and examination processes, hence reducing potential legal risks.

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Amna Ali, Liyanage C. De Silva, Pg Emeroylariffion Abas. 2025-07-20. FullRecall: A Semantic Search-Based Ranking Approach for Maximizing Recall in Patent Retrieval. https://arxiv.org/abs/2507.14946

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