The 3D index and Dehn filling

Abstract

We provide a rigorous proof of the Gang-Yonekura formula describing the transformation of the 3D index under Dehn filling a cusp in an orientable 3-manifold. The 3D index, originally introduced by Dimofte, Gaiotto and Gukov, is a physically inspired q-series that encodes deep topological and geometric information about cusped 3-manifolds. Building on the interpretation of the 3D index as a generating function over Q-normal surfaces, we introduce a relative version of the index for ideal triangulations with exposed boundary. This notion allows us to formulate a relative Gang-Yonekura formula, which we prove by developing a gluing principle for relative indices and establishing an inductive framework in the case of layered solid tori. Our approach makes use of Garoufalidis-Kashaev's meromorphic extension of the index, along with new identities involving q-hypergeometric functions. As an application, we study the limiting behaviour of the index for large fillings. We also develop code to perform certified computations of the index, guaranteeing correctness up to a specified accuracy. Our extensive computations support the topological invariance of the 3D index and suggest a well-defined extension to closed manifolds.