Pressure induced redistribution of oxygen hole states in La$_{4}$Ni$_{3}$O$_{10}$

Abstract

Using density functional calculations and multi-orbital, multi-atom cluster exact diagonalization that includes local exchange and Coulomb interactions, we explored the local low-energy electronic states of trilayer La$_4$Ni$_3$O$_{10}$ via a minimal Ni$_3$O$_{14}$ cluster. We find that, at ambient pressure, starting with all three Ni being nominally 2+ valence, one of the two extra holes is localized in the central NiO$_2$ layer forming a Zhang-Rice singlet (ZRS) with $d_{x^2-y^2}$ orbital. The other hole mainly occupies the antibonding combination of the two interplane apical O $p_z$ orbitals and thereby hybridizes with an out-of-plane three-spin-polaron (3SP) formed by the $d_{z^2}$ orbitals of three NiO$_2$ layers. At high pressure, however, the two extra holes are concentrated on one of two outer layers and the inner layer separately forming the ZRS with $d_{x^2-y^2}$ orbitals. We highlight the similarities between the bilayer La$_3$Ni$_2$O$_7$ and trilayer La$_4$Ni$_3$O$_{10}$ via speculated possible charge and spin configurations as well as the in-plane 3SP on two neighboring clusters suggested by our isolated cluster results.We thereby propose that the hole transfer from apical to in-plane oxygen orbitals of outer layer generates in-plane 3SP-like quasiparticles that act as mobile carriers coupled by interlayer superexchange; while the interplane 3SP-like states may provide the pairing glue. Since the low-pressure phase lacks freely propagating in-plane quasiparticles, this scenario naturally favors SC in the high-pressure phase.