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arXiv · 2604.14294

Breakdown of the Migdal-Eliashberg theory for electron-phonon systems. Role of polarons/bi-polarons

Abstract

The Migdal-Eliashberg theory (MET) describes electrons interacting with phonons in the adiabatic limit when the phonon Debye frequency is much smaller than the Fermi energy. A conventional belief is that MET holds even at strong coupling, when electron self-energy is large, and breaks down only near the point where the dressed phonon spectrum softens to near zero. We analyze numerically and analytically a different option -- collapse to a polaronic/bipolaronic ground state. The last scenario has never been analyzed in precise quantitative terms for a generic electron density. Using variational considerations, we establish rigorous upper bounds on the coupling $\lambda$, at which a FL state transforms into the bipolaron/polaron state. We show that at small and near-maximum densities, this happens well before a dressed phonon softens. This is true both in 2D and 3D systems; in the latter the upper bound on $\lambda$ tends to zero in the limit of small or near-full density. We present analytical reasoning for this behavior based on hints extracted from exact diagrammatic treatment of the on-site Holstein model for the spin polarized case and argue that polarons are produced by fermions with energies comparable to the bandwidth; i.e., polaron formation is outside the realm of MET. Closer to half-filling, the leading instability upon increasing $\lambda$ is towards a charge-density-wave state (CDW), and there exists a strong coupling regime of MET near this instability, while the polaron/bipolaron state develops at larger $\lambda$ out of a CDW-ordered state and inherits a CDW order over some range of coupling.

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Andrey Chubukov, Ilya Esterlis, Artem Abanov, Nikolay Prokof'ev. 2026-04-15. Breakdown of the Migdal-Eliashberg theory for electron-phonon systems. Role of polarons/bi-polarons. https://arxiv.org/abs/2604.14294

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