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arXiv · 2605.19767

AR1-ZO: Topology-Aware Rank-1 Zeroth-Order Queries for High-Rank LoRA Fine-Tuning

Ziye Chen·Hongbin Lin·Chenyu Zhang·Xiangda Yan·Yongjie Yang·Yao Shu
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Abstract

Zeroth-order (ZO) optimization enables large-language-model fine-tuning without storing backpropagation activations, while LoRA supplies compact trainable adapters. Combining them creates a rank paradox: increasing LoRA rank improves adapter capacity, but standard two-point ZO either perturbs a rank-dependent number of coordinates or, under atomwise updates, can make the finite-difference signal unobservable. This paper shows that the bottleneck is a measurement-topology problem rather than a need for an external subspace. LoRA already decomposes into matched rank-$1$ atoms, each a complete factor-coordinate block of dimension $d_\text{out}+d_\text{in}$. Querying one atom per step keeps the stored adapter rank $r$ while removing $r$ from the single-query perturbation dimension. The naive atomwise query is still miscalibrated: if it inherits canonical LoRA scaling $\alpha/r$, the active finite-difference signal shrinks as $1/r$ and the active finite-difference signal-to-noise ratio (FD-SNR) as $1/r^2$, producing directional collapse under a fixed residual evaluation-noise floor. AR1-ZO pairs alternating rank-$1$ atom queries with topology-aware scaling $\gamma=\alpha r$, restoring rank-invariant active signal without auxiliary bases, activation hooks, curvature estimates, or extra forward queries. Theory proves atom minimality, rank-independent active query dimension, directional collapse and restoration, and the remaining rank dependence as an amortized coverage cost. Experiments on OPT and Qwen3 models validate the signal mechanism and show that AR1-ZO makes high-rank LoRA effective among matched-budget ZO methods under the standard two-forward-pass query budget.

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Ziye Chen, Hongbin Lin, Chenyu Zhang, Xiangda Yan, Yongjie Yang, Yao Shu. 2026-05-19. AR1-ZO: Topology-Aware Rank-1 Zeroth-Order Queries for High-Rank LoRA Fine-Tuning. https://arxiv.org/abs/2605.19767

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