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arXiv · 2606.18232

Quartic Lyapunov functions for global fluid stability

Abstract

A fluid system is 'globally stable' if all initial conditions eventually converge to the same state. Since Reynolds (1895) and Orr (1907), the standard way to show global stability has been the energy method, which uses the fluctuation energy as a Lyapunov function. However, the energy method fails whenever transient energy growth is possible, so it often yields overly strict stability criteria. The first broadly applicable alternative has recently been introduced (Goulart & Chernyshenko 2012; Fuentes et al. 2022), using polynomial optimization to construct non-quadratic Lyapunov functions. Unlike the energy method, however, this approach is highly technical, computationally expensive, and hard to interpret physically. Moreover, it treats only one set of parameters at a time; in particular, if it verifies global stability at a certain Reynolds number, it does not imply the same for smaller values. The present work makes progress by connecting this numerical program with new analytical and physical insights. We show how to exploit symmetries of shear flows via convenient complex variable representations, greatly reducing the problem size. We then refine key inequalities, replace several expensive computational steps with simpler analytical alternatives, and show how to prove global stability over a range of Reynolds numbers. Our analysis identifies the simplest class of non-quadratic Lyapunov functions for two-dimensional parallel shear flows: a three-parameter family of quartic polynomials. Using these Lyapunov functions, we verify global stability of 2-D plane Couette flow and plane Poiseuille flow up to higher Reynolds numbers than possible with the energy method. Our work takes a step towards an analytical theory of global fluid stability beyond the energy method, and offers structural insights that should significantly improve future numerical investigations of global stability.

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David Darrow, Elizabeth Carlson, David Goluskin. 2026-06-16. Quartic Lyapunov functions for global fluid stability. https://arxiv.org/abs/2606.18232

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