arXiv · 2606.30782
A Lean 4 Formalization of Scott's Continuous Lattices (1972)
Abstract
We present a complete machine-checked formalization of Dana Scott's landmark 1972 paper \emph{Continuous Lattices} \textbf{[Sco72]}, carried out in Lean 4 against mathlib and including the March 1972 Milner correction in \textbf{[Sco72]} (pp.~135--136). Scott's paper develops a model for \(\lambda\)-calculus from a topological starting point. He defines \emph{injective} \(T_0\)-spaces -- those with a strong extension property for continuous maps -- and shows that they are exactly the \emph{continuous lattices}: complete lattices whose Scott topology is determined by the order via the way-below relation (\(\ll\)). On this foundation he studies projections, retractions, products, function spaces, and inverse limits. The capstone (Theorem 4.4) constructs an inverse limit \(D_\infty\) of function-space approximants and proves \(D_\infty \cong [D_\infty \to D_\infty]\), yielding a purely mathematical model for Church's untyped \(\lambda\)-calculus. Our development formalizes \textbf{43 numbered results} from Scott's Sections 1--4 (Propositions, Corollaries, Lemmas, and Theorems), each as a sorry-free Lean theorem, together with supporting infrastructure (step functions, the \(\Uparrow a\) basis of Scott opens, Milner's coarser-than-Scott hypothesis, the function-space tower, and the \(i_\infty\)/\(j_\infty\) pair). The formalization is \textbf{classical} (uses \texttt{Classical.choice} transitively) and follows Scott's proof dependency order. Where the Lean proof required choices not visible in the original -- or where dead ends were encountered -- we record detailed notes in Section 5. All proofs check with the standard footprint \(\texttt{[propext, Classical.choice, Quot.sound]}\). The formalization has been accepted into the Palomar registry.
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Lars Warren Ericson. 2026-06-29. A Lean 4 Formalization of Scott's Continuous Lattices (1972). https://arxiv.org/abs/2606.30782
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