How effective normal stress oscillations advance failure in fault gouge: frequency dependence, non-failure window, and the role of dilation

Abstract

Cyclic pore-pressure or normal stress variations arise both in relation to natural earthquakes and in engineered subsurface systems, yet their effect on fault stability remains poorly constrained at the grain scale. Here we numerically model, using a coupled Discrete Element--fluid dynamics model, the response of a sheared, fluid-saturated or dry, gouge-filled fault to effective normal stress oscillations over a wide frequency range (0.5-10000 Hz). The effective normal stress is oscillated either by cycling the pore-pressure or by directly cycling the normal stress, while keeping the stress state below the Mohr-Coulomb threshold measured in continuous loading. Despite this sub-critical loading, we observe failure across most frequencies, with a non-monotonic frequency dependence. A distinct non-failure window emerges at intermediate frequencies (30-200 Hz), bounded by failure at both lower and higher frequencies; the system exhibits four regimes from cyclic failure-and-arrest to continuous sliding. Pore-pressure and normal stress oscillations produce the same regime structure, confirming that they act as equivalent forcings via Terzaghi's principle, with fluid coupling adding only a delay due to dilatant hardening. Sub-critical failure arises from dilation-induced strength deterioration via two mechanisms: (i) low-frequency cycles allow sufficient time for shear-driven ratcheting dilation, while (ii) high-frequency cycles induce dynamic dilation (acoustic fluidization) via amplified seepage forces, stress gradients and inertial forces. The intermediate non-failure window represents the gap between these mechanisms. These results identify frequency as a controlling parameter for failure in granular materials, with implications for dynamic earthquake triggering and cyclic injection protocols.