Searcharxiv⌕ Search
Home/Archive/arXiv

arXiv · 2608.02308

A General Set-Based Framework for Cognitive State Estimation: Theory and Application to Conditionally Automated Driving

Sibibalan Jeevanandam·Neera Jain
View original source ↗Read source document ↗Export metadata ↓

Abstract

We present a set-based framework for estimating human cognitive states in human-automation interaction (HAI) contexts. Unlike probabilistic approaches dominant in the HAI literature, our framework treats process and measurement uncertainties as unknown but bounded, avoiding the need for large structured datasets or distributional assumptions on noise. We demonstrate the framework in the context of conditionally automated (SAE Level 3) driving, where we estimate three cognitive states (trust, perceived risk, and workload) that influence human reliance on the automation during a continuous, non-trial-based interaction. We leverage a hybrid dynamical modeling framework to identify individual-specific process and measurement models, systematically estimate noise bounds by enforcing reachset conformance, and identify the subset of cognitive states that influence each individual's reliance on the automation. Set-valued estimates of those states are then produced by fusing binary reliance observations and intermittent, quantized self-reports. The framework is evaluated through an in-person experiment in a medium-fidelity driving simulator with 20 participants. The set-valued estimator achieves at least 75% consistency for most participants during testing, and multi-step-ahead reliance predictions derived from the estimates outperform both an open-loop baseline and a particle filter across all choices of prediction horizons (15, 30, 45, 60 time steps), with the performance gap more evident at longer horizons. The proposed estimation framework can enable automation systems that are continuously aware of, and responsive to, the human driver's state.

Explore related subjects

eess.SYcs.SY

Keep this discovery

BibTeXRIS

Sibibalan Jeevanandam, Neera Jain. 2026-08-03. A General Set-Based Framework for Cognitive State Estimation: Theory and Application to Conditionally Automated Driving. https://arxiv.org/abs/2608.02308

Cite the original work for its findings. Save a collection to share your selection of sources.

KEEP EXPLORING

Related papers

arXiv2026

Structured Stochastic Representations of Integrated Dynamic Strategies

Dynamic allocation decisions couple present resource use to evolving internal conditions, delayed returns, and future costs. We represent this interaction by four probability localizations linked through regime-indexed, graph-constrained column-stochastic operators. Pre-action state or context selects a locally affine model, while action-dependent changes update subsequent regimes, yielding a causal switched representation of nonlinear evolution. We characterize operator identifiability relative to the graph, the stochastic constraints, and the sampled embedding, separating coefficient recovery from predictive equivalence on the decision domain. Decision making is then formulated through implementable return--cost acceptability regions. Finite-horizon error propagation supplies conservative classification margins, and simultaneous intervals distinguish model-relative near-optimality from certified $\epsilon$-optimality over a declared finite policy class. Regime-indexed stochastic feedback is admitted when it satisfies the same certification test. Reproducible synthetic laboratories for personal preparation, supplier participation, and customer retention illustrate exact, operator-supplied, and noisy feedback cases. Multinomial experiments show improving recovery of the feedback function and fewer unresolved decisions with increasing sample size, while unrestricted off-policy recovery remains limited. The contribution is a structure-preserving representation--identification--decision workflow, not a domain-specific physiological or commercial calibration.

eess.SY↗
arXiv2026

Fusion Estimation in Multi-sensor Systems for Data Packets with Disrupted Identities

In this paper, we explore the problem of fusion estimation for a multi-sensor system where the identity of the data packet received by each sensor may be disrupted or incorrect due to confusion in device identity allocation, communication protocol defects, or the lack of a clear sensor identifier. This can result in a random shuffle of the data components during the fusion estimation process, compromising the performance of the fusion estimation. To address this issue, we introduce the concepts of permutations and symmetry groups to describe this phenomenon as data packet permutation. We construct statistics to simplify the information set, developing two algorithms: a Bayesian approach, which performs fusion using posterior arrangement probabilities, and a greedy approach, which effectively improves estimation performance by guessing the likely data arrangement. We compare these two algorithms and demonstrate that both are expectation error-bounded. We improve algorithms for information-scarce scenarios. By employing the expectation-maximization algorithm, we fill in the prior information of data arrangement where the correct convergence is proven. Finally, we present numerical simulations to validate our results.

eess.SY↗
arXiv2026

Quantifying the Reality Gap for RL-Based UAV Placement at mmWave and Sub-THz

Reinforcement learning (RL) policies for unmanned aerial vehicle (UAV) placement in mmWave and sub-terahertz networks are typically trained on simplified analytical channels. We quantify the resulting sim-to-real gap on a real urban map of Doha, Qatar, at carriers {28, 140, 183, 300} GHz and altitudes {50, 75, 100, 125} m, evaluating three channel pipelines: an analytical model (FSPL + atmospheric absorption + cuboid LoS), full Monte-Carlo ray tracing in Sionna RT with ITU-R P.676-13 absorption, and a deterministic-LoS hybrid that reuses Sionna's mesh under a closed-form path-gain expression. We formalize the gap on the spatial SNR distribution via four metrics, namely bias, RMSE, Jensen-Shannon divergence, and optimum-deployment displacement. Three findings emerge: at 28/140 GHz, $\sim$70% of the apparent -5.6/-4.8 dB Sionna bias is Monte-Carlo undersampling and shrinks to -1.7/-1.5 dB after mitigation; at 183 GHz a -9.2 dB residual isolates the atmospheric absorption / ITU-R P.676 line-shape disagreement; at 300 GHz the stochastic ray tracer agrees with the analytical model only coincidentally, with a +3.8 dB structural offset exposed by the deterministic-LoS pipeline. Across all carriers the linear-domain regret of the analytical-trained policy stays $\geq$ 0.93, indicating practical near-optimality but with a carrier-resolved SNR bias that warrants explicit reporting.

eess.SY↗