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arXiv · 2608.07125

Improved Bounds for Nested Orthogonal Arrays

Xiaodong Niu·Guangzhou Chen·Zihong Tian·Jianguo Lei
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Abstract

Nested orthogonal arrays (NOAs) have found increasing application in various experimental design problems. A central challenge in this field is the derivation of lower bounds on the number of runs. These bounds serve as a powerful criterion to prove the nonexistence of specific arrays. For symmetric NOAs, Mukerjee, Qian, and Wu developed statistical arguments that yield fairly tight bounds. By contrast, the bounds for asymmetric NOAs proposed by Lin, Pang and Chen, which are obtained via a recursive column deletion technique that reduces the general problem to NOAs of strength 2, are not optimal. Consequently, improving these bounds remains a significant open problem. In this paper, we reformulate the Rao bound and establish a new bound for NOAs under a group theoretic framework. Using the character theory of finite abelian groups, we obtain an equivalent characterization via group characters. This framework allows us to give a new proof of Rao bound for orthogonal arrays and to derive significantly sharper lower bounds for asymmetric NOAs than those of Lin et al. In the case where all factor levels are equal, our bounds reduce naturally to the symmetric bounds of Mukerjee, Qian, and Wu. We also confirm their optimality by explicitly two constructions of NOAs that achieve these bounds.

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Xiaodong Niu, Guangzhou Chen, Zihong Tian, Jianguo Lei. 2026-08-07. Improved Bounds for Nested Orthogonal Arrays. https://arxiv.org/abs/2608.07125

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