SearcharxivSearch

arXiv · 2609.03051

Beyond isolated curvature peaks: collective collapse and multiple Primordial Black Hole formation

Abstract

Primordial black hole (PBH) calculations usually treat rare curvature peaks as isolated collapsing regions. Using fully nonlinear $3+1$ numerical-relativity simulations in a radiation-dominated Universe, we demonstrate that neighbouring primordial curvature perturbations need not map one-to-one onto PBHs: they may ultimately disperse, collapse collectively into a single PBH, or undergo distinct local collapses and form more than one PBH. In the family of two-component profiles studied here, the latter outcome is a pair of PBHs, identified by the coexistence of two disconnected apparent horizons on at least one time slice. We introduce a nonspherical quasi-local compaction diagnostic based on the Hawking mass and referenced to a round flat-FLRW sphere of equal area. It retains the angular structure of the curvature field and reduces to the standard Misner-Sharp compaction function in spherical symmetry. The global maximum of this diagnostic, $\mathcal K_{\rm form}$, provides an empirical indicator of whether at least one PBH forms, with a transition near $\mathcal K_{\rm form,c}\approx0.56$ and modest profile-dependent scatter. For forming bimodal profiles, we supplement the nonlinear compactness with a signed linear surface strength evaluated on the same probing spheres. The viability of the weaker local branch and the competition between the local and common-enclosing branches improve the empirical discrimination between single- and double-PBH outcomes. Our results therefore show that the maximum curvature amplitude alone does not determine the collapse outcome, which also depends on the spatial extent, characteristic scales, and geometry of the surrounding curvature environment.

Explore related subjects

Keep this discovery

BibTeXRIS

Albert Escrivà. 2026-09-02. Beyond isolated curvature peaks: collective collapse and multiple Primordial Black Hole formation. https://arxiv.org/abs/2609.03051

Cite the original work for its findings. Save a collection to share your selection of sources.

KEEP EXPLORING

Related papers

Constraining spinning primordial black holes with interstellar dust heating

Primordial black holes (PBHs) are a well-motivated dark matter candidate, and their cosmic abundance is constrained by a variety of observational probes. PBHs in the mass range $10^{15}\,\text{g}\,{-}\,10^{17}\,\text{g}$ are evaporating today via Hawking radiation, a process that can heat interstellar dust and modify its thermal emission. Recent studies have used this effect to place constraints on the abundance of non-spinning PBHs. We extend this approach by investigating the influence of PBH spin on dust-heating constraints. Furthermore, we account for secondary photons that originate not only from the decay of gauge bosons but also from the decay of hadrons produced via the fragmentation of primary quarks and gluons emitted through Hawking radiation. By comparing the dust heating rate induced by spinning PBHs with the maximum cooling rate of dust, considering both silicate and graphite grains, we derive new upper limits on the fraction of dark matter in the form of PBHs, $f_{\rm PBH}$. Our results show that the constraints depend on both PBH mass and spin. Smaller PBHs with higher spin yield stronger limits. For example, in the cases we investigated, the strongest constraint is $f_{\rm PBH} \sim 1.5 \times 10^{-4}$ for $M_{\rm PBH} = 10^{15}{\rm g}$ and spin parameter $a_{*} = 0.9999$. Although these limits are less stringent than existing constraints in the same mass range, they provide a distinct and complementary approach to constraining the abundance of PBHs.

astro-ph.CO

Two-parameter continuous deformation of Starobinsky inflation as a bridge between Planck and ACT DESI data with $N_\star\in(50,60)$

We present a family of plateau-type inflationary potentials, eq.~\eqref{Vgeneral}, and analyze a two-parameter $\alpha\beta$-Starobinsky specialization that interpolates continuously between a \emph{maximal} plateau ($V\!\to\!V_0$) and a \emph{submaximal} plateau ($V\!\to\!V_\infty 0$ with $x_\star\gg 1/\beta$ the slow-roll scaling laws change to $n_s\simeq 1-\frac{4}{3N_\star},\, r\simeq\mathcal{C}(\alpha,\beta)\,N_\star^{-4/3},$ with an explicit coefficient $\mathcal{C}(\alpha,\beta)$ set by the plateau truncation. This deformation lifts $n_s$ at fixed $N_\star$ while further suppressing $r$, reconciling the Planck~2018 constraint $n_s=0.9649\pm0.0042$ (68\% CL) and BICEP/Keck18 data $r_{0.05}<0.036$ (95\% CL), with the higher central values $n_s\sim0.97$--$0.98$ preferred by ACT+DESI~DR2 (BAO), within the theoretically motivated interval $N_\star\in(50,60)$ and without exotic reheating. We provide an exact identity for $V/V'$ enabling analytic control of $N_\star$, a practical crossover criterion $\beta\,x_\star\ll1$ vs.\ $\gg1$, and a transparent mapping between $(\alpha,\beta)$ and the observables $(n_s,r,N_\star)$. These yield sharp, testable signatures, particularly the softened $N_\star$-scaling of $r$, that distinguish a maximal from a submaximal plateau with upcoming CMB and LSS data.

astro-ph.CO

A Tale of Two Gauges: Effective Field Theory for Relativistic Behavior of Cosmological Axions

In this work, we present a formalism to model the relativistic behavior of axions. The relativistic behavior of axions is surprisingly difficult to model precisely, as it involves oscillations on timescales much shorter than the Hubble timescale. To overcome this challenge, one typically resorts to some form of effective treatment, focusing only on the time-averaged description of the exact oscillations. Salehian, Namjoo & Kaiser provide a systematic framework for such treatment, based on the effective field theory formalism. While the aforementioned study was formulated for axion perturbations in the Newtonian gauge with no anisotropic stress, we extend the formalism to the synchronous gauge that is more conventionally used for numerical implementation in a realistic cosmological setting. Unlike their work, however, we propose a fluid interpretation in which the axion field can be identified as a perfect fluid at all times, both in the exact and effective regimes. Moreover, we present the effective field theory for the Newtonian gauge with non-zero anisotropic stress, making the original formulation more general and useful for scenarios where the matter content of the universe is multi-component. These results lay the theoretical foundation for a companion paper where we discuss how the axion field should be incorporated alongside other species in common cosmological Boltzmann solvers.

astro-ph.CO