IncentRL: The Trade-Off Between Preference Guidance and Task Performance

Xuening Wu; Yanlan Kang; Shenqin Yin

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arXiv · 2609.21525

IncentRL: The Trade-Off Between Preference Guidance and Task Performance

Xuening Wu·Yanlan Kang·Shenqin Yin

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Abstract

Preference-based reward shaping can guide reinforcement learning, but adding preference signals to the reward may unintentionally change the task being optimized. We address this problem with IncentRL, a framework that introduces preference guidance while explicitly characterizing its effect on external-task performance. IncentRL adds a Kullback--Leibler (KL) penalty between a specified outcome distribution and a preferred distribution. For finite discounted Markov decision processes with bounded shaping costs, we derive an external-value perturbation bound, establish a sufficient strict-action-gap condition for preserving the original optimal policy, and characterize the large-weight regime through discounted cumulative preference cost. Exact examples clarify the limits of these guarantees, including tied optima and support mismatch. We study a practical implementation using a hand-designed, distance-based outcome proxy, a fixed preference distribution, and score-weighted coefficient search. On MiniGrid DoorKey-8x8, the reported three-seed mean success rate after two million training steps reaches 98\% with coefficient 0.01, compared with 90.5\% for the reported zero-coefficient baseline, while the search progressively shifts toward smaller coefficients. Together, these results provide a principled view of the central trade-off in preference-based RL: using additional guidance to improve learning without excessively distorting the original task objective. The current experiments remain descriptive and do not yet isolate KL shaping from simpler alternatives.

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BibTeX RIS

Xuening Wu, Yanlan Kang, Shenqin Yin. 2026-09-18. IncentRL: The Trade-Off Between Preference Guidance and Task Performance. https://arxiv.org/abs/2609.21525

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