From Surface to Depth: Towards Cognitive Appraisal Reasoning in Multimodal Emotion Understanding

Abstract

Recent multimodal large language models (MLLMs) increasingly incorporate explainable reasoning for emotion understanding. However, reasoning based mainly on observable affective cues can reduce emotion understanding to superficial cue-label associations, giving rise to the Clever Hans effect. Such shortcuts become unreliable when affective cues are implicit, conflicting across modalities, linguistically misleading, or obscured by redundant details. In contrast, human emotions are shaped by how individuals interpret and evaluate surrounding events beyond observable cues. Inspired by appraisal theories of emotion, we formulate multimodal emotion understanding as a progression from perception to cognitive appraisal, and introduce a dataset, a model, and a benchmark to support this novel paradigm. CogEmo-40K is a large-scale instruction-tuning dataset constructed through a perception-to-appraisal pipeline to elicit evidence-grounded reasoning across six cognitive appraisal dimensions underlying emotion. CogEmo-MoE is a compact sparse MLLM that introduces interleaved MoE blocks for appraisal-specific adaptation, enabling effective appraisal reasoning at a substantially smaller scale than typical emotion MLLMs. CogEmo-Bench introduces an Appraisal Evidence Quality Score (AEQS) to assess cognitive-affective understanding across six complementary appraisal dimensions, addressing the limitation of conventional emotion metrics that evaluate what emotion is predicted but not why it arises. Extensive experiments show that our paradigm not only leads CogEmo-Bench, but also exhibits strong cross-domain generalization. Our findings suggest that perception-to-appraisal reasoning can move beyond surface-level cue-label associations toward more reliable multimodal emotion understanding and closer cognitive alignment between MLLMs and humans.