Non-Bloch band theory for finite banded non-Hermitian Toeplitz matrices

Abstract

Non-Bloch band theory recovers the open-boundary spectrum of a non-Hermitian chain from its Bloch Hamiltonian evaluated along the generalised Brillouin zone rather than the unit circle. We develop its finite-size counterpart for banded Toeplitz matrices with real open-boundary spectrum. Reality of the spectrum forces the generalised Brillouin zone to be parametrised by an analytic polar curve, so the known sufficient condition for a real spectrum is also necessary under some mild non-degeneracy conditions. At finite size $n$, the eigenvalues of the original and the symmetrised Bloch Hamiltonians are given by samples at $n$ quantised momenta from the same limiting band, although separated by a phase mismatch of order $1/n$ which we obtain in closed form. Iterating this correction $K$ times yields a quantisation rule on the generalised Brillouin zone reproducing the finite spectrum with an error $\mathcal{O}(n^{-K-1})$ for any fixed $K$. At finite size, the generalised Brillouin zone itself is unchanged and only its parametrisation depends on $n$.