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Đorđe Žikelić

Publications and source records attributed to Đorđe Žikelić.

At least 19 recordsLinked to original sources

Runtime Monitoring of Supermartingale Certificates

Supermartingale certificates formally guarantee temporal properties of discrete and continuous-time stochastic dynamical systems. However, these guarantees rely on a mathematical model of the world, leaving a sim-to-real gap that can invalidate them for the deployed system. We formulate the runtime monitoring problem for supermartingale certificates, in which a monitor observes a single system trajectory and raises an alarm when there is sufficient statistical evidence that the supermartingale certificate has been violated during execution. We present an algorithm to automatically construct a monitor using betting-based sequential tests that bound the probability of ever raising a false alarm at a user-specified level. Within this betting framework, we formulate strategies that allow the monitor to exploit spatial regularity to improve detection power while preserving this statistical guarantee. We demonstrate the efficacy of our approach on supermartingale certificate benchmarks from the literature.

cs.AI↗

Solving Robust POMDPs with Omega-regular Objectives via Partially Observable Stochastic Games

Robust POMDPs (RPOMDPs) generalize classical POMDPs to the setting where exact transition probabilities are not known -- rather, they are only known to belong to some uncertainty set of values. In this work, we study the problem of solving RPOMDPs with general omega-regular objectives, which subsume a broad class of objectives such as reachability, safety, and linear temporal logic (LTL) objectives. We show that, for (s,a)-rectangular RPOMDPs with polytopic uncertainty sets, the problem of solving RPOMDPs under omega-regular objectives can be reduced to solving partially observable stochastic games (POSGs) under omega-regular objectives. Moreover, we show for the first time that reductions can be constructed in both directions, establishing the semantic equivalence between (s,a)-rectangular RPOMDPs with polytopic uncertainty sets and POSGs. This allows us to derive a range of new computational complexity results, including both upper and lower complexity bounds, on solving RPOMDPs with different omega-regular objectives. As a corollary, we also derive new computational complexity results for RMDPs.

cs.AI↗

Certificate-Guided Evaluation of Reinforcement Learning Generalization

This work presents a logic-driven framework to evaluate the performance of reinforcement learning (RL) algorithms in their ability to generalize to unseen tasks. Our framework defines a family of inductive reach-avoid tasks, characterized by structural similarities in task dynamics, enabling evaluation of generalization capabilities. We introduce a neural certificate function that validates trajectories generated by RL algorithms by enforcing key conditions, thereby serving as a litmus test for RL generalization. We empirically demonstrate our method's capability in certifying generalization for several state-of-the-art generalizable RL algorithms on challenging continuous environments. Our results show that a lower percentage of certificate function violations correlates with a higher number of test tasks successfully solved, highlighting the effectiveness of our framework in evaluating and distinguishing generalization capabilities of RL algorithms. This work provides a principled approach for benchmarking RL generalization.

cs.AI↗

Automated Approach for Solving Infinite-state Polynomial Reachability Games

Reachability games are two-player games played on a graph, where the objective of $\texttt{REACH}$ player is to reach the target set whereas the objective of $\texttt{SAFE}$ player is to stay away from the target set. Reachability games have important applications in artificial intelligence and reactive synthesis, and many of these applications give rise to infinite-state reachability games. In this paper, we study turn-based reachability games on infinite-state graphs defined over valuations of a finite set of real variables. We consider the problem of determining the existence of and computing a winning strategy for $\texttt{REACH}$ player. Our contributions are twofold. First, we propose ranking certificates for reachability games, a sound and complete proof rule for proving that $\texttt{REACH}$ player has a winning strategy from the specified initial state. Second, we consider polynomial reachability games, where transitions and objectives are described by polynomial constraints over real variables, and propose a fully automated algorithm for computing a winning strategy for $\texttt{REACH}$ player together with a formal correctness witness in the form of a ranking certificate. The algorithm is sound, semi-complete, and runs in sub-exponential time. Our experiments demonstrate the ability of our method to solve challenging examples from the literature that were out of the reach of existing methods. Specifically, for the classical Cinderella-Stepmother game, we are able to compute an optimal winning strategy for an arbitrary precision parameter for the first time.

cs.AI↗

SuperDP: Differential Privacy Refutation via Supermartingales

Differential privacy (DP) has established itself as one of the standards for ensuring privacy of individual data. However, reasoning about DP is a challenging and error-prone task, hence methods for formal verification and refutation of DP properties have received significant interest in recent years. In this work, we present a novel method for automated formal refutation of $ε$-DP. Our method refutes $ε$-DP by searching for a pair of inputs together with a non-negative function over outputs whose expected value on these two inputs differs by a significant amount. The two inputs and the non-negative function over outputs are computed simultaneously, by utilizing upper expectation supermartingales and lower expectation submartingales from probabilistic program analysis, which we leverage to introduce a sound and complete proof rule for $ε$-DP refutation. To the best of our knowledge, our method is the first method for $ε$-DP refutation to offer the following four desirable features: (1)~it is fully automated, (2)~it is applicable to stochastic mechanisms with sampling instructions from both discrete and continuous distributions, (3)~it provides soundness guarantees, and (4)~it provides semi-completeness guarantees. Our experiments show that our prototype tool SuperDP achieves superior performance compared to the state of the art and manages to refute $ε$-DP for a number of challenging examples collected from the literature, including ones that were out of the reach of prior methods.

cs.PL↗

Automating the Refinement of Reinforcement Learning Specifications

Logical specifications have been shown to help reinforcement learning algorithms in achieving complex tasks. However, when a task is under-specified, agents might fail to learn useful policies. In this work, we explore the possibility of improving coarse-grained logical specifications via an exploration-guided strategy. We propose AutoSpec, a framework that searches for a logical specification refinement whose satisfaction implies satisfaction of the original specification, but which provides additional guidance therefore making it easier for reinforcement learning algorithms to learn useful policies. AutoSpec is applicable to reinforcement learning tasks specified via the SpectRL specification logic. We exploit the compositional nature of specifications written in SpectRL, and design four refinement procedures that modify the abstract graph of the specification by either refining its existing edge specifications or by introducing new edge specifications. We prove that all four procedures maintain specification soundness, i.e. any trajectory satisfying the refined specification also satisfies the original. We then show how AutoSpec can be integrated with existing reinforcement learning algorithms for learning policies from logical specifications. Our experiments demonstrate that AutoSpec yields promising improvements in terms of the complexity of control tasks that can be solved, when refined logical specifications produced by AutoSpec are utilized.

cs.AI↗

Comparative Analysis of Barrier-like Function Methods for Reach-Avoid Verification in Stochastic Discrete-Time Systems

In this paper, we compare several representative barrier-like conditions from the literature for infinite-horizon reach-avoid verification of stochastic discrete-time systems. Our comparison examines both their theoretical properties and computational tractability, highlighting each condition's strengths and limitations that affect applicability and conservativeness. Finally, we illustrate their practical performance through computational experiments using semidefinite programming (SDP) and counterexample-guided inductive synthesis (CEGIS).

eess.SY↗

Synthesizing Efficient and Permissive Programmatic Runtime Shields for Neural Policies

With the increasing use of neural policies in control systems, ensuring their safety and reliability has become a critical software engineering task. One prevalent approach to ensuring the safety of neural policies is to deploy programmatic runtime shields alongside them to correct their unsafe commands. However, the programmatic runtime shields synthesized by existing methods are either computationally expensive or insufficiently permissive, resulting in high overhead and unnecessary interventions on the system. To address these challenges, we propose Aegis, a novel framework that synthesizes lightweight and permissive programmatic runtime shields for neural policies. Aegis achieves this by formulating the seeking of a runtime shield as a sketch-based program synthesis problem and proposing a novel method that leverages counterexample-guided inductive synthesis and Bayesian optimization to solve it. To evaluate Aegis and its synthesized shields, we use eight representative control systems and compare Aegis with the current state-of-the-art. Our results show that the programmatic runtime shields synthesized by Aegis can correct all unsafe commands from neural policies, ensuring that the systems do not violate any desired safety properties at all times. Compared to the current state-of-the-art, Aegis's shields exhibit a 2.2$\times$ reduction in time overhead and a 3.9$\times$ reduction in memory usage, suggesting that they are much more lightweight. Moreover, Aegis's shields incur an average of 1.5$\times$ fewer interventions than other shields, showing better permissiveness.

cs.SE↗

Omega-regular Verification and Control for Distributional Specifications in MDPs

A classical approach to studying Markov decision processes (MDPs) is to view them as state transformers. However, MDPs can also be viewed as distribution transformers, where an MDP under a strategy generates a sequence of probability distributions over MDP states. This view arises in several applications, even as the probabilistic model checking problem becomes much harder compared to the classical state transformer counterpart. It is known that even distributional reachability and safety problems become computationally intractable (Skolem- and positivity-hard). To address this challenge, recent works focused on sound but possibly incomplete methods for verification and control of MDPs under the distributional view. However, existing automated methods are applicable only to distributional reachability, safety and reach-avoidance specifications. In this work, we present the first automated method for verification and control of MDPs with respect to distributional omega-regular specifications. To achieve this, we propose a novel notion of distributional certificates, which are sound and complete proof rules for proving that an MDP under a distributionally memoryless strategy satisfies some distributional omega-regular specification. We then use our distributional certificates to design the first fully automated algorithms for verification and control of MDPs with respect to distributional omega-regular specifications. Our algorithms follow a template-based synthesis approach and provide soundness and relative completeness guarantees, while running in PSPACE. Our prototype implementation demonstrates practical applicability of our algorithms to challenging examples collected from the literature.

cs.LO↗

Supermartingale Certificates for Quantitative Omega-regular Verification and Control

We present the first supermartingale certificate for quantitative $ω$-regular properties of discrete-time infinite-state stochastic systems. Our certificate is defined on the product of the stochastic system and a limit-deterministic Büchi automaton that specifies the property of interest; hence we call it a limit-deterministic Büchi supermartingale (LDBSM). Previously known supermartingale certificates applied only to quantitative reachability, safety, or reach-avoid properties, and to qualitative (i.e., probability 1) $ω$-regular properties. We also present fully automated algorithms for the template-based synthesis of LDBSMs, for the case when the stochastic system dynamics and the controller can be represented in terms of polynomial inequalities. Our experiments demonstrate the ability of our method to solve verification and control tasks for stochastic systems that were beyond the reach of previous supermartingale-based approaches.

cs.LO↗

PolyQEnt: A Polynomial Quantified Entailment Solver

Polynomial quantified entailments with existentially and universally quantified variables arise in many problems of verification and program analysis. We present PolyQEnt which is a tool for solving polynomial quantified entailments in which variables on both sides of the implication are real valued or unbounded integers. Our tool provides a unified framework for polynomial quantified entailment problems that arise in several papers in the literature. Our experimental evaluation over a wide range of benchmarks shows the applicability of the tool as well as its benefits as opposed to simply using existing SMT solvers to solve such constraints.

cs.LO↗

Refuting Equivalence in Probabilistic Programs with Conditioning

We consider the problem of refuting equivalence of probabilistic programs, i.e., the problem of proving that two probabilistic programs induce different output distributions. We study this problem in the context of programs with conditioning (i.e., with observe and score statements), where the output distribution is conditioned by the event that all the observe statements along a run evaluate to true, and where the probability densities of different runs may be updated via the score statements. Building on a recent work on programs without conditioning, we present a new equivalence refutation method for programs with conditioning. Our method is based on weighted restarting, a novel transformation of probabilistic programs with conditioning to the output equivalent probabilistic programs without conditioning that we introduce in this work. Our method is the first to be both a) fully automated, and b) providing provably correct answers. We demonstrate the applicability of our method on a set of programs from the probabilistic inference literature.

cs.PL↗

Predictive Monitoring of Black-Box Dynamical Systems

We study the problem of predictive runtime monitoring of black-box dynamical systems with quantitative safety properties. The black-box setting stipulates that the exact semantics of the dynamical system and the controller are unknown, and that we are only able to observe the state of the controlled (aka, closed-loop) system at finitely many time points. We present a novel framework for predicting future states of the system based on the states observed in the past. The numbers of past states and of predicted future states are parameters provided by the user. Our method is based on a combination of Taylor's expansion and the backward difference operator for numerical differentiation. We also derive an upper bound on the prediction error under the assumption that the system dynamics and the controller are smooth. The predicted states are then used to predict safety violations ahead in time. Our experiments demonstrate practical applicability of our method for complex black-box systems, showing that it is computationally lightweight and yet significantly more accurate than the state-of-the-art predictive safety monitoring techniques.

eess.SY↗

Quantified Linear and Polynomial Arithmetic Satisfiability via Template-based Skolemization

The problem of checking satisfiability of linear real arithmetic (LRA) and non-linear real arithmetic (NRA) formulas has broad applications, in particular, they are at the heart of logic-related applications such as logic for artificial intelligence, program analysis, etc. While there has been much work on checking satisfiability of unquantified LRA and NRA formulas, the problem of checking satisfiability of quantified LRA and NRA formulas remains a significant challenge. The main bottleneck in the existing methods is a computationally expensive quantifier elimination step. In this work, we propose a novel method for efficient quantifier elimination in quantified LRA and NRA formulas. We propose a template-based Skolemization approach, where we automatically synthesize linear/polynomial Skolem functions in order to eliminate quantifiers in the formula. The key technical ingredients in our approach are Positivstellensätze theorems from algebraic geometry, which allow for an efficient manipulation of polynomial inequalities. Our method offers a range of appealing theoretical properties combined with a strong practical performance. On the theory side, our method is sound, semi-complete, and runs in subexponential time and polynomial space, as opposed to existing sound and complete quantifier elimination methods that run in doubly-exponential time and at least exponential space. On the practical side, our experiments show superior performance compared to state-of-the-art SMT solvers in terms of the number of solved instances and runtime, both on LRA and on NRA benchmarks.

cs.LO↗

Neural Control and Certificate Repair via Runtime Monitoring

Learning-based methods provide a promising approach to solving highly non-linear control tasks that are often challenging for classical control methods. To ensure the satisfaction of a safety property, learning-based methods jointly learn a control policy together with a certificate function for the property. Popular examples include barrier functions for safety and Lyapunov functions for asymptotic stability. While there has been significant progress on learning-based control with certificate functions in the white-box setting, where the correctness of the certificate function can be formally verified, there has been little work on ensuring their reliability in the black-box setting where the system dynamics are unknown. In this work, we consider the problems of certifying and repairing neural network control policies and certificate functions in the black-box setting. We propose a novel framework that utilizes runtime monitoring to detect system behaviors that violate the property of interest under some initially trained neural network policy and certificate. These violating behaviors are used to extract new training data, that is used to re-train the neural network policy and the certificate function and to ultimately repair them. We demonstrate the effectiveness of our approach empirically by using it to repair and to boost the safety rate of neural network policies learned by a state-of-the-art method for learning-based control on two autonomous system control tasks.

cs.LG↗

Sound and Complete Witnesses for Template-based Verification of LTL Properties on Polynomial Programs

We study the classical problem of verifying programs with respect to formal specifications given in the linear temporal logic (LTL). We first present novel sound and complete witnesses for LTL verification over imperative programs. Our witnesses are applicable to both verification (proving) and refutation (finding bugs) settings. We then consider LTL formulas in which atomic propositions can be polynomial constraints and turn our focus to polynomial arithmetic programs, i.e. programs in which every assignment and guard consists only of polynomial expressions. For this setting, we provide an efficient algorithm to automatically synthesize such LTL witnesses. Our synthesis procedure is both sound and semi-complete. Finally, we present experimental results demonstrating the effectiveness of our approach and that it can handle programs which were beyond the reach of previous state-of-the-art tools.

cs.PL↗

Certified Policy Verification and Synthesis for MDPs under Distributional Reach-avoidance Properties

Markov Decision Processes (MDPs) are a classical model for decision making in the presence of uncertainty. Often they are viewed as state transformers with planning objectives defined with respect to paths over MDP states. An increasingly popular alternative is to view them as distribution transformers, giving rise to a sequence of probability distributions over MDP states. For instance, reachability and safety properties in modeling robot swarms or chemical reaction networks are naturally defined in terms of probability distributions over states. Verifying such distributional properties is known to be hard and often beyond the reach of classical state-based verification techniques. In this work, we consider the problems of certified policy (i.e. controller) verification and synthesis in MDPs under distributional reach-avoidance specifications. By certified we mean that, along with a policy, we also aim to synthesize a (checkable) certificate ensuring that the MDP indeed satisfies the property. Thus, given the target set of distributions and an unsafe set of distributions over MDP states, our goal is to either synthesize a certificate for a given policy or synthesize a policy along with a certificate, proving that the target distribution can be reached while avoiding unsafe distributions. To solve this problem, we introduce the novel notion of distributional reach-avoid certificates and present automated procedures for (1) synthesizing a certificate for a given policy, and (2) synthesizing a policy together with the certificate, both providing formal guarantees on certificate correctness. Our experimental evaluation demonstrates the ability of our method to solve several non-trivial examples, including a multi-agent robot-swarm model, to synthesize certified policies and to certify existing policies.

cs.AI↗

Fully Automated Selfish Mining Analysis in Efficient Proof Systems Blockchains

We study selfish mining attacks in longest-chain blockchains like Bitcoin, but where the proof of work is replaced with efficient proof systems -- like proofs of stake or proofs of space -- and consider the problem of computing an optimal selfish mining attack which maximizes expected relative revenue of the adversary, thus minimizing the chain quality. To this end, we propose a novel selfish mining attack that aims to maximize this objective and formally model the attack as a Markov decision process (MDP). We then present a formal analysis procedure which computes an $ε$-tight lower bound on the optimal expected relative revenue in the MDP and a strategy that achieves this $ε$-tight lower bound, where $ε>0$ may be any specified precision. Our analysis is fully automated and provides formal guarantees on the correctness. We evaluate our selfish mining attack and observe that it achieves superior expected relative revenue compared to two considered baselines. In concurrent work [Sarenche FC'24] does an automated analysis on selfish mining in predictable longest-chain blockchains based on efficient proof systems. Predictable means the randomness for the challenges is fixed for many blocks (as used e.g., in Ouroboros), while we consider unpredictable (Bitcoin-like) chains where the challenge is derived from the previous block.

cs.CR↗