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Aadit Sengupta

Publications and source records attributed to Aadit Sengupta.

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What Do Compliance Detectors Read? An Audit of Activation Probes and Guard Models

Regulatory compliance monitoring in deployed language models is increasingly implemented as a legal and audit control, checking model outputs against written rules spanning data protection, healthcare, financial regulation, and platform policy. Such monitoring is meaningful only if a detector's verdict depends on the stated rule rather than on surface features of the scenario. We show this condition fails across the current class of compliance detectors, a failure we call rule blindness. Deleting, permuting, or substituting the governing rule leaves detection accuracy unchanged for every guard and activation probe we test, including a policy-conditioned guard that correctly cites the governing clause yet barely changes its verdict when that clause is swapped for its permissive counterpart. A purpose-built benchmark crossing two rules with two scenarios, so that neither alone predicts the label, confirms the failure under a design no prior benchmark rules out, and shows that step by step reasoning, not any fast detector we test, is what escapes it. Auditing at scale requires a retraining-free detector, so we introduce the Internal Compliance Score (ICS): a training-free activation readout calibrated from ten labelled pairs and scored by a single projection. We hold ICS to the same scrutiny as the guards it audits: a pre-registered criterion for beating trivial baselines is not met, and a bag-of-words model matches its pooled generalisation exactly. It remains useful because it is inexpensive, letting us audit four deployed guard models, an 8B zero-shot judge, and thirteen benchmarks, and it raises the mechanically verified pass rate when used to rank candidate responses, though an adaptive white-box attack removes this gain. We release the counterfactual protocol and crossed-rule benchmark so rule blindness can be tested in future probe and guard claims.

cs.AI

Interpretability as Alignment: Making Internal Understanding a Design Principle

Frontier AI systems require governance mechanisms that can verify internal alignment, not just behavioral compliance. Private governance mechanisms audits, certification, insurance, and procurement are emerging to complement public regulation, but they require technical substrates that generate verifiable causal evidence about model behavior. This paper argues that mechanistic interpretability provides this substrate. We frame interpretability not as post-hoc explanation but as a design constraint embedding auditability, provenance, and bounded transparency within model architectures. Integrating causal abstraction theory and empirical benchmarks such as MIB and LoBOX, we outline how interpretability-first models can underpin private assurance pipelines and role-calibrated transparency frameworks. This reframing situates interpretability as infrastructure for private AI governance bridging the gap between technical reliability and institutional accountability.

cs.LG