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Abhishek Shetty

Publications and source records attributed to Abhishek Shetty.

At least 19 recordsLinked to original sources

Can AI agents conduct open-ended AI research? Early evidence from two case studies

Forecasts of explosive AI progress hinge on AI agents automating AI research. But evidence on whether agents can carry out open-ended AI research is thin. Current evaluations either test agents on narrow, verifiable tasks, which excludes open-ended research, or submit AI-generated papers to blind peer review, which is overstretched, stochastic, and suffers from poor review quality. We introduce a third way to measure progress towards AI R\&D automation. An agent takes on the central, open-ended research question of a high-quality unpublished paper, and the paper's original authors grade its output. We call these shadow evaluations. We ran shadow evaluations on two unpublished NeurIPS 2026 submissions, giving frontier agents six days and thousands of dollars of compute. The agents completed all of the engineering without human help, yet could not make substantial progress towards answering the research questions. As a result, both papers were unambiguously rejected by the authors. We identify five recurring failure modes: poor judgment about the bar for publishable research, uncreative responses to shortcomings in the research design, ineffective backtracking from dead ends, poor resource awareness, and instruction drift. A robustness check with a second model and scaffold reproduced these failures. We release the expert reviews, survey responses, agent repositories, and logs. Our results provide early evidence that today's agents can do the engineering of AI research, but struggle with critical parts of the research lifecycle.

cs.AI

Learning with Monotone Adversarial Corruptions

We study the extent to which standard machine learning algorithms rely on exchangeability and independence of data by introducing a monotone adversarial corruption model. In this model, an adversary, upon looking at a "clean" i.i.d. dataset, inserts additional "corrupted" points of their choice into the dataset. These added points are constrained to be monotone corruptions, in that they get labeled according to the ground-truth target function. Perhaps surprisingly, we demonstrate that in this setting, all known optimal learning algorithms for binary classification can be made to achieve suboptimal expected error on a new independent test point drawn from the same distribution as the clean dataset. On the other hand, we show that uniform convergence-based algorithms do not degrade in their guarantees. Our results showcase how optimal learning algorithms break down in the face of seemingly helpful monotone corruptions, exposing their overreliance on exchangeability.

cs.LG

Life After Benchmark Saturation: A Case Study of CORE-Bench

When a benchmark's accuracy saturates, it is often retired and replaced with a more challenging version. We show that this approach privileges accuracy and misses the opportunity to study six other key dimensions of agent performance: construct validity issues such as shortcuts, out-of-distribution generalizability, efficiency, reliability, the relative importance of the model versus the scaffold, and uplift from human-agent collaboration. We use CORE-Bench Hard, a benchmark for computational reproducibility of scientific code, as a case study to demonstrate that measuring agents along these dimensions yields meaningful insights into agent performance even after accuracy saturates. First, we surface threats to construct validity in CORE-Bench Hard that are difficult to anticipate with less capable agents. We introduce an improved benchmark, CORE-Bench v1.1, and an out-of-distribution task suite, CORE-Bench OOD. Second, we find that despite accuracy saturation, CORE-Bench v1.1 remains useful for measuring efficiency, reliability, model performance, and scaffold performance. Finally, we conduct a small-scale randomized experiment to measure uplift from human-agent collaboration on real-world computational reproducibility tasks. We find a statistically significant speedup by about a factor of two -- likely underestimated due to one-fifth of human-only reproductions reaching the time limit before completing -- and describe various other findings. Together, our contributions present a more rigorous alternative to the dominant accuracy-centric evaluation paradigm.

cs.AI

Learning with Simulators: No Regret in a Computationally Bounded World

Understanding the minimal assumptions necessary for generalization is the fundamental question in learning theory. Unfortunately, most results rely heavily on independence (or some proxy thereof) of the data-generating process, while results for strongly dependent data are far more limited. Towards addressing this gap, we introduce the framework of simulatable processes, where the learner has access to a simulator that approximates the distribution generating the data (which may be an arbitrarily complex and dependent process). Surprisingly, given access to such a simulator, we show that we can recover the same learning guarantees as in the classical setting with independent data, namely, error bounds that depend on the VC dimension. Further, we use this framework to study the power of conditional sampling and show strict statistical and computational advantages in this setting. As a highlight of our framework, we exhibit a single algorithm that simultaneously learns any given VC class under all processes samplable in bounded polynomial time, with regret controlled by the time-bounded Kolmogorov complexity of the process. This provides a significant conceptual broadening of the classical PAC model.

cs.LG

Attention Is Not All You Need for Diffraction

Determining crystal symmetry from powder X-ray diffraction is a central problem in materials characterization, yet multiple space groups can produce indistinguishable patterns, making automated classification difficult. We show that attention-based architectures, while superior to convolutional networks for this task, are insufficient on their own: reliable symmetry extraction requires encoding crystallographic knowledge into both the network architecture and the training curriculum. We introduce a physics-informed transformer that classifies powder patterns into 99 extinction groups, the most specific symmetry classification accessible from diffraction data alone, using an explicit sin^2(theta) coordinate channel, physics-aware positional encoding, and a structured multi-task decoder that separates geometric rule learning from holistic pattern recognition. A three-stage curriculum of balanced synthetic pretraining, realistic fine-tuning with explicit preferred-orientation modeling, and Bayesian prior injection proves essential for bridging the synthetic-to-real domain gap, while post-hoc temperature scaling rather than additional training is the key remaining ingredient for robust real-data transfer. By mapping predictions onto the directed acyclic graph of maximal translationengleiche subgroups, we show that the calibrated model's errors are not random but physically structured: they remain local on the subgroup hierarchy and flow predominantly toward lower-symmetry descendants, consistent with the physical erasure of systematic-absence cues by real-world noise. These results establish that physics-informed target design, curriculum, and calibrated inference matter as much as model capacity for scientific machine learning on diffraction data.

cond-mat.mtrl-sci

An Empirical Bayes Perspective on Heteroskedastic Mean Estimation

Towards understanding the fundamental limits of estimation from data of varied quality, we study the problem of estimating a mean parameter from heteroskedastic Gaussian observations where the variances are unknown and may vary arbitrarily across observations. While a simple linear estimator with known variances attains the smallest mean squared error, estimation without this knowledge is challenging due to the large number of nuisance parameters. We propose a simple and principled approach based on empirical Bayes: model the observations as if they were i.i.d. from a normal scale mixture and compute the profile maximum likelihood estimator (MLE) for the mean, treating the nonparametric mixing distribution as nuisance. Our result shows that this estimator achieves near-optimal error bounds across various heteroskedastic models in the literature. In particular, for the subset-of-signals problem where an unknown subset of observations has small variance, our estimator adaptively achieves the minimax rate for all signal sizes, including the sharp phase transition, without any tuning parameters. One of our key technical steps is a sharper metric entropy bound for normal scale mixtures, obtained via Chebyshev approximations on a transformed polynomial basis. This approach yields an improved polylogarithmic, rather than polynomial, dependence on the variance ratio, which could be of independent interest.

math.ST

Low-Rank Thinning

The goal in thinning is to summarize a dataset using a small set of representative points. Remarkably, sub-Gaussian thinning algorithms like Kernel Halving and Compress can match the quality of uniform subsampling while substantially reducing the number of summary points. However, existing guarantees cover only a restricted range of distributions and kernel-based quality measures and suffer from pessimistic dimension dependence. To address these deficiencies, we introduce a new low-rank analysis of sub-Gaussian thinning that applies to any distribution and any kernel, guaranteeing high-quality compression whenever the kernel or data matrix is approximately low-rank. To demonstrate the broad applicability of the techniques, we design practical sub-Gaussian thinning approaches that improve upon the best known guarantees for approximating attention in transformers, accelerating stochastic gradient training through reordering, and distinguishing distributions in near-linear time.

stat.ML

Partition Function Estimation under Bounded f-Divergence

We study the statistical complexity of estimating partition functions given sample access to a proposal distribution and an unnormalized density ratio for a target distribution. While partition function estimation is a classical problem, existing guarantees typically rely on structural assumptions about the domain or model geometry. We instead provide a general, information-theoretic characterization that depends only on the relationship between the proposal and target distributions. Our analysis introduces the integrated coverage profile, a functional that quantifies how much target mass lies in regions where the density ratio is large. We show that integrated coverage tightly characterizes the sample complexity of multiplicative partition function estimation and provide matching lower bounds. We further express these bounds in terms of $f$-divergences, yielding sharp phase transitions depending on the growth rate of f and recovering classical results as a special case while extending to heavy-tailed regimes. Matching lower bounds establish tightness in all regimes. As applications, we derive improved finite-sample guarantees for importance sampling and self-normalized importance sampling, and we show a strict separation between the complexity of approximate sampling and counting under the same divergence constraints. Our results unify and generalize prior analyses of importance sampling, rejection sampling, and heavy-tailed mean estimation, providing a minimal-assumption theory of partition function estimation. Along the way we introduce new technical tools including new connections between coverage and $f$-divergences as well as a generalization of the classical Paley-Zygmund inequality.

stat.ML

Characterizing Online and Private Learnability under Distributional Constraints via Generalized Smoothness

Understanding minimal assumptions that enable learning and generalization is perhaps the central question of learning theory. Several celebrated results in statistical learning theory, such as the VC theorem and Littlestone's characterization of online learnability, establish conditions on the hypothesis class that allow for learning under independent data and adversarial data, respectively. Building upon recent work bridging these extremes, we study sequential decision making under distributional adversaries that can adaptively choose data-generating distributions from a fixed family $U$ and ask when such problems are learnable with sample complexity that behaves like the favorable independent case. We provide a near complete characterization of families $U$ that admit learnability in terms of a notion known as generalized smoothness i.e. a distribution family admits VC-dimension-dependent regret bounds for every finite-VC hypothesis class if and only if it is generalized smooth. Further, we give universal algorithms that achieve low regret under any generalized smooth adversary without explicit knowledge of $U$. Finally, when $U$ is known, we provide refined bounds in terms of a combinatorial parameter, the fragmentation number, that captures how many disjoint regions can carry nontrivial mass under $U$. These results provide a nearly complete understanding of learnability under distributional adversaries. In addition, building upon the surprising connection between online learning and differential privacy, we show that the generalized smoothness also characterizes private learnability under distributional constraints.

stat.ML

Is Multi-Distribution Learning as Easy as PAC Learning: Sharp Rates with Bounded Label Noise

Towards understanding the statistical complexity of learning from heterogeneous sources, we study the problem of multi-distribution learning. Given $k$ data sources, the goal is to output a classifier for each source by exploiting shared structure to reduce sample complexity. We focus on the bounded label noise setting to determine whether the fast $1/ε$ rates achievable in single-task learning extend to this regime with minimal dependence on $k$. Surprisingly, we show that this is not the case. We demonstrate that learning across $k$ distributions inherently incurs slow rates scaling with $k/ε^2$, even under constant noise levels, unless each distribution is learned separately. A key technical contribution is a structured hypothesis-testing framework that captures the statistical cost of certifying near-optimality under bounded noise-a cost we show is unavoidable in the multi-distribution setting. Finally, we prove that when competing with the stronger benchmark of each distribution's optimal Bayes error, the sample complexity incurs a \textit{multiplicative} penalty in $k$. This establishes a \textit{statistical} separation between random classification noise and Massart noise, highlighting a fundamental barrier unique to learning from multiple sources.

stat.ML

Subliminal Effects in Your Data: A General Mechanism via Log-Linearity

Training modern large language models (LLMs) has become a veritable smorgasbord of algorithms and datasets designed to elicit particular behaviors, making it critical to develop techniques to understand the effects of datasets on the model's properties. This is exacerbated by recent experiments that show datasets can transmit signals that are not directly observable from individual datapoints, posing a conceptual challenge for dataset-centric understandings of LLM training and suggesting a missing fundamental account of such phenomena. Towards understanding such effects, inspired by recent work on the linear structure of LLMs, we uncover a general mechanism through which hidden subtexts can arise in generic datasets. We introduce Logit-Linear-Selection (LLS), a method that prescribes how to select subsets of a generic preference dataset to elicit a wide range of hidden effects. We apply LLS to discover subsets of real-world datasets so that models trained on them exhibit behaviors ranging from having specific preferences, to responding to prompts in a different language not present in the dataset, to taking on a different persona. Crucially, the effect persists for the selected subset, across models with varying architectures, supporting its generality and universality.

cs.LG

Provably Learning from Modern Language Models via Low Logit Rank

While modern language models and their inner workings are incredibly complex, recent work (Golowich, Liu & Shetty; 2025) has proposed a simple and potentially tractable abstraction for them through the observation that empirically, these language models all seem to have approximately low logit rank. Roughly, this means that a matrix formed by the model's log probabilities of various tokens conditioned on certain sequences of tokens is well approximated by a low rank matrix. In this paper, our focus is on understanding how this structure can be exploited algorithmically for obtaining provable learning guarantees. Since low logit rank models can encode hard-to-learn distributions such as noisy parities, we study a query learning model with logit queries that reflects the access model for common APIs. Our main result is an efficient algorithm for learning any approximately low logit rank model from queries. We emphasize that our structural assumption closely reflects the behavior that is empirically observed in modern language models. Thus, our result gives what we believe is the first end-to-end learning guarantee for a generative model that plausibly captures modern language models.

cs.LG

Dimension-Free Correlated Sampling for the Hypersimplex

Sampling from multiple distributions so as to maximize overlap has been studied by statisticians since the 1950s. Since the 2000s, such correlated sampling from the probability simplex has been a powerful building block in disparate areas of theoretical computer science. We study a generalization of this problem to sampling sets from given vectors in the hypersimplex, i.e., outputting sets of size (at most) some $k$ in $[n]$, while maximizing the sampled sets' overlap. Specifically, the expected difference between two output sets should be at most $α$ times their input vectors' $\ell_1$ distance. A value of $α=O(\log n)$ is known to be achievable, due to Chen et al.~(ICALP'17). We improve this factor to $O(\log k)$, independent of the ambient dimension~$n$. Our algorithm satisfies other desirable properties, including (up to a $\log^* n$ factor) input-sparsity sampling time, logarithmic parallel depth and dynamic update time, as well as preservation of submodular objectives. Anticipating broader use of correlated sampling algorithms for the hypersimplex, we present applications of our algorithm to online paging, offline approximation of metric multi-labeling and swift multi-scenario submodular welfare approximating reallocation.

cs.DS

Sequences of Logits Reveal the Low Rank Structure of Language Models

A major problem in the study of large language models is to understand their inherent low-dimensional structure. We introduce an approach to study the low-dimensional structure of language models at a model-agnostic level: as sequential probabilistic models. We first empirically demonstrate that a wide range of modern language models exhibit low-rank structure: in particular, matrices built from the model's logits for varying sets of prompts and responses have low approximate rank. We then show that this low-rank structure can be leveraged for generation -- in particular, we can generate a response to a target prompt using a linear combination of the model's outputs on unrelated, or even nonsensical prompts. On the theoretical front, we observe that studying the approximate rank of language models in the sense discussed above yields a simple universal abstraction whose theoretical predictions parallel our experiments. We then analyze the representation power of the abstraction and give provable learning guarantees.

cs.LG

Taming Imperfect Process Verifiers: A Sampling Perspective on Backtracking

Test-time algorithms that combine the generative power of language models with process verifiers that assess the quality of partial generations offer a promising lever for eliciting new reasoning capabilities, but the algorithmic design space and computational scaling properties of such approaches are still opaque, and their benefits are far from apparent when one accounts for the cost of learning a high-quality verifier. Our starting point is the observation that seemingly benign errors in a learned verifier can lead to catastrophic failures for standard decoding techniques due to error amplification during the course of generation. We then ask: can this be improved with more sophisticated decoding strategies? We introduce a new process-guided test-time sampling algorithm, VGB, which uses theoretically grounded backtracking to achieve provably better robustness to verifier errors. VGB interprets autoregressive generation as a random walk on a tree of partial generations, with transition probabilities guided by the process verifier and base model; crucially, backtracking occurs probabilistically. This process generalizes the seminal Sinclair-Jerrum random walk (Sinclair & Jerrum, 1989) from the literature on approximate counting and sampling in theoretical computer science, and a conceptual contribution of our work is to highlight parallels with this literature. Empirically, we demonstrate on both synthetic and real language modeling tasks that VGB outperforms baselines on a variety of metrics.

cs.LG

The Space Complexity of Learning-Unlearning Algorithms

We study the memory complexity of machine unlearning algorithms that provide strong data deletion guarantees to the users. Formally, consider an algorithm for a particular learning task that initially receives a training dataset. Then, after learning, it receives data deletion requests from a subset of users (of arbitrary size), and the goal of unlearning is to perform the task as if the learner never received the data of deleted users. In this paper, we ask how many bits of storage are needed to be able to delete certain training samples at a later time. We focus on the task of realizability testing, where the goal is to check whether the remaining training samples are realizable within a given hypothesis class \(\mathcal{H}\). Toward that end, we first provide a negative result showing that the VC dimension is not a characterization of the space complexity of unlearning. In particular, we provide a hypothesis class with constant VC dimension (and Littlestone dimension), but for which any unlearning algorithm for realizability testing needs to store \(Ω(n)\)-bits, where \(n\) denotes the size of the initial training dataset. In fact, we provide a stronger separation by showing that for any hypothesis class \(\mathcal{H}\), the amount of information that the learner needs to store, so as to perform unlearning later, is lower bounded by the \textit{eluder dimension} of \(\mathcal{H}\), a combinatorial notion always larger than the VC dimension. We complement the lower bound with an upper bound in terms of the star number of the underlying hypothesis class, albeit in a stronger ticketed-memory model proposed by Ghazi et al. (2023). Since the star number for a hypothesis class is never larger than its Eluder dimension, our work highlights a fundamental separation between central and ticketed memory models for machine unlearning.

cs.LG

Physics of unraveling and micromechanics of hagfish threads

Hagfish slime is a unique biological material composed of mucus and protein threads that rapidly deploy into a cohesive network when deployed in seawater. The forces involved in thread deployment and interactions among mucus and threads are key to understanding how hagfish slime rapidly assembles into a cohesive, functional network. Despite extensive interest in its biophysical properties, the mechanical forces governing thread deployment and interaction remain poorly quantified. Here, we present the first direct in situ measurements of the micromechanical forces involved in hagfish slime formation, including mucus mechanical properties, skein peeling force, thread-mucus adhesion, and thread-thread cohesion. Using a custom glass-rod force sensing system, we show that thread deployment initiates when peeling forces exceed a threshold of approximately 6.8 nN. To understand the flow strength required for unraveling, we used a rheo-optic setup to impose controlled shear flow, enabling us to directly observe unraveling dynamics and determine the critical shear rate for unraveling of the skeins, which we then interpreted using an updated peeling-based force balance model. Our results reveal that thread-mucus adhesion dominates over thread-thread adhesion and that deployed threads contribute minimally to bulk shear rheology at constant flow rate. These findings clarify the physics underlying the rapid, flow-triggered assembly of hagfish slime and inform future designs of synthetic deployable fiber-gel systems.

cond-mat.soft

Beyond Worst-Case Online Classification: VC-Based Regret Bounds for Relaxed Benchmarks

We revisit online binary classification by shifting the focus from competing with the best-in-class binary loss to competing against relaxed benchmarks that capture smoothed notions of optimality. Instead of measuring regret relative to the exact minimal binary error -- a standard approach that leads to worst-case bounds tied to the Littlestone dimension -- we consider comparing with predictors that are robust to small input perturbations, perform well under Gaussian smoothing, or maintain a prescribed output margin. Previous examples of this were primarily limited to the hinge loss. Our algorithms achieve regret guarantees that depend only on the VC dimension and the complexity of the instance space (e.g., metric entropy), and notably, they incur only an $O(\log(1/γ))$ dependence on the generalized margin $γ$. This stands in contrast to most existing regret bounds, which typically exhibit a polynomial dependence on $1/γ$. We complement this with matching lower bounds. Our analysis connects recent ideas from adversarial robustness and smoothed online learning.

stat.ML