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Abigail Z. Jacobs

Publications and source records attributed to Abigail Z. Jacobs.

At least 19 recordsLinked to original sources

What AI Benchmarks Actually Measure: Adapting Convergent and Discriminant Validity to Interrogate Fifty-Six AI Benchmarks

Benchmarks play a central role in the development and governance of models, yet it is often unclear whether they actually measure the concepts they purport to measure (e.g., reasoning, refusal). We adapt convergent and discriminant validity from the social sciences into an approach for interrogating AI benchmarks, applying it to 56 capability and safety benchmarks across 53 models. We label benchmarks with substantively similar purported concepts to a shared assigned concept, and ask whether model rankings on benchmarks with the same assigned concept correlate more strongly than rankings on benchmarks with different assigned concepts. We ask analogous questions at the item level using item response theory (IRT) models. We find that correlations between model rankings on benchmarks with the same assigned safety concepts are often weak, suggesting these concepts may be conceptualized inconsistently across benchmarks. For assigned capability concepts (e.g., reasoning, knowledge), model rankings are often as strongly correlated among benchmarks with the same assigned concept as between benchmarks with different assigned concepts, suggesting these capability concepts may not discriminate well from one another. In some cases, benchmarks that share design elements (e.g., score format) correlate more strongly than benchmarks with the same assigned concept. Finally, some individual benchmarks correlate more strongly with benchmarks assigned a different concept than with benchmarks sharing their own assigned concept, suggesting they may measure a different concept than they purport to. For example, BBQ-accuracy correlates more strongly with benchmarks labeled reasoning than with benchmarks that share its assigned concept, bias. To support future empirical work on benchmark validity, we release our extensive dataset of model outputs and scores at the item- and benchmark-level.

cs.CY

Context and Symmetry in Auditing: A Case Study of Skeleton Inference in Motion Capture

Humans are increasingly expected to interact with AI systems that observe and make inferences about them - but do these systems actually work? A standard approach to answering this question is AI auditing. Conducting an AI audit requires identifying how a system behaves (i.e., determining what types of inputs to audit it with and then observing and documenting actual system behavior) and contrasting that with how a system should behave (i.e., determining what the nominal outputs of a system should look like). We argue that this is best done through a contextual audit, which we introduce as a method for auditing measurements within the context of the practices that produce them. We show how contextual auditing enables the interrogation of assumptions implicit in the audit process and allows auditors to be explicit about what serves as ground truth, which we define as verifiable measurements about the real world against which systems are evaluated. We outline how the concept of symmetry from science and technology studies can enable audits when ground truth is unknown, unknowable, or contested. Finally, to demonstrate how contextual and symmetric audits can be conducted in practice, we present a case study of skeleton inference in motion capture and propose areas suggested by our case study as particularly fruitful for future audits of motion capture systems.

cs.CY

Unsafe at any AUC: Unlearned Lessons from Sociotechnical Disasters for Responsible AI

As automated decision-making and data-driven technologies pervade society and are used to manage consequential outcomes, understanding the technology's capabilities, limitations, and attendant risks in context requires analysis of full sociotechnical systems. Sociotechnical analysis of risks in highly complex systems provides clear lessons for the design and evaluation of AI systems, transcending a technical focus on reliable or "responsibly designed" components to understand risks at a systems level. Human-made catastrophes have been studied for decades because of the severity of these events: consider Chernobyl, Three Mile Island, Fukushima-Daiichi, Bhopal, the Challenger disaster. A common misconception is that these kinds of events are freak accidents, resulting from the inherently unforeseeable interactions in complex systems. Closer examination reveals that the risks and hazards were well-known beforehand but not acted upon due to social structural, political and economic factors. We outline several areas where the development and use of AI can benefit from learning these unlearned lessons: improved risk perception, communication, and analysis at the organizational level; traceability of requirements and responsibilities; and holistic approaches to responsibility and safety that include social and organizational dynamics as first-order engineering concerns. For each area, we offer concrete unlearned lessons and exemplify how they led to failure in prior accidents as well as examples of how these lessons remain unlearned for modern computing systems, particularly AI.

cs.CY

Validating LLMs in social science: Epistemic threats and emerging norms

Large language models (LLMs) are reshaping social science methodology. Researchers increasingly prompt language models to generate quantitative measurements of social concepts, for example labeling data or simulating survey responses. Yet LLMs pose methodological challenges including bias, hallucination, and brittleness across contexts, with unclear threats to validity. Standard practices and norms for addressing these challenges are still emerging. We collect and systematically analyze validation practices in a comprehensive corpus of papers from eight flagship social science journals that use LLMs as measurement instruments. We find that LLM-generated measurements frequently play a central role in empirical analyses, yet validation practices are inconsistent and limited. We outline complementary strategies for more robust validation, pointing toward better norms and standards around the use of LLMs in social science.

cs.CY

Machine Unlearning Doesn't Do What You Think: Lessons for Generative AI Policy and Research

"Machine unlearning" is a popular proposed solution for mitigating the existence of content in an AI model that is problematic for legal or moral reasons, including privacy, copyright, safety, and more. For example, unlearning is often invoked as a solution for removing the effects of specific information from a generative-AI model's parameters, e.g., a particular individual's personal data or the inclusion of copyrighted content in the model's training data. Unlearning is also proposed as a way to prevent a model from generating targeted types of information in its outputs, e.g., generations that closely resemble a particular individual's data or reflect the concept of "Spiderman." Both of these goals--the targeted removal of information from a model and the targeted suppression of information from a model's outputs--present various technical and substantive challenges. We provide a framework for ML researchers and policymakers to think rigorously about these challenges, identifying several mismatches between the goals of unlearning and feasible implementations. These mismatches explain why unlearning is not a general-purpose solution for circumscribing generative-AI model behavior in service of broader positive impact.

cs.LG

Position: Evaluating Generative AI Systems Is a Social Science Measurement Challenge

The measurement tasks involved in evaluating generative AI (GenAI) systems lack sufficient scientific rigor, leading to what has been described as "a tangle of sloppy tests [and] apples-to-oranges comparisons" (Roose, 2024). In this position paper, we argue that the ML community would benefit from learning from and drawing on the social sciences when developing and using measurement instruments for evaluating GenAI systems. Specifically, our position is that evaluating GenAI systems is a social science measurement challenge. We present a four-level framework, grounded in measurement theory from the social sciences, for measuring concepts related to the capabilities, behaviors, and impacts of GenAI systems. This framework has two important implications: First, it can broaden the expertise involved in evaluating GenAI systems by enabling stakeholders with different perspectives to participate in conceptual debates. Second, it brings rigor to both conceptual and operational debates by offering a set of lenses for interrogating validity.

cs.CY

Evaluating Generative AI Systems is a Social Science Measurement Challenge

Across academia, industry, and government, there is an increasing awareness that the measurement tasks involved in evaluating generative AI (GenAI) systems are especially difficult. We argue that these measurement tasks are highly reminiscent of measurement tasks found throughout the social sciences. With this in mind, we present a framework, grounded in measurement theory from the social sciences, for measuring concepts related to the capabilities, impacts, opportunities, and risks of GenAI systems. The framework distinguishes between four levels: the background concept, the systematized concept, the measurement instrument(s), and the instance-level measurements themselves. This four-level approach differs from the way measurement is typically done in ML, where researchers and practitioners appear to jump straight from background concepts to measurement instruments, with little to no explicit systematization in between. As well as surfacing assumptions, thereby making it easier to understand exactly what the resulting measurements do and do not mean, this framework has two important implications for evaluating evaluations: First, it can enable stakeholders from different worlds to participate in conceptual debates, broadening the expertise involved in evaluating GenAI systems. Second, it brings rigor to operational debates by offering a set of lenses for interrogating the validity of measurement instruments and their resulting measurements.

cs.CY

Algorithmic Transparency and Participation through the Handoff Lens: Lessons Learned from the U.S. Census Bureau's Adoption of Differential Privacy

Emerging discussions on the responsible government use of algorithmic technologies propose transparency and public participation as key mechanisms for preserving accountability and trust. But in practice, the adoption and use of any technology shifts the social, organizational, and political context in which it is embedded. Therefore translating transparency and participation efforts into meaningful, effective accountability must take into account these shifts. We adopt two theoretical frames, Mulligan and Nissenbaum's handoff model and Star and Griesemer's boundary objects, to reveal such shifts during the U.S. Census Bureau's adoption of differential privacy (DP) in its updated disclosure avoidance system (DAS) for the 2020 census. This update preserved (and arguably strengthened) the confidentiality protections that the Bureau is mandated to uphold, and the Bureau engaged in a range of activities to facilitate public understanding of and participation in the system design process. Using publicly available documents concerning the Census' implementation of DP, this case study seeks to expand our understanding of how technical shifts implicate values, how such shifts can afford (or fail to afford) greater transparency and participation in system design, and the importance of localized expertise throughout. We present three lessons from this case study toward grounding understandings of algorithmic transparency and participation: (1) efforts towards transparency and participation in algorithmic governance must center values and policy decisions, not just technical design decisions; (2) the handoff model is a useful tool for revealing how such values may be cloaked beneath technical decisions; and (3) boundary objects alone cannot bridge distant communities without trusted experts traveling alongside to broker their adoption.

cs.CY

The Cadaver in the Machine: The Social Practices of Measurement and Validation in Motion Capture Technology

Motion capture systems, used across various domains, make body representations concrete through technical processes. We argue that the measurement of bodies and the validation of measurements for motion capture systems can be understood as social practices. By analyzing the findings of a systematic literature review (N=278) through the lens of social practice theory, we show how these practices, and their varying attention to errors, become ingrained in motion capture design and innovation over time. Moreover, we show how contemporary motion capture systems perpetuate assumptions about human bodies and their movements. We suggest that social practices of measurement and validation are ubiquitous in the development of data- and sensor-driven systems more broadly, and provide this work as a basis for investigating hidden design assumptions and their potential negative consequences in human-computer interaction.

cs.CY

Report of the 1st Workshop on Generative AI and Law

This report presents the takeaways of the inaugural Workshop on Generative AI and Law (GenLaw), held in July 2023. A cross-disciplinary group of practitioners and scholars from computer science and law convened to discuss the technical, doctrinal, and policy challenges presented by law for Generative AI, and by Generative AI for law, with an emphasis on U.S. law in particular. We begin the report with a high-level statement about why Generative AI is both immensely significant and immensely challenging for law. To meet these challenges, we conclude that there is an essential need for 1) a shared knowledge base that provides a common conceptual language for experts across disciplines; 2) clarification of the distinctive technical capabilities of generative-AI systems, as compared and contrasted to other computer and AI systems; 3) a logical taxonomy of the legal issues these systems raise; and, 4) a concrete research agenda to promote collaboration and knowledge-sharing on emerging issues at the intersection of Generative AI and law. In this report, we synthesize the key takeaways from the GenLaw workshop that begin to address these needs. All of the listed authors contributed to the workshop upon which this report is based, but they and their organizations do not necessarily endorse all of the specific claims in this report.

cs.CY

An Empirical Analysis of Racial Categories in the Algorithmic Fairness Literature

Recent work in algorithmic fairness has highlighted the challenge of defining racial categories for the purposes of anti-discrimination. These challenges are not new but have previously fallen to the state, which enacts race through government statistics, policies, and evidentiary standards in anti-discrimination law. Drawing on the history of state race-making, we examine how longstanding questions about the nature of race and discrimination appear within the algorithmic fairness literature. Through a content analysis of 60 papers published at FAccT between 2018 and 2020, we analyze how race is conceptualized and formalized in algorithmic fairness frameworks. We note that differing notions of race are adopted inconsistently, at times even within a single analysis. We also explore the institutional influences and values associated with these choices. While we find that categories used in algorithmic fairness work often echo legal frameworks, we demonstrate that values from academic computer science play an equally important role in the construction of racial categories. Finally, we examine the reasoning behind different operationalizations of race, finding that few papers explicitly describe their choices and even fewer justify them. We argue that the construction of racial categories is a value-laden process with significant social and political consequences for the project of algorithmic fairness. The widespread lack of justification around the operationalization of race reflects institutional norms that allow these political decisions to remain obscured within the backstage of knowledge production.

cs.CY

The Role of Relevance in Fair Ranking

Online platforms mediate access to opportunity: relevance-based rankings create and constrain options by allocating exposure to job openings and job candidates in hiring platforms, or sellers in a marketplace. In order to do so responsibly, these socially consequential systems employ various fairness measures and interventions, many of which seek to allocate exposure based on worthiness. Because these constructs are typically not directly observable, platforms must instead resort to using proxy scores such as relevance and infer them from behavioral signals such as searcher clicks. Yet, it remains an open question whether relevance fulfills its role as such a worthiness score in high-stakes fair rankings. In this paper, we combine perspectives and tools from the social sciences, information retrieval, and fairness in machine learning to derive a set of desired criteria that relevance scores should satisfy in order to meaningfully guide fairness interventions. We then empirically show that not all of these criteria are met in a case study of relevance inferred from biased user click data. We assess the impact of these violations on the estimated system fairness and analyze whether existing fairness interventions may mitigate the identified issues. Our analyses and results surface the pressing need for new approaches to relevance collection and generation that are suitable for use in fair ranking.

cs.IR

Measurement as governance in and for responsible AI

Measurement of social phenomena is everywhere, unavoidably, in sociotechnical systems. This is not (only) an academic point: Fairness-related harms emerge when there is a mismatch in the measurement process between the thing we purport to be measuring and the thing we actually measure. However, the measurement process -- where social, cultural, and political values are implicitly encoded in sociotechnical systems -- is almost always obscured. Furthermore, this obscured process is where important governance decisions are encoded: governance about which systems are fair, which individuals belong in which categories, and so on. We can then use the language of measurement, and the tools of construct validity and reliability, to uncover hidden governance decisions. In particular, we highlight two types of construct validity, content validity and consequential validity, that are useful to elicit and characterize the feedback loops between the measurement, social construction, and enforcement of social categories. We then explore the constructs of fairness, robustness, and responsibility in the context of governance in and for responsible AI. Together, these perspectives help us unpack how measurement acts as a hidden governance process in sociotechnical systems. Understanding measurement as governance supports a richer understanding of the governance processes already happening in AI -- responsible or otherwise -- revealing paths to more effective interventions.

cs.CY

Measurement and Fairness

We propose measurement modeling from the quantitative social sciences as a framework for understanding fairness in computational systems. Computational systems often involve unobservable theoretical constructs, such as socioeconomic status, teacher effectiveness, and risk of recidivism. Such constructs cannot be measured directly and must instead be inferred from measurements of observable properties (and other unobservable theoretical constructs) thought to be related to them -- i.e., operationalized via a measurement model. This process, which necessarily involves making assumptions, introduces the potential for mismatches between the theoretical understanding of the construct purported to be measured and its operationalization. We argue that many of the harms discussed in the literature on fairness in computational systems are direct results of such mismatches. We show how some of these harms could have been anticipated and, in some cases, mitigated if viewed through the lens of measurement modeling. To do this, we contribute fairness-oriented conceptualizations of construct reliability and construct validity that unite traditions from political science, education, and psychology and provide a set of tools for making explicit and testing assumptions about constructs and their operationalizations. We then turn to fairness itself, an essentially contested construct that has different theoretical understandings in different contexts. We argue that this contestedness underlies recent debates about fairness definitions: although these debates appear to be about different operationalizations, they are, in fact, debates about different theoretical understandings of fairness. We show how measurement modeling can provide a framework for getting to the core of these debates.

cs.CY

Internet-human infrastructures: Lessons from Havana's StreetNet

We propose a mixed-methods approach to understanding the human infrastructure underlying StreetNet (SNET), a distributed, community-run intranet that serves as the primary 'Internet' in Havana, Cuba. We bridge ethnographic studies and the study of social networks and organizations to understand the way that power is embedded in the structure of Havana's SNET. By quantitatively and qualitatively unpacking the human infrastructure of SNET, this work reveals how distributed infrastructure necessarily embeds the structural aspects of inequality distributed within that infrastructure. While traditional technical measurements of networks reflect the social, organizational, spatial, and technical constraints that shape the resulting network, ethnographies can help uncover the texture and role of these hidden supporting relationships. By merging these perspectives, this work contributes to our understanding of network roles in growing and maintaining distributed infrastructures, revealing new approaches to understanding larger, more complex Internet-human infrastructures---including the Internet and the WWW.

cs.SI

Discovering heterogeneous subpopulations for fine-grained analysis of opioid use and opioid use disorders

The opioid epidemic in the United States claims over 40,000 lives per year, and it is estimated that well over two million Americans have an opioid use disorder. Over-prescription and misuse of prescription opioids play an important role in the epidemic. Individuals who are prescribed opioids, and who are diagnosed with opioid use disorder, have diverse underlying health states. Policy interventions targeting prescription opioid use, opioid use disorder, and overdose often fail to account for this variation. To identify latent health states, or phenotypes, pertinent to opioid use and opioid use disorders, we use probabilistic topic modeling with medical diagnosis histories from a statewide population of individuals who were prescribed opioids. We demonstrate that our learned phenotypes are predictive of future opioid use-related outcomes. In addition, we show how the learned phenotypes can provide important context for variability in opioid prescriptions. Understanding the heterogeneity in individual health states and in prescription opioid use can help identify policy interventions to address this public health crisis.

q-bio.QM

Assembly in populations of social networks

In-depth studies of sociotechnical systems are largely limited to single instances. Network surveys are expensive, and platforms vary in important ways, from interface design, to social norms, to historical contingencies. With single examples, we can not in general know how much of observed network structure is explained by historical accidents, random noise, or meaningful social processes, nor can we claim that network structure predicts outcomes, such as organization success or ecosystem health. Here, I show how we can adopt a comparative approach for settings where we have, or can cleverly construct, multiple instances of a network to estimate the natural variability in social systems. The comparative approach makes previously untested theories testable. Drawing on examples from the social networks literature, I discuss emerging directions in the study of populations of sociotechnical systems using insights from organization theory and ecology.

cs.SI

Assembling thefacebook: Using heterogeneity to understand online social network assembly

Online social networks represent a popular and diverse class of social media systems. Despite this variety, each of these systems undergoes a general process of online social network assembly, which represents the complicated and heterogeneous changes that transform newly born systems into mature platforms. However, little is known about this process. For example, how much of a network's assembly is driven by simple growth? How does a network's structure change as it matures? How does network structure vary with adoption rates and user heterogeneity, and do these properties play different roles at different points in the assembly? We investigate these and other questions using a unique dataset of online connections among the roughly one million users at the first 100 colleges admitted to Facebook, captured just 20 months after its launch. We first show that different vintages and adoption rates across this population of networks reveal temporal dynamics of the assembly process, and that assembly is only loosely related to network growth. We then exploit natural experiments embedded in this dataset and complementary data obtained via Internet archaeology to show that different subnetworks matured at different rates toward similar end states. These results shed light on the processes and patterns of online social network assembly, and may facilitate more effective design for online social systems.

cs.SI