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Achim Schwenk

Publications and source records attributed to Achim Schwenk.

At least 37 records · Page 2Linked to original sources

Inferring three-nucleon couplings from multi-messenger neutron-star observations

Understanding the interactions between nucleons in dense matter is an important challenge in theoretical physics. Effective field theories have emerged as the dominant approach to address this problem at low energies, with many successful applications to the structure of nuclei and the properties of dense nucleonic matter. However, how far into the interior of neutron stars these interactions can describe dense matter is an open question. Here, we develop a framework that enables the inference of three-nucleon couplings in dense matter directly from astrophysical neutron star observations. We apply this formalism to the LIGO/Virgo gravitational-wave event GW170817 and the X-ray measurements from NASA's Neutron Star Interior Composition Explorer and establish direct constraints for the couplings that govern three-nucleon interactions in chiral effective field theory. Furthermore, we demonstrate how next-generation observations of a population of neutron star mergers can offer stringent constraints on three-nucleon couplings, potentially at a level comparable to those from laboratory data. Our work directly connects the microscopic couplings in quantum field theories to macroscopic observations of neutron stars, providing a way to test the consistency between low-energy couplings inferred from terrestrial and astrophysical data.

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Ab initio calculations of overlap integrals for $μ\to e$ conversion in nuclei

The rate for $μ\to e$ conversion in nuclei is set to provide the most stringent test of lepton-flavor symmetry and a window into physics beyond the Standard Model. However, to disentangle new lepton-flavor-violating interactions, in combination with information from $μ\to eγ$ and $μ\to 3e$, it is critical that uncertainties at each step of the analysis be controlled and fully quantified. In this regard, nuclear response functions related to the coupling to neutrons are notoriously problematic, since they are not directly constrained by experiment. We address these shortcomings by combining ab initio calculations with a recently improved determination of charge distributions from electron scattering by exploiting strong correlations among charge, point-proton, and point-neutron radii and densities. We present overlap integrals for $^{27}$Al, $^{48}$Ca, and $^{48}$Ti including full covariance matrices, allowing, for the first time, for a comprehensive consideration of nuclear structure uncertainties in the interpretation of $μ\to e$ experiments.

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Impact of ground-state correlations on the multipole response of nuclei: Ab initio calculations of moment operators

We develop a framework that allows to calculate integrated properties of the nuclear response from first principles. Using the ab initio in-medium similarity renormalization group (IMSRG), we calculate the expectation values of moment operators that are linked to the multipole response of nuclei. This approach is applied to the isoscalar mono- and quadrupole as well as the isovector dipole response of closed-shell nuclei from $^4$He to $^{78}$Ni for different chiral two- and three-nucleon interactions. We find that the inclusion of many-body correlations in the nuclear ground state significantly impacts the multipole response when going from the random-phase approximation to the IMSRG level. Our IMSRG calculations lead to an improved description of experimental data in $^{16}$O and $^{40}$Ca, including a good reproduction of the Thomas-Reiche-Kuhn enhancement factor. These findings highlight the utility of the moment method as a benchmark for other ab initio approaches that describe nuclear response functions through the explicit treatment of excited states.

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Connecting Relativistic Density Functional Theory to Microscopic Calculations

The development of systematic effective field theories (EFTs) for nuclear forces and advances in solving the nuclear many-body problem have greatly improved our understanding of dense nuclear matter and the structure of finite nuclei. For global nuclear calculations, density functional theories (DFTs) have been developed to reduce the complexity and computational cost required in describing nuclear systems. However, DFT often makes approximations and assumptions about terms included in the functional, which may introduce systematic uncertainties compared to microscopic calculations using EFTs. In this work, we investigate possible avenues of improving nuclear DFT using nonlinear relativistic mean-field (RMF) theory. We explore the impact of RMF model extensions by fitting the nonlinear RMF model to predictions of nuclear matter and selected closed-shell nuclei using four successful chiral EFT Hamiltonians. We find that these model extensions are impactful and important in capturing the physics present within chiral Hamiltonians, particularly for charge radii and neutron skins of closed-shell nuclei. However, there are additional effects that are not captured within the RMF model, particularly within the isoscalar sector of RMF theory. Additional model extensions and the reliability of the nonlinear RMF model are discussed.

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Dense Matter in Neutron Stars with eXTP

In this White Paper, we present the potential of the enhanced X-ray Timing and Polarimetry (eXTP) mission to constrain the equation of state of dense matter in neutron stars, exploring regimes not directly accessible to terrestrial experiments. By observing a diverse population of neutron stars - including isolated objects, X-ray bursters, and accreting systems - eXTP's unique combination of timing, spectroscopy, and polarimetry enables high-precision measurements of compactness, spin, surface temperature, polarimetric signals, and timing irregularity. These multifaceted observations, combined with advances in theoretical modeling, pave the way toward a comprehensive description of the properties and phases of dense matter from the crust to the core of neutron stars. Under development by an international Consortium led by the Institute of High Energy Physics of the Chinese Academy of Sciences, the eXTP mission is planned to be launched in early 2030.

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The nuclear charge radius of $^{13}\mathrm{C}$

The size is a key property of a nucleus. Accurate nuclear radii are extracted from elastic electron scattering, laser spectroscopy, and muonic atom spectroscopy. The results are not always compatible, as the proton-radius puzzle has shown most dramatically. Beyond helium, precision data from muonic and electronic sources are scarce in the light-mass region. The stable isotopes of carbon are an exception. We present a laser spectroscopic measurement of the root-mean-square (rms) charge radius of $^{13}\mathrm{C}$ and compare this with ab initio nuclear structure calculations. Measuring all hyperfine components of the $2\,^3\mathrm{S} \rightarrow 2\,^3\mathrm{P}$ fine-structure triplet in $^{13}\mathrm{C}^{4+}$ ions referenced to a frequency comb allows us to determine its center-of-gravity with accuracy better than $2\,\mathrm{MHz}$ although second-order hyperfine-structure effects shift individual lines by several $\mathrm{GHz}$. We improved the uncertainty of $R_\mathrm{c}(^{13}\mathrm{C})$ determined with electrons by a factor of $6$ and found a $3σ$ discrepancy with the muonic atom result of similar accuracy.

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Probing new bosons and nuclear structure with ytterbium isotope shifts

In this Letter, we present mass-ratio measurements on highly charged Yb$^{42+}$ ions with a precision of $4\times 10^{-12}$ and isotope-shift measurements on Yb$^{+}$ on the $^{2}$S$_{1/2}$ $\to$ $^{2}$D$_{5/2}$ and $^{2}$S$_{1/2}$ $\to$ $^{2}$F$_{7/2}$ transitions with a precision of $4\times 10^{-9}$ for the isotopes $^{168,170,172,174,176}$Yb. We present a new method that allows us to extract higher-order changes in the nuclear charge distribution along the Yb isotope chain, benchmarking ab-initio nuclear structure calculations. Additionally, we perform a King plot analysis to set bounds on a fifth force in the keV$/c^2$ to MeV$/c^2$ range coupling to electrons and neutrons.

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Constraining the dense matter equation of state with new NICER mass-radius measurements and new chiral effective field theory inputs

Pulse profile modeling of X-ray data from NICER is now enabling precision inference of neutron star mass and radius. Combined with nuclear physics constraints from chiral effective field theory ($χ$EFT), and masses and tidal deformabilities inferred from gravitational wave detections of binary neutron star mergers, this has lead to a steady improvement in our understanding of the dense matter equation of state (EOS). Here we consider the impact of several new results: the radius measurement for the 1.42$\,M_\odot$ pulsar PSR J0437$-$4715 presented by Choudhury et al. (2024), updates to the masses and radii of PSR J0740$+$6620 and PSR J0030$+$0451, and new $χ$EFT results for neutron star matter up to 1.5 times nuclear saturation density. Using two different high-density EOS extensions -- a piecewise-polytropic (PP) model and a model based on the speed of sound in a neutron star (CS) -- we find the radius of a 1.4$\,M_\odot$ (2.0$\,M_\odot$) neutron star to be constrained to the 95% credible ranges $12.28^{+0.50}_{-0.76}\,$km ($12.33^{+0.70}_{-1.34}\,$km) for the PP model and $12.01^{+0.56}_{-0.75}\,$km ($11.55^{+0.94}_{-1.09}\,$km) for the CS model. The maximum neutron star mass is predicted to be $2.15^{+0.14}_{-0.16}\,$$M_\odot$ and $2.08^{+0.28}_{-0.16}\,$$M_\odot$ for the PP and CS model, respectively. We explore the sensitivity of our results to different orders and different densities up to which $χ$EFT is used, and show how the astrophysical observations provide constraints for the pressure at intermediate densities. Moreover, we investigate the difference $R_{2.0} - R_{1.4}$ of the radius of 2$\,M_\odot$ and 1.4$\,M_\odot$ neutron stars within our EOS inference.

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Maximally local two-nucleon interactions at N$^3$LO in $Δ$-less chiral effective field theory

We present new maximally local two-nucleon interactions derived in $Δ$-less chiral effective field theory up to next-to-next-to-next-to-leading order (N$^3$LO), which include all contact and pion-exchange contributions to the nuclear Hamiltonian up to this order. Our interactions are fit to nucleon-nucleon phase shifts using a Bayesian statistical approach, and explore a wide cutoff range from $0.6-0.9$ fm ($\approx 660 - 440$ MeV). These interactions can be straightforwardly employed in quantum Monte Carlo methods, such as the auxiliary field diffusion Monte Carlo method. Together with local three-nucleon forces, calculations with these new interactions will provide improved benchmarks for the structure of atomic nuclei and serve as crucial input to analyses of astrophysical phenomena of neutron stars, such as binary neutron-star mergers.

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Symmetry energy and neutron star properties constrained by chiral effective field theory calculations

We investigate the nuclear symmetry energy and neutron star properties using a Bayesian analysis based on constraints from different chiral effective field theory calculations using new energy density functionals that allow for large variations at high densities. Constraints at high densities are included from observations of GW170817 and from NICER. In particular, we show that both NICER analyses lead to very similar posterior results for the symmetry energy and neutron star properties when folded into our equation-of-state framework. Using the posteriors, we provide results for the symmetry energy and the slope parameter, as well as for the proton fraction, the speed of sound, and the central density in neutron stars. Moreover, we explore correlations of neutron star radii with the pressure and the speed of sound in neutron stars. Our 95\% credibility ranges for the symmetry energy $S_v$, the slope parameter $L$, and the radius of a 1.4$\msun$ neutron star, $R_{1.4}$, are $S_v=(30.6\text{--}33.9)$\,MeV, $L=(43.7\text{--}70.0)$\,MeV, and $R_{1.4}=(11.6\text{--}13.2)$\,km. Our analysis for the proton fraction shows that larger and/or heavier neutron stars are more likely to cool rapidly via the direct Urca process. Within our equation-of-state framework a maximum mass of neutron stars $M_{\rm max}>2.1\msun$ indicates that the speed of sound needs to exceed the conformal limit.

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Eigenvector continuation for the pairing Hamiltonian

The development of emulators for the evaluation of many-body observables has gained increasing attention over the last years. In particular the framework of eigenvector continuation (EC) has been identified as a powerful tool when the Hamiltonian admits for a parametric dependence. By training the emulator on a set of training data the many-body solution for arbitrary parameter values can be robustly predicted in many cases. Furthermore, it can be used to resum perturbative expansions that otherwise diverge. In this work, we apply EC to the pairing Hamiltonian and show that EC-resummed perturbation theory is in qualitative agreement with the exact solution and that EC-based emulators robustly predict the ground-state energy once the training data are chosen appropriately. In particular the phase transition from the normal to the superfluid regime is quantitatively predicted using a very low number of training points.

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Effects of nuclear matter properties in neutron star mergers

The dynamics in mergers of binary neutron star (BNS) systems depend sensitively on the equation of state (EOS) of dense matter. This has profound implications on the emission of gravitational waves (GWs) and the ejection of matter in the merger and post-merger phases and is thus of high interest for multi-messenger astronomy. Today, a variety of nuclear EOSs are available with various underlying microphysical models. This calls for a study to focus on EOS effects from different physical nuclear matter properties and their influence on BNS mergers. We perform simulations of equal-mass BNS mergers with a set of 9 different EOSs based on Skyrme density functionals. In the models, we systematically vary the effective nucleon mass, incompressibility, and symmetry energy at saturation density. This allows us to investigate the influence of specific nuclear matter properties on the dynamics of BNS mergers. We analyze the impact of these properties on the merger dynamics, the fate of the remnant, disk formation, ejection of matter, and gravitational wave emission. Our results indicate that some aspects of the merger are sensitive to the EOS around saturation density while others are sensitive to the behavior towards higher densities, e.g., characterized by the slope of the pressure as a function of density. The detailed density dependence of the EOS thus needs to be taken into account to describe its influence on BNS mergers.

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Constraints on strong phase transitions in neutron stars

We study current bounds on strong first-order phase transitions (PTs) along the equation of state (EOS) of dense strongly interacting matter in neutron stars, under the simplifying assumption that on either side of the PT the EOS can be approximated by a simple polytropic form. We construct a large ensemble of possible EOSs of this form, anchor them to chiral effective field theory calculations at nuclear density and perturbative QCD at high densities, and subject them to astrophysical constraints from high-mass pulsars and gravitational-wave observations. Within this setup, we find that a PT permits neutron-star solutions with larger radii, but only if the transition begins below twice nuclear saturation density. We also identify a large parameter space of allowed PTs currently unexplored by numerical-relativity studies. Additionally, we locate a small region of parameter space allowing twin-star solutions, though we find them to only marginally pass the current astrophysical constraints. Finally, we find that sizeable cores of high-density matter beyond the PT may be located in the centers of some stable neutron stars, primarily those with larger masses.

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Two-neutrino $ββ$ decay of $^{136}$Xe to the first excited $0^+$ state in $^{136}$Ba

We calculate the nuclear matrix element for the two-neutrino $ββ$ decay of $^{136}$Xe into the first excited $0^+$ state of $^{136}$Ba. We use different many-body methods: the quasiparticle random-phase approximation (QRPA) framework, the nuclear shell model, the interacting boson model (IBM-2), and an effective field theory (EFT) for $β$ and $ββ$ decays. While the QRPA suggests a decay rate at the edge of current experimental limits, the shell model points to a half-life about two orders of magnitude longer. The predictions of the IBM-2 and the EFT lie in between, and the latter provides systematic uncertainties at leading order. An analysis of the running sum of the nuclear matrix element indicates that subtle cancellations between the contributions of intermediate states can explain the different theoretical predictions. For the EFT, we also present results for two-neutrino $ββ$ decays to the first excited $0^+$ state in other nuclei.

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Neutrinoless double-beta decay from an effective field theory for heavy nuclei

We study neutrinoless double-beta decay in an effective field theory (EFT) for heavy nuclei, which are treated as a spherical core coupled to additional neutrons and/or protons. Since the low-energy constants of the EFT cannot be fitted to data for this unobserved decay, we follow an alternative strategy to constrain these through a correlation with double Gamow-Teller transitions. This correlation was recently found to hold for shell-model calculations, energy-density functionals, and other nuclear structure models. We therefore first calculate the nuclear matrix elements for double Gamow-Teller transitions in the EFT for heavy nuclei. The combination of the EFT uncertainty with the correlation uncertainty enables predictions of nuclear matrix elements for neutrinoless double-beta decay for a broad range of isotopes with quantified uncertainties. Generally the EFT predicts smaller nuclear matrix elements compared to other approaches, but our EFT results are consistent with recent ab initio calculations.

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Three-body resonances in pionless effective field theory

We investigate the appearance of resonances in three-body systems using pionless effective field theory at leading order. The Faddeev equation is analytically continued to the unphysical sheet adjacent to the positive real energy axis using a contour rotation. We consider both, the three-boson system and the three-neutron system. For the former, we calculate the trajectory of Borromean three-body Efimov states turning into resonances as they cross the three-body threshold. For the latter, we find no sign of three-body resonances or virtual states at leading order. This result is validated by exploring the level structure of three-body states in a finite volume approach.

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Excited states from eigenvector continuation: the anharmonic oscillator

Eigenvector continuation (EC) has recently attracted a lot attention in nuclear structure and reactions as a variational resummation tool for many-body expansions. While previous applications focused on ground-state energies, excited states can be accessed on equal footing. This work is dedicated to a detailed understanding of the emergence of excited states from the eigenvector continuation approach. For numerical applications the one-dimensional quartic anharmonic oscillator is investigated, which represents a strongly non-perturbative quantum system where the use of standard perturbation techniques break down. We discuss how different choices for the construction of the EC manifold affect the quality of the EC resummation and investigate in detail the results from EC for excited states compared to results from a full diagonalization as a function of the basis-space size.

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A Detailed Examination of Astrophysical Constraints on the Symmetry Energy and the Neutron Skin of $^{208}$Pb with Minimal Modeling Assumptions

The symmetry energy and its density dependence are pivotal for many nuclear physics and astrophysics applications, as they determine properties ranging from the neutron-skin thickness of nuclei to the crust thickness and the radius of neutron stars. Recently, PREX-II reported a value of $0.283\pm0.071$ fm for the neutron-skin thickness of $^{208}$Pb, $R_{\rm skin}^{^{208}\text{Pb}}$, implying a symmetry-energy slope parameter $L$ of $106\pm37$ MeV, larger than most ranges obtained from microscopic calculations and other nuclear experiments. We use a nonparametric equation of state representation based on Gaussian processes to constrain the symmetry energy $S_0$, $L$, and $R_{\rm skin}^{^{208}\text{Pb}}$ directly from observations of neutron stars with minimal modeling assumptions. The resulting astrophysical constraints from heavy pulsar masses, LIGO/Virgo, and NICER favor smaller values of the neutron skin and $L$, as well as negative symmetry incompressibilities. Combining astrophysical data with chiral effective field theory ($χ$EFT) and PREX-II constraints yields $S_0 = 33.0^{+2.0}_{-1.8}$ MeV, $L=53^{+14}_{-15}$ MeV, and $R_{\rm skin}^{^{208}\text{Pb}} = 0.17^{+0.04}_{-0.04}$ fm. We also examine the consistency of several individual $χ$EFT calculations with astrophysical observations and terrestrial experiments. We find that there is only mild tension between $χ$EFT, astrophysical data, and PREX-II's $R_\mathrm{skin}^{^{208}\mathrm{Pb}}$ measurement ($p$-value $= 12.3\%$) and that there is excellent agreement between $χ$EFT, astrophysical data, and other nuclear experiments.

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