arXiv subjects

Aimin Zhou

Publications and source records attributed to Aimin Zhou.

At least 55 records · Page 3Linked to original sources

arXiv2025

Flow2Code: Evaluating Large Language Models for Flowchart-based Code Generation Capability

While large language models (LLMs) show promise in code generation, existing benchmarks neglect the flowchart-based code generation. To promote further research on flowchart-based code generation, this work presents Flow2Code, a novel benchmark for flowchart-based code generation evaluation. The evaluation dataset spans 15 programming languages and includes 5,622 code segments paired with 16,866 flowcharts of three types: code, UML, and pseudocode. Extensive experiments with 13 multimodal LLMs reveal that current LLMs can not generate code based on flowcharts perfectly. Besides, experiment results show that the supervised fine-tuning technique contributes greatly to the models' performance. We publicly release our code and datasets at https://github.com/hml-github/Flow2Code.

cs.SE↗

arXiv2025

Surrogate-Assisted Evolutionary Reinforcement Learning Based on Autoencoder and Hyperbolic Neural Network

Evolutionary Reinforcement Learning (ERL), training the Reinforcement Learning (RL) policies with Evolutionary Algorithms (EAs), have demonstrated enhanced exploration capabilities and greater robustness than using traditional policy gradient. However, ERL suffers from the high computational costs and low search efficiency, as EAs require evaluating numerous candidate policies with expensive simulations, many of which are ineffective and do not contribute meaningfully to the training. One intuitive way to reduce the ineffective evaluations is to adopt the surrogates. Unfortunately, existing ERL policies are often modeled as deep neural networks (DNNs) and thus naturally represented as high-dimensional vectors containing millions of weights, which makes the building of effective surrogates for ERL policies extremely challenging. This paper proposes a novel surrogate-assisted ERL that integrates Autoencoders (AE) and Hyperbolic Neural Networks (HNN). Specifically, AE compresses high-dimensional policies into low-dimensional representations while extracting key features as the inputs for the surrogate. HNN, functioning as a classification-based surrogate model, can learn complex nonlinear relationships from sampled data and enable more accurate pre-selection of the sampled policies without real evaluations. The experiments on 10 Atari and 4 Mujoco games have verified that the proposed method outperforms previous approaches significantly. The search trajectories guided by AE and HNN are also visually demonstrated to be more effective, in terms of both exploration and convergence. This paper not only presents the first learnable policy embedding and surrogate-modeling modules for high-dimensional ERL policies, but also empirically reveals when and why they can be successful.

cs.LG↗

arXiv2025

Mis-prompt: Benchmarking Large Language Models for Proactive Error Handling

Large language models (LLMs) have demonstrated significant advancements in error handling. Current error-handling works are performed in a passive manner, with explicit error-handling instructions. However, in real-world scenarios, explicit error-handling instructions are usually unavailable. In this paper, our work identifies this challenge as how to conduct proactive error handling without explicit error handling instructions. To promote further research, this work introduces a new benchmark, termed Mis-prompt, consisting of four evaluation tasks, an error category taxonomy, and a new evaluation dataset. Furthermore, this work analyzes current LLMs' performance on the benchmark, and the experimental results reveal that current LLMs show poor performance on proactive error handling, and SFT on error handling instances improves LLMs' proactive error handling capabilities. The dataset will be publicly available.

cs.CL↗

arXiv2025

LLMOPT: Learning to Define and Solve General Optimization Problems from Scratch

Optimization problems are prevalent across various scenarios. Formulating and then solving optimization problems described by natural language often requires highly specialized human expertise, which could block the widespread application of optimization-based decision making. To automate problem formulation and solving, leveraging large language models (LLMs) has emerged as a potential way. However, this kind of approach suffers from the issue of optimization generalization. Namely, the accuracy of most current LLM-based methods and the generality of optimization problem types that they can model are still limited. In this paper, we propose a unified learning-based framework called LLMOPT to boost optimization generalization. Starting from the natural language descriptions of optimization problems and a pre-trained LLM, LLMOPT constructs the introduced five-element formulation as a universal model for learning to define diverse optimization problem types. Then, LLMOPT employs the multi-instruction tuning to enhance both problem formalization and solver code generation accuracy and generality. After that, to prevent hallucinations in LLMs, such as sacrificing solving accuracy to avoid execution errors, the model alignment and self-correction mechanism are adopted in LLMOPT. We evaluate the optimization generalization ability of LLMOPT and compared methods across six real-world datasets covering roughly 20 fields such as health, environment, energy and manufacturing, etc. Extensive experiment results show that LLMOPT is able to model various optimization problem types such as linear/nonlinear programming, mixed integer programming, and combinatorial optimization, and achieves a notable 11.08% average solving accuracy improvement compared with the state-of-the-art methods. The code is available at https://github.com/caigaojiang/LLMOPT.

cs.AI↗

arXiv2025

Echo: A Large Language Model with Temporal Episodic Memory

Research on large language models (LLMs) has shown remarkable performance in domains such as mathematics, programming, and literary creation. However, most studies have focused on semantic memory-based question answering, neglecting LLMs' potential to handle episodic memory (EM)-related queries. This oversight has led to suboptimal performance in applications requiring EM, including emotional companionship, personal AI assistants, and AI teachers. To address this gap, we introduce Echo, a LLM enhanced with temporal episodic memory. We propose a Multi-Agent Data Generation Framework that guides the model in generating multi-turn, complex scenario episodic memory dialogue data (EM-Train). Temporal information is innovatively incorporated into the LLM training process, and Echo is trained using the EM-Train. Furthermore, We develop an EM-Test benchmark specifically designed to evaluate LLMs' episodic memory capabilities. The EM-Test assesses performance across various time spans and difficulty levels, providing a comprehensive evaluation of multi-turn episodic memory dialogues. Our experiments demonstrate that Echo significantly outperforms state-of-the-art LLMs on EM-Test. Additionally, a qualitative analysis reveals Echo's potential to exhibit human-like episodic memory capabilities. We will open-source all datasets, code, and model weights.

cs.CL↗

arXiv2025

LLM-KT: Aligning Large Language Models with Knowledge Tracing using a Plug-and-Play Instruction

The knowledge tracing (KT) problem is an extremely important topic in personalized education, which aims to predict whether students can correctly answer the next question based on their past question-answer records. Prior work on this task mainly focused on learning the sequence of behaviors based on the IDs or textual information. However, these studies usually fail to capture students' sufficient behavioral patterns without reasoning with rich world knowledge about questions. In this paper, we propose a large language models (LLMs)-based framework for KT, named \texttt{\textbf{LLM-KT}}, to integrate the strengths of LLMs and traditional sequence interaction models. For task-level alignment, we design Plug-and-Play instruction to align LLMs with KT, leveraging LLMs' rich knowledge and powerful reasoning capacity. For modality-level alignment, we design the plug-in context and sequence to integrate multiple modalities learned by traditional methods. To capture the long context of history records, we present a plug-in context to flexibly insert the compressed context embedding into LLMs using question-specific and concept-specific tokens. Furthermore, we introduce a plug-in sequence to enhance LLMs with sequence interaction behavior representation learned by traditional sequence models using a sequence adapter. Extensive experiments show that \texttt{\textbf{LLM-KT}} obtains state-of-the-art performance on four typical datasets by comparing it with approximately 20 strong baselines.

cs.CL↗

arXiv2025

Context-aware Diversity Enhancement for Neural Multi-Objective Combinatorial Optimization

Multi-objective combinatorial optimization (MOCO) problems are prevalent in various real-world applications. Most existing neural MOCO methods rely on problem decomposition to transform an MOCO problem into a series of singe-objective combinatorial optimization (SOCO) problems and train attention models based on a single-step and deterministic greedy rollout. However, inappropriate decomposition and undesirable short-sighted behaviors of previous methods tend to induce a decline in diversity. To address the above limitation, we design a Context-aware Diversity Enhancement algorithm named CDE, which casts the neural MOCO problems as conditional sequence modeling via autoregression (node-level context awareness) and establishes a direct relationship between the mapping of preferences and diversity indicator of reward based on hypervolume expectation maximization (solution-level context awareness). Based on the solution-level context awareness, we further propose a hypervolume residual update strategy to enable the Pareto attention model to capture both local and non-local information of the Pareto set/front. The proposed CDE can effectively and efficiently grasp the context information, resulting in diversity enhancement. Experimental results on three classic MOCO problems demonstrate that our CDE outperforms several state-of-the-art baselines.

cs.LG↗

arXiv2025

Mathematical Language Models: A Survey

In recent years, there has been remarkable progress in leveraging Language Models (LMs), encompassing Pre-trained Language Models (PLMs) and Large-scale Language Models (LLMs), within the domain of mathematics. This paper conducts a comprehensive survey of mathematical LMs, systematically categorizing pivotal research endeavors from two distinct perspectives: tasks and methodologies. The landscape reveals a large number of proposed mathematical LLMs, which are further delineated into instruction learning, tool-based methods, fundamental CoT techniques, advanced CoT methodologies and multi-modal methods. To comprehend the benefits of mathematical LMs more thoroughly, we carry out an in-depth contrast of their characteristics and performance. In addition, our survey entails the compilation of over 60 mathematical datasets, including training datasets, benchmark datasets, and augmented datasets. Addressing the primary challenges and delineating future trajectories within the field of mathematical LMs, this survey is poised to facilitate and inspire future innovation among researchers invested in advancing this domain.

cs.CL↗

arXiv2024

Un-evaluated Solutions May Be Valuable in Expensive Optimization

Expensive optimization problems (EOPs) are prevalent in real-world applications, where the evaluation of a single solution requires a significant amount of resources. In our study of surrogate-assisted evolutionary algorithms (SAEAs) in EOPs, we discovered an intriguing phenomenon. Because only a limited number of solutions are evaluated in each iteration, relying solely on these evaluated solutions for evolution can lead to reduced disparity in successive populations. This, in turn, hampers the reproduction operators' ability to generate superior solutions, thereby reducing the algorithm's convergence speed. To address this issue, we propose a strategic approach that incorporates high-quality, un-evaluated solutions predicted by surrogate models during the selection phase. This approach aims to improve the distribution of evaluated solutions, thereby generating a superior next generation of solutions. This work details specific implementations of this concept across various reproduction operators and validates its effectiveness using multiple surrogate models. Experimental results demonstrate that the proposed strategy significantly enhances the performance of surrogate-assisted evolutionary algorithms. Compared to mainstream SAEAs and Bayesian optimization algorithms, our approach incorporating the un-evaluated solution strategy shows a marked improvement.

cs.NE↗

arXiv2024

It's Morphing Time: Unleashing the Potential of Multiple LLMs via Multi-objective Optimization

In this paper, we introduce a novel approach for addressing the multi-objective optimization problem in large language model merging via black-box multi-objective optimization algorithms. The goal of model merging is to combine multiple models, each excelling in different tasks, into a single model that outperforms any of the individual source models. However, model merging faces two significant challenges: First, existing methods rely heavily on human knowledge or intuition. Second, it's difficult to obtain the great model merging configuration in limited evaluations. To address these challenges, we formalize model merging as a multi-objective optimization problem and propose an automated optimization approach named MM-MO. This method leverages multi-objective optimization algorithms to autonomously search for optimal merging configurations across various tasks, alleviating the need for human intervention. In MM-MO, a weak-to-strong method is employed to enhance the acquisition function, allowing previously evaluated superior configurations to guide the search for new ones. Meanwhile, Fisher information is applied to screen these configurations, increasing the possibility of identifying high-quality merging configuration. Additionally, we designed a sparsity metric as an additional optimization objective to enhance the model's generalization performance across different tasks. We conducted comprehensive experiments with other mainstream model merging methods, demonstrating that the proposed MM-MO algorithm is competitive and effective in achieving high-quality model merging.

cs.CL↗

arXiv2024

CMM-Math: A Chinese Multimodal Math Dataset To Evaluate and Enhance the Mathematics Reasoning of Large Multimodal Models

Large language models (LLMs) have obtained promising results in mathematical reasoning, which is a foundational skill for human intelligence. Most previous studies focus on improving and measuring the performance of LLMs based on textual math reasoning datasets (e.g., MATH, GSM8K). Recently, a few researchers have released English multimodal math datasets (e.g., MATHVISTA and MATH-V) to evaluate the effectiveness of large multimodal models (LMMs). In this paper, we release a Chinese multimodal math (CMM-Math) dataset, including benchmark and training parts, to evaluate and enhance the mathematical reasoning of LMMs. CMM-Math contains over 28,000 high-quality samples, featuring a variety of problem types (e.g., multiple-choice, fill-in-the-blank, and so on) with detailed solutions across 12 grade levels from elementary to high school in China. Specifically, the visual context may be present in the questions or opinions, which makes this dataset more challenging. Through comprehensive analysis, we discover that state-of-the-art LMMs on the CMM-Math dataset face challenges, emphasizing the necessity for further improvements in LMM development. We also propose a Multimodal Mathematical LMM (Math-LMM) to handle the problems with mixed input of multiple images and text segments. We train our model using three stages, including foundational pre-training, foundational fine-tuning, and mathematical fine-tuning. The extensive experiments indicate that our model effectively improves math reasoning performance by comparing it with the SOTA LMMs over three multimodal mathematical datasets.

cs.CL↗

arXiv2024

Investigating and Mitigating Object Hallucinations in Pretrained Vision-Language (CLIP) Models

Large Vision-Language Models (LVLMs) have achieved impressive performance, yet research has pointed out a serious issue with object hallucinations within these models. However, there is no clear conclusion as to which part of the model these hallucinations originate from. In this paper, we present an in-depth investigation into the object hallucination problem specifically within the CLIP model, which serves as the backbone for many state-of-the-art vision-language systems. We unveil that even in isolation, the CLIP model is prone to object hallucinations, suggesting that the hallucination problem is not solely due to the interaction between vision and language modalities. To address this, we propose a counterfactual data augmentation method by creating negative samples with a variety of hallucination issues. We demonstrate that our method can effectively mitigate object hallucinations for CLIP model, and we show the the enhanced model can be employed as a visual encoder, effectively alleviating the object hallucination issue in LVLMs.

cs.CV↗

arXiv2024

Cause-Aware Empathetic Response Generation via Chain-of-Thought Fine-Tuning

Empathetic response generation endows agents with the capability to comprehend dialogue contexts and react to expressed emotions. Previous works predominantly focus on leveraging the speaker's emotional labels, but ignore the importance of emotion cause reasoning in empathetic response generation, which hinders the model's capacity for further affective understanding and cognitive inference. In this paper, we propose a cause-aware empathetic generation approach by integrating emotions and causes through a well-designed Chain-of-Thought (CoT) prompt on Large Language Models (LLMs). Our approach can greatly promote LLMs' performance of empathy by instruction tuning and enhancing the role awareness of an empathetic listener in the prompt. Additionally, we propose to incorporate cause-oriented external knowledge from COMET into the prompt, which improves the diversity of generation and alleviates conflicts between internal and external knowledge at the same time. Experimental results on the benchmark dataset demonstrate that our approach on LLaMA-7b achieves state-of-the-art performance in both automatic and human evaluations.

cs.CL↗

arXiv2024

Evolutionary Retrosynthetic Route Planning

Molecular retrosynthesis is a significant and complex problem in the field of chemistry, however, traditional manual synthesis methods not only need well-trained experts but also are time-consuming. With the development of big data and machine learning, artificial intelligence (AI) based retrosynthesis is attracting more attention and has become a valuable tool for molecular retrosynthesis. At present, Monte Carlo tree search is a mainstream search framework employed to address this problem. Nevertheless, its search efficiency is compromised by its large search space. Therefore, this paper proposes a novel approach for retrosynthetic route planning based on evolutionary optimization, marking the first use of Evolutionary Algorithm (EA) in the field of multi-step retrosynthesis. The proposed method involves modeling the retrosynthetic problem into an optimization problem, defining the search space and operators. Additionally, to improve the search efficiency, a parallel strategy is implemented. The new approach is applied to four case products and compared with Monte Carlo tree search. The experimental results show that, in comparison to the Monte Carlo tree search algorithm, EA significantly reduces the number of calling single-step model by an average of 53.9%. The time required to search three solutions decreases by an average of 83.9%, and the number of feasible search routes increases by 1.38 times. The source code is available at https://github.com/ilog-ecnu/EvoRRP.

cs.AI↗

arXiv2024

ORCDF: An Oversmoothing-Resistant Cognitive Diagnosis Framework for Student Learning in Online Education Systems

Cognitive diagnosis models (CDMs) are designed to learn students' mastery levels using their response logs. CDMs play a fundamental role in online education systems since they significantly influence downstream applications such as teachers' guidance and computerized adaptive testing. Despite the success achieved by existing CDMs, we find that they suffer from a thorny issue that the learned students' mastery levels are too similar. This issue, which we refer to as oversmoothing, could diminish the CDMs' effectiveness in downstream tasks. CDMs comprise two core parts: learning students' mastery levels and assessing mastery levels by fitting the response logs. This paper contends that the oversmoothing issue arises from that existing CDMs seldom utilize response signals on exercises in the learning part but only use them as labels in the assessing part. To this end, this paper proposes an oversmoothing-resistant cognitive diagnosis framework (ORCDF) to enhance existing CDMs by utilizing response signals in the learning part. Specifically, ORCDF introduces a novel response graph to inherently incorporate response signals as types of edges. Then, ORCDF designs a tailored response-aware graph convolution network (RGC) that effectively captures the crucial response signals within the response graph. Via ORCDF, existing CDMs are enhanced by replacing the input embeddings with the outcome of RGC, allowing for the consideration of response signals on exercises in the learning part. Extensive experiments on real-world datasets show that ORCDF not only helps existing CDMs alleviate the oversmoothing issue but also significantly enhances the models' prediction and interpretability performance. Moreover, the effectiveness of ORCDF is validated in the downstream task of computerized adaptive testing.

cs.CY↗

arXiv2024

Large Language Models as Surrogate Models in Evolutionary Algorithms: A Preliminary Study

Large Language Models (LLMs) have achieved significant progress across various fields and have exhibited strong potential in evolutionary computation, such as generating new solutions and automating algorithm design. Surrogate-assisted selection is a core step in evolutionary algorithms to solve expensive optimization problems by reducing the number of real evaluations. Traditionally, this has relied on conventional machine learning methods, leveraging historical evaluated evaluations to predict the performance of new solutions. In this work, we propose a novel surrogate model based purely on LLM inference capabilities, eliminating the need for training. Specifically, we formulate model-assisted selection as a classification and regression problem, utilizing LLMs to directly evaluate the quality of new solutions based on historical data. This involves predicting whether a solution is good or bad, or approximating its value. This approach is then integrated into evolutionary algorithms, termed LLM-assisted EA (LAEA). Detailed experiments compared the visualization results of 2D data from 9 mainstream LLMs, as well as their performance on optimization problems. The experimental results demonstrate that LLMs have significant potential as surrogate models in evolutionary computation, achieving performance comparable to traditional surrogate models only using inference. This work offers new insights into the application of LLMs in evolutionary computation. Code is available at: https://github.com/hhyqhh/LAEA.git

cs.NE↗

arXiv2024

FinDABench: Benchmarking Financial Data Analysis Ability of Large Language Models

Large Language Models (LLMs) have demonstrated impressive capabilities across a wide range of tasks. However, their proficiency and reliability in the specialized domain of financial data analysis, particularly focusing on data-driven thinking, remain uncertain. To bridge this gap, we introduce \texttt{FinDABench}, a comprehensive benchmark designed to evaluate the financial data analysis capabilities of LLMs within this context. \texttt{FinDABench} assesses LLMs across three dimensions: 1) \textbf{Foundational Ability}, evaluating the models' ability to perform financial numerical calculation and corporate sentiment risk assessment; 2) \textbf{Reasoning Ability}, determining the models' ability to quickly comprehend textual information and analyze abnormal financial reports; and 3) \textbf{Technical Skill}, examining the models' use of technical knowledge to address real-world data analysis challenges involving analysis generation and charts visualization from multiple perspectives. We will release \texttt{FinDABench}, and the evaluation scripts at \url{https://github.com/cubenlp/BIBench}. \texttt{FinDABench} aims to provide a measure for in-depth analysis of LLM abilities and foster the advancement of LLMs in the field of financial data analysis.

cs.CL↗

arXiv2024

Interpretable Knowledge Tracing via Response Influence-based Counterfactual Reasoning

Knowledge tracing (KT) plays a crucial role in computer-aided education and intelligent tutoring systems, aiming to assess students' knowledge proficiency by predicting their future performance on new questions based on their past response records. While existing deep learning knowledge tracing (DLKT) methods have significantly improved prediction accuracy and achieved state-of-the-art results, they often suffer from a lack of interpretability. To address this limitation, current approaches have explored incorporating psychological influences to achieve more explainable predictions, but they tend to overlook the potential influences of historical responses. In fact, understanding how models make predictions based on response influences can enhance the transparency and trustworthiness of the knowledge tracing process, presenting an opportunity for a new paradigm of interpretable KT. However, measuring unobservable response influences is challenging. In this paper, we resort to counterfactual reasoning that intervenes in each response to answer \textit{what if a student had answered a question incorrectly that he/she actually answered correctly, and vice versa}. Based on this, we propose RCKT, a novel response influence-based counterfactual knowledge tracing framework. RCKT generates response influences by comparing prediction outcomes from factual sequences and constructed counterfactual sequences after interventions. Additionally, we introduce maximization and inference techniques to leverage accumulated influences from different past responses, further improving the model's performance and credibility. Extensive experimental results demonstrate that our RCKT method outperforms state-of-the-art knowledge tracing methods on four datasets against six baselines, and provides credible interpretations of response influences.

cs.CY↗