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Aiwei Liu

Publications and source records attributed to Aiwei Liu.

At least 55 records · Page 3Linked to original sources

TIS-DPO: Token-level Importance Sampling for Direct Preference Optimization With Estimated Weights

Direct Preference Optimization (DPO) has been widely adopted for preference alignment of Large Language Models (LLMs) due to its simplicity and effectiveness. However, DPO is derived as a bandit problem in which the whole response is treated as a single arm, ignoring the importance differences between tokens, which may affect optimization efficiency and make it difficult to achieve optimal results. In this work, we propose that the optimal data for DPO has equal expected rewards for each token in winning and losing responses, as there is no difference in token importance. However, since the optimal dataset is unavailable in practice, we propose using the original dataset for importance sampling to achieve unbiased optimization. Accordingly, we propose a token-level importance sampling DPO objective named TIS-DPO that assigns importance weights to each token based on its reward. Inspired by previous works, we estimate the token importance weights using the difference in prediction probabilities from a pair of contrastive LLMs. We explore three methods to construct these contrastive LLMs: (1) guiding the original LLM with contrastive prompts, (2) training two separate LLMs using winning and losing responses, and (3) performing forward and reverse DPO training with winning and losing responses. Experiments show that TIS-DPO significantly outperforms various baseline methods on harmlessness and helpfulness alignment and summarization tasks. We also visualize the estimated weights, demonstrating their ability to identify key token positions.

cs.CL↗

Mark Your LLM: Detecting the Misuse of Open-Source Large Language Models via Watermarking

As open-source large language models (LLMs) like Llama3 become more capable, it is crucial to develop watermarking techniques to detect their potential misuse. Existing watermarking methods either add watermarks during LLM inference, which is unsuitable for open-source LLMs, or primarily target classification LLMs rather than recent generative LLMs. Adapting these watermarks to open-source LLMs for misuse detection remains an open challenge. This work defines two misuse scenarios for open-source LLMs: intellectual property (IP) violation and LLM Usage Violation. Then, we explore the application of inference-time watermark distillation and backdoor watermarking in these contexts. We propose comprehensive evaluation methods to assess the impact of various real-world further fine-tuning scenarios on watermarks and the effect of these watermarks on LLM performance. Our experiments reveal that backdoor watermarking could effectively detect IP Violation, while inference-time watermark distillation is applicable in both scenarios but less robust to further fine-tuning and has a more significant impact on LLM performance compared to backdoor watermarking. Exploring more advanced watermarking methods for open-source LLMs to detect their misuse should be an important future direction.

cs.CL↗

WaterSeeker: Pioneering Efficient Detection of Watermarked Segments in Large Documents

Watermarking algorithms for large language models (LLMs) have attained high accuracy in detecting LLM-generated text. However, existing methods primarily focus on distinguishing fully watermarked text from non-watermarked text, overlooking real-world scenarios where LLMs generate only small sections within large documents. In this scenario, balancing time complexity and detection performance poses significant challenges. This paper presents WaterSeeker, a novel approach to efficiently detect and locate watermarked segments amid extensive natural text. It first applies an efficient anomaly extraction method to preliminarily locate suspicious watermarked regions. Following this, it conducts a local traversal and performs full-text detection for more precise verification. Theoretical analysis and experimental results demonstrate that WaterSeeker achieves a superior balance between detection accuracy and computational efficiency. Moreover, its localization capability lays the foundation for building interpretable AI detection systems. Our code is available at https://github.com/THU-BPM/WaterSeeker.

cs.CL↗

TabGen-ICL: Residual-Aware In-Context Example Selection for Tabular Data Generation

Large Language models (LLMs) have achieved encouraging results in tabular data generation. However, existing approaches require fine-tuning, which is computationally expensive. This paper explores an alternative: prompting a fixed LLM with in-context examples. We observe that using randomly selected in-context examples hampers the LLM's performance, resulting in sub-optimal generation quality. To address this, we propose a novel in-context learning framework: TabGen-ICL, to enhance the in-context learning ability of LLMs for tabular data generation. TabGen-ICL operates iteratively, retrieving a subset of real samples that represent the residual between currently generated samples and true data distributions. This approach serves two purposes: locally, it provides more effective in-context learning examples for the LLM in each iteration; globally, it progressively narrows the gap between generated and real data. Extensive experiments on five real-world tabular datasets demonstrate that TabGen-ICL significantly outperforms the random selection strategy. Specifically, it reduces the error rate by a margin of $3.5\%-42.2\%$ on fidelity metrics. We demonstrate for the first time that prompting a fixed LLM can yield high-quality synthetic tabular data. The code is provided in the \href{https://github.com/fangliancheng/TabGEN-ICL}{link}.

cs.LG↗

Mitigating Modality Prior-Induced Hallucinations in Multimodal Large Language Models via Deciphering Attention Causality

Multimodal Large Language Models (MLLMs) have emerged as a central focus in both industry and academia, but often suffer from biases introduced by visual and language priors, which can lead to multimodal hallucination. These biases arise from the visual encoder and the Large Language Model (LLM) backbone, affecting the attention mechanism responsible for aligning multimodal inputs. Existing decoding-based mitigation methods focus on statistical correlations and overlook the causal relationships between attention mechanisms and model output, limiting their effectiveness in addressing these biases. To tackle this issue, we propose a causal inference framework termed CausalMM that applies structural causal modeling to MLLMs, treating modality priors as a confounder between attention mechanisms and output. Specifically, by employing backdoor adjustment and counterfactual reasoning at both the visual and language attention levels, our method mitigates the negative effects of modality priors and enhances the alignment of MLLM's inputs and outputs, with a maximum score improvement of 65.3% on 6 VLind-Bench indicators and 164 points on MME Benchmark compared to conventional methods. Extensive experiments validate the effectiveness of our approach while being a plug-and-play solution. Our code is available at: https://github.com/The-Martyr/CausalMM

cs.CV↗

Entropy-Based Decoding for Retrieval-Augmented Large Language Models

Augmenting Large Language Models (LLMs) with retrieved external knowledge has proven effective for improving the factual accuracy of generated responses. Despite their success, retrieval-augmented LLMs still face the distractibility issue, where the generated responses are negatively influenced by noise from both external and internal knowledge sources. In this paper, we introduce a novel, training-free decoding method guided by entropy considerations to mitigate this issue. Our approach utilizes entropy-based document-parallel ensemble decoding to prioritize low-entropy distributions from retrieved documents, thereby enhancing the extraction of relevant information of context. Additionally, it incorporates a contrastive decoding mechanism that contrasts the obtained low-entropy ensemble distribution with the high-entropy distribution derived from the model's internal knowledge across layers, which ensures a greater emphasis on reliable external information. Extensive experiments on open-domain question answering datasets demonstrate the superiority of our method.

cs.CL↗

Can Watermarked LLMs be Identified by Users via Crafted Prompts?

Text watermarking for Large Language Models (LLMs) has made significant progress in detecting LLM outputs and preventing misuse. Current watermarking techniques offer high detectability, minimal impact on text quality, and robustness to text editing. However, current researches lack investigation into the imperceptibility of watermarking techniques in LLM services. This is crucial as LLM providers may not want to disclose the presence of watermarks in real-world scenarios, as it could reduce user willingness to use the service and make watermarks more vulnerable to attacks. This work is the first to investigate the imperceptibility of watermarked LLMs. We design an identification algorithm called Water-Probe that detects watermarks through well-designed prompts to the LLM. Our key motivation is that current watermarked LLMs expose consistent biases under the same watermark key, resulting in similar differences across prompts under different watermark keys. Experiments show that almost all mainstream watermarking algorithms are easily identified with our well-designed prompts, while Water-Probe demonstrates a minimal false positive rate for non-watermarked LLMs. Finally, we propose that the key to enhancing the imperceptibility of watermarked LLMs is to increase the randomness of watermark key selection. Based on this, we introduce the Water-Bag strategy, which significantly improves watermark imperceptibility by merging multiple watermark keys.

cs.CR↗

Cold-Start Recommendation towards the Era of Large Language Models (LLMs): A Comprehensive Survey and Roadmap

Cold-start problem is one of the long-standing challenges in recommender systems, focusing on accurately modeling new or interaction-limited users or items to provide better recommendations. Due to the diversification of internet platforms and the exponential growth of users and items, the importance of cold-start recommendation (CSR) is becoming increasingly evident. At the same time, large language models (LLMs) have achieved tremendous success and possess strong capabilities in modeling user and item information, providing new potential for cold-start recommendations. However, the research community on CSR still lacks a comprehensive review and reflection in this field. Based on this, in this paper, we stand in the context of the era of large language models and provide a comprehensive review and discussion on the roadmap, related literature, and future directions of CSR. Specifically, we have conducted an exploration of the development path of how existing CSR utilizes information, from content features, graph relations, and domain information, to the world knowledge possessed by large language models, aiming to provide new insights for both the research and industrial communities on CSR. Related resources of cold-start recommendations are collected and continuously updated for the community in https://github.com/YuanchenBei/Awesome-Cold-Start-Recommendation.

cs.IR↗

Interpretable Contrastive Monte Carlo Tree Search Reasoning

We propose SC-MCTS*: a novel Monte Carlo Tree Search (MCTS) reasoning algorithm for Large Language Models (LLMs), significantly improves both reasoning accuracy and speed. Our motivation comes from: 1. Previous MCTS LLM reasoning works often overlooked its biggest drawback--slower speed compared to CoT; 2. Previous research mainly used MCTS as a tool for LLM reasoning on various tasks with limited quantitative analysis or ablation studies of its components from reasoning interpretability perspective. 3. The reward model is the most crucial component in MCTS, however previous work has rarely conducted in-depth study or improvement of MCTS's reward models. Thus, we conducted extensive ablation studies and quantitative analysis on components of MCTS, revealing the impact of each component on the MCTS reasoning performance of LLMs. Building on this, (i) we designed a highly interpretable reward model based on the principle of contrastive decoding and (ii) achieved an average speed improvement of 51.9% per node using speculative decoding. Additionally, (iii) we improved UCT node selection strategy and backpropagation used in previous works, resulting in significant performance improvement. We outperformed o1-mini by an average of 17.4% on the Blocksworld multi-step reasoning dataset using Llama-3.1-70B with SC-MCTS*. Our code is available at https://github.com/zitian-gao/SC-MCTS.

cs.CL↗

MarkLLM: An Open-Source Toolkit for LLM Watermarking

LLM watermarking, which embeds imperceptible yet algorithmically detectable signals in model outputs to identify LLM-generated text, has become crucial in mitigating the potential misuse of large language models. However, the abundance of LLM watermarking algorithms, their intricate mechanisms, and the complex evaluation procedures and perspectives pose challenges for researchers and the community to easily experiment with, understand, and assess the latest advancements. To address these issues, we introduce MarkLLM, an open-source toolkit for LLM watermarking. MarkLLM offers a unified and extensible framework for implementing LLM watermarking algorithms, while providing user-friendly interfaces to ensure ease of access. Furthermore, it enhances understanding by supporting automatic visualization of the underlying mechanisms of these algorithms. For evaluation, MarkLLM offers a comprehensive suite of 12 tools spanning three perspectives, along with two types of automated evaluation pipelines. Through MarkLLM, we aim to support researchers while improving the comprehension and involvement of the general public in LLM watermarking technology, fostering consensus and driving further advancements in research and application. Our code is available at https://github.com/THU-BPM/MarkLLM.

cs.CR↗

Less is More: Extreme Gradient Boost Rank-1 Adaption for Efficient Finetuning of LLMs

Fine-tuning Large Language Models (LLMs) has become a crucial technique for adapting pre-trained models to downstream tasks. However, the enormous size of LLMs poses significant challenges in terms of computational complexity and resource requirements. Low-Rank Adaptation (LoRA) has emerged as a promising solution. However, there exists a gap between the practical performance of low-rank adaptations and its theoretical optimum. In this work, we propose eXtreme Gradient Boosting LoRA (XGBLoRA), a novel framework that bridges this gap by leveraging the power of ensemble learning. Inspired by gradient boosting, XGBLoRA iteratively learns and merges a sequence of LoRA adaptations to refine model predictions. It achieves better performance than the standard LoRA, while enjoying the computational efficiency of rank-1 adaptations. We provide theoretical analysis to show the convergence and optimality of our approach, and conduct extensive experiments on a range of natural language processing tasks. The results demonstrate that XGBLoRA consistently outperforms standard LoRA and achieves performance comparable to full fine-tuning with significantly fewer trainable parameters. This work advances parameter-efficient fine-tuning for LLMs, and offers a promising solution for adapting LLMs to downstream tasks while optimizing performance and efficiency.

cs.CL↗

Direct Large Language Model Alignment Through Self-Rewarding Contrastive Prompt Distillation

Aligning large language models (LLMs) with human expectations without human-annotated preference data is an important problem. In this paper, we propose a method to evaluate the response preference by using the output probabilities of response pairs under contrastive prompt pairs, which could achieve better performance on LLaMA2-7B and LLaMA2-13B compared to RLAIF. Based on this, we propose an automatic alignment method, Direct Large Model Alignment (DLMA). First, we use contrastive prompt pairs to automatically generate preference data. Then, we continue to evaluate the generated preference data using contrastive prompt pairs and calculate a self-rewarding score. Finally, we use the DPO algorithm to effectively align LLMs by combining this self-rewarding score. In the experimental stage, our DLMA method could surpass the \texttt{RLHF} method without relying on human-annotated preference data.

cs.CL↗

A Survey of Text Watermarking in the Era of Large Language Models

Text watermarking algorithms are crucial for protecting the copyright of textual content. Historically, their capabilities and application scenarios were limited. However, recent advancements in large language models (LLMs) have revolutionized these techniques. LLMs not only enhance text watermarking algorithms with their advanced abilities but also create a need for employing these algorithms to protect their own copyrights or prevent potential misuse. This paper conducts a comprehensive survey of the current state of text watermarking technology, covering four main aspects: (1) an overview and comparison of different text watermarking techniques; (2) evaluation methods for text watermarking algorithms, including their detectability, impact on text or LLM quality, robustness under target or untargeted attacks; (3) potential application scenarios for text watermarking technology; (4) current challenges and future directions for text watermarking. This survey aims to provide researchers with a thorough understanding of text watermarking technology in the era of LLM, thereby promoting its further advancement.

cs.CL↗

A Survey of AIOps for Failure Management in the Era of Large Language Models

As software systems grow increasingly intricate, Artificial Intelligence for IT Operations (AIOps) methods have been widely used in software system failure management to ensure the high availability and reliability of large-scale distributed software systems. However, these methods still face several challenges, such as lack of cross-platform generality and cross-task flexibility. Fortunately, recent advancements in large language models (LLMs) can significantly address these challenges, and many approaches have already been proposed to explore this field. However, there is currently no comprehensive survey that discusses the differences between LLM-based AIOps and traditional AIOps methods. Therefore, this paper presents a comprehensive survey of AIOps technology for failure management in the LLM era. It includes a detailed definition of AIOps tasks for failure management, the data sources for AIOps, and the LLM-based approaches adopted for AIOps. Additionally, this survey explores the AIOps subtasks, the specific LLM-based approaches suitable for different AIOps subtasks, and the challenges and future directions of the domain, aiming to further its development and application.

cs.SE↗

Refiner: Restructure Retrieval Content Efficiently to Advance Question-Answering Capabilities

Large Language Models (LLMs) are limited by their parametric knowledge, leading to hallucinations in knowledge-extensive tasks. To address this, Retrieval-Augmented Generation (RAG) incorporates external document chunks to expand LLM knowledge. Furthermore, compressing information from document chunks through extraction or summarization can improve LLM performance. Nonetheless, LLMs still struggle to notice and utilize scattered key information, a problem known as the "lost-in-the-middle" syndrome. Therefore, we typically need to restructure the content for LLM to recognize the key information. We propose $\textit{Refiner}$, an end-to-end extract-and-restructure paradigm that operates in the post-retrieval process of RAG. $\textit{Refiner}$ leverages a single decoder-only LLM to adaptively extract query-relevant contents verbatim along with the necessary context, and section them based on their interconnectedness, thereby highlights information distinction, and aligns downstream LLMs with the original context effectively. Experiments show that a trained $\textit{Refiner}$ (with 7B parameters) exhibits significant gain to downstream LLM in improving answer accuracy, and outperforms other state-of-the-art advanced RAG and concurrent compressing approaches in various single-hop and multi-hop QA tasks. Notably, $\textit{Refiner}$ achieves a 80.5% tokens reduction and a 1.6-7.0% improvement margin in multi-hop tasks compared to the next best solution. $\textit{Refiner}$ is a plug-and-play solution that can be seamlessly integrated with RAG systems, facilitating its application across diverse open-source frameworks.

cs.CL↗

On the Robustness of Document-Level Relation Extraction Models to Entity Name Variations

Driven by the demand for cross-sentence and large-scale relation extraction, document-level relation extraction (DocRE) has attracted increasing research interest. Despite the continuous improvement in performance, we find that existing DocRE models which initially perform well may make more mistakes when merely changing the entity names in the document, hindering the generalization to novel entity names. To this end, we systematically investigate the robustness of DocRE models to entity name variations in this work. We first propose a principled pipeline to generate entity-renamed documents by replacing the original entity names with names from Wikidata. By applying the pipeline to DocRED and Re-DocRED datasets, we construct two novel benchmarks named Env-DocRED and Env-Re-DocRED for robustness evaluation. Experimental results show that both three representative DocRE models and two in-context learned large language models consistently lack sufficient robustness to entity name variations, particularly on cross-sentence relation instances and documents with more entities. Finally, we propose an entity variation robust training method which not only improves the robustness of DocRE models but also enhances their understanding and reasoning capabilities. We further verify that the basic idea of this method can be effectively transferred to in-context learning for DocRE as well.

cs.CL↗

An Entropy-based Text Watermarking Detection Method

Text watermarking algorithms for large language models (LLMs) can effectively identify machine-generated texts by embedding and detecting hidden features in the text. Although the current text watermarking algorithms perform well in most high-entropy scenarios, its performance in low-entropy scenarios still needs to be improved. In this work, we opine that the influence of token entropy should be fully considered in the watermark detection process, $i.e.$, the weight of each token during watermark detection should be customized according to its entropy, rather than setting the weights of all tokens to the same value as in previous methods. Specifically, we propose \textbf{E}ntropy-based Text \textbf{W}atermarking \textbf{D}etection (\textbf{EWD}) that gives higher-entropy tokens higher influence weights during watermark detection, so as to better reflect the degree of watermarking. Furthermore, the proposed detection process is training-free and fully automated. From the experiments, we demonstrate that our EWD can achieve better detection performance in low-entropy scenarios, and our method is also general and can be applied to texts with different entropy distributions. Our code and data is available\footnote{\url{https://github.com/luyijian3/EWD}}. Additionally, our algorithm could be accessed through MarkLLM \cite{pan2024markllm}\footnote{\url{https://github.com/THU-BPM/MarkLLM}}.

cs.CL↗

Can Watermarks Survive Translation? On the Cross-lingual Consistency of Text Watermark for Large Language Models

Text watermarking technology aims to tag and identify content produced by large language models (LLMs) to prevent misuse. In this study, we introduce the concept of cross-lingual consistency in text watermarking, which assesses the ability of text watermarks to maintain their effectiveness after being translated into other languages. Preliminary empirical results from two LLMs and three watermarking methods reveal that current text watermarking technologies lack consistency when texts are translated into various languages. Based on this observation, we propose a Cross-lingual Watermark Removal Attack (CWRA) to bypass watermarking by first obtaining a response from an LLM in a pivot language, which is then translated into the target language. CWRA can effectively remove watermarks, decreasing the AUCs to a random-guessing level without performance loss. Furthermore, we analyze two key factors that contribute to the cross-lingual consistency in text watermarking and propose X-SIR as a defense method against CWRA. Code: https://github.com/zwhe99/X-SIR.

cs.CL↗