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Aiying Duan

Publications and source records attributed to Aiying Duan.

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Magnetic Reconnection as the Key Mechanism in Sunspot Rotation Leading to Solar Eruption

The rotation of sunspots around their umbral center has long been considered as an important process in leading to solar eruptions, but the underlying mechanism remains unclear. A prevailing physical picture on how sunspot rotation leads to eruption is that, by twisting the coronal magnetic field lines from their footpoints, the rotation can build up a magnetic flux rope and drive it into some kinds of ideal magnetohydrodynamics (MHD) instabilities which initiate eruptions. Here with a data-inspired MHD simulation we studied the rotation of a large sunspot in solar active region NOAA 12158 leading to a major eruption, and found that it is distinct from prevailing theories based on ideal instabilities of twisted flux rope. The simulation suggests that, through successive rotation of the sunspot, the coronal magnetic field is sheared with a central current sheet created progressively within the sheared arcade before the eruption, but without forming a flux rope. Then the eruption is instantly triggered once fast reconnection sets in at the current sheet, while a highly twisted flux rope is created during the eruption. Furthermore, the simulation reveals an intermediate evolution stage between the quasi-static energy-storage phase and the impulsive eruption-acceleration phase. This stage may correspond to the slow-rise phase in observation and it enhances building up of the current sheet.

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Data-driven MHD simulation of a sunspot rotating active region leading to solar eruption

Solar eruptions are the leading driver of space weather, and it is vital for space weather forecast to understand in what conditions the solar eruptions can be produced and how they are initiated. The rotation of sunspots around their umbral center has long been considered as an important condition in causing solar eruptions. To unveil the underlying mechanisms, here we carried out a data-driven magnetohydrodynamics simulation for the event of a large sunspot with rotation for days in solar active region NOAA 12158 leading to a major eruption. The photospheric velocity as recovered from the time sequence of vector magnetograms are inputted directly at the bottom boundary of the numerical model as the driving flow. Our simulation successfully follows the long-term quasi-static evolution of the active region until the fast eruption, with magnetic field structure consistent with the observed coronal emission and onset time of simulated eruption matches rather well with the observations. Analysis of the process suggests that through the successive rotation of the sunspot the coronal magnetic field is sheared with a vertical current sheet created progressively, and once fast reconnection sets in at the current sheet, the eruption is instantly triggered, with a highly twisted flux rope originating from the eruption. This data-driven simulation stresses magnetic reconnection as the key mechanism in sunspot rotation leading to eruption.

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A model of failed solar eruption initiated and destructed by magnetic reconnection

Solar eruptions are explosive disruption of coronal magnetic fields, and often launch coronal mass ejections into the interplanetary space. Intriguingly, many solar eruptions fail to escape from the Sun, and the prevailing theory for such failed eruption is based on ideal MHD instabilities of magnetic flux rope (MFR); that is, a MFR runs into kink instability and erupts but cannot reach the height for torus instability. Here, based on numerical MHD simulation, we present a new model of failed eruption in which magnetic reconnection plays a leading role in the initiation and failure of the eruption. Initially, a core bipolar potential field is embedded in a background bipolar field, and by applying shearing and converging motions to the core field, a current sheet is formed within the core field. Then, tether-cutting reconnection is triggered at the current sheet, first slow for a while and becoming fast, driving an erupting MFR. Eventually, the rise of MFR is halted by the downward magnetic tension force of the overlying field, although the MFR apex has well exceeded the critical height of torus instability. More importantly, during the rise of the MFR, it experiences a significant rotation around the vertical axis (with a direction contrary to that predicted by kink instability), rendering the field direction at the rope apex almost inverse to the overlying field. As a result, a strong current sheet is formed between the MFR and the overlying flux, and reconnection occurring in this current sheet ruins completely the MFR.

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The Initiation Mechanism of the First On-disk X-Class Flare of Solar Cycle 25

In this paper we study the initiation mechanism of the first on-disk X-class eruptive flare in solar cycle 25. Coronal magnetic field reconstructions reveal a magnetic flux rope (MFR) with configuration highly consistent with a filament existing for a long period before the flare, and the eruption of the whole filament indicates that the MFR erupted during the flare. However, quantitative analysis shows that the pre-flare MFR resides in a height too low to trigger a torus instability (TI). The filament experienced a slow rise before the flare onset, for which we estimate evolution of the filament height using a triangulation method by combining the SDO and STEREO observations, and find it is also much lower than the critical height for triggering TI. On the other hand, the pre-flare evolution of the current density shows progressive thinning of a vertical current layer on top of the flare PIL, which suggests that a vertical current sheet forms before the eruption. Meanwhile, there is continuously shearing motion along the PIL under the main branch of the filament, which can drive the coronal field to form such a current sheet. As such, we suggest that the event follows a reconnection-based initiation mechanism as recently established using a high-accuracy MHD simulation, in which an eruption is initiated by reconnection in a current sheet that forms gradually within continuously-sheared magnetic arcade. The eruption should be further driven by TI as the filament quickly rises into the TI domain during the eruption.

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A Study of Pre-flare Solar Coronal Magnetic Fields: Magnetic Energy and Helicity

Solar flares fall into two types with eruptive ones associated with coronal mass ejection (CME) and confined ones without CME. To explore whether there are pre-flare conditions in terms of magnetic energy and helicity that can effectively determine the types of flares, here we analyzed a suite of related parameters of the reconstructed pre-flare coronal magnetic field of major solar flares, either eruptive or confined, from 2011 to 2017 near the solar disk center. The investigated parameters include the extensive-type quantities such as the total magnetic energy $E_T$, the potential energy $E_P$, the free energy $E_F$, the relative helicity $H_R$, and the non-potential helicity $H_J$, as well as the intensive-type indices $E_F/E_P$, $|H_J/H_R|$, $|H_R/ϕ^{\prime2}|$ and $|H_J/ϕ^{\prime2}|$, where $ϕ^{\prime}$ is half of the total unsigned magnetic flux. We have the following key findings: (1) None of the extensive parameters can effectively distinguish the eruptive and confined potential of the pre-flare coronal fields, though the confined events have averagely larger values; (2) All the intensive parameters have significantly larger average and median values for eruptive flares than the confined events, which indicates that the field for eruptive flares have overall higher degree of non-potentiality and complexity than that of the confined flares; (3) The energy ratio $E_F/E_P$ and the normalized non-potential helicity $|H_J/ϕ^{\prime2}|$, which are strongly correlated with each other, have among the highest capability of distinguishing the fields that possibly produce a major eruptive or confined flare, as over 75\% of all the events are successfully discriminated between eruptive and confined flares by using critical values of $E_F/E_P\ge0.27$ and $|H_J/ϕ^{\prime2}|\ge0.009$.

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MHD Simulation of Homologous Eruptions from Solar Active Region 10930 Caused by Sunspot Rotation

The relationship between solar eruption and sunspot rotation has been widely reported, and the underlying mechanism requires to be studied. Here we performed a full 3D MHD simulation of data-constrained approach to study the mechanism of flare eruptions in active region (AR) NOAA 10930, which is characterized by continuous sunspot rotation and homologous eruptions. We reconstructed the potential magnetic field from the magnetogram of Hinode/SOT as the initial condition and drove the MHD system by applying continuous sunspot rotation at the bottom boundary. The key magnetic structure before the major eruptions and the pre-formed current sheet were derived, which is responsible for the complex MHD evolution with multiple stages. The major eruptions were triggered directly by fast reconnection in the pre-formed current sheet above the main polarity inversion line between the two major magnetic polarities of the AR. Furthermore, our simulation shows the homologous eruption successfully. It has reasonable consistence with observations in relative strength, energy release, X-ray and Hα features and time interval of eruptions. In addition, the rotation angle of the sunspot before the first eruption in the simulation is also close to the observed value. Our simulation offers a scenario different from many previous studies based on ideal instabilities of twisted magnetic flux rope, and shows the importance of sunspot rotation and magnetic reconnection in efficiently producing homologous eruptions by continuous energy injection and impulsive energy release in a recurrent way.

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Formation of Magnetic Flux Rope during Solar Eruption. I. Evolution of Toroidal Flux and Reconnection Flux

Magnetic flux ropes (MFRs) constitute the core structure of coronal mass ejections (CMEs), but hot debates remain on whether the MFR forms before or during solar eruptions. Furthermore, how flare reconnection shapes the erupting MFR is still elusive in three dimensions. Here we studied a new MHD simulation of CME initiation by tether-cutting magnetic reconnection in a single magnetic arcade. The simulation follows the whole life, including the birth and subsequent evolution, of an MFR during eruption. In the early phase, the MFR is partially separated from its ambient field by a magnetic quasi-separatrix layer (QSL) that has a double-J shaped footprint on the bottom surface. With the ongoing of the reconnection, the arms of the two J-shaped footprints continually separate from each other, and the hooks of the J shaped footprints expand and eventually become closed almost at the eruption peak time, and thereafter the MFR is fully separated from the un-reconnected field by the QSL. We further studied the evolution of the toroidal flux in the MFR and compared it with that of the reconnected flux. Our simulation reproduced an evolution pattern of increase-to-decrease of the toroidal flux, which is reported recently in observations of variations in flare ribbons and transient coronal dimming. The increase of toroidal flux is owing to the flare reconnection in the early phase that transforms the sheared arcade to twisted field lines, while its decrease is a result of reconnection between field lines in the interior of the MFR in the later phase.

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A fundamental mechanism of solar eruption initiation

Solar eruptions are spectacular magnetic explosions in the Sun's corona, and how they are initiated remains unclear. Prevailing theories often rely on special magnetic topologies that may not generally exist in the pre-eruption source region of corona. Here, using fully three-dimensional magnetohydrodynamic simulations with high accuracy, we show that solar eruptions can be initiated in a single bipolar configuration with no additional special topology. Through photospheric shearing motion alone, an electric current sheet forms in the highly sheared core field of the magnetic arcade during its quasi-static evolution. Once magnetic reconnection sets in, the whole arcade is expelled impulsively, forming a fast-expanding twisted flux rope with a highly turbulent reconnecting region underneath. The simplicity and efficacy of this scenario argue strongly for its fundamental importance in the initiation of solar eruptions.

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Variation of Magnetic Flux Ropes Through Major Solar Flares

It remains unclear how solar flares are triggered and in what conditions they can be eruptive with coronal mass ejections. Magnetic flux ropes (MFRs) has been suggested as the central magnetic structure of solar eruptions, and their ideal instabilities including mainly the kink instability (KI) and torus instability (TI) provide important candidates for triggering mechanisms. Here using magnetic field extrapolations from observed photospheric magnetograms, we systematically studied the variation of coronal magnetic fields, focusing on MFRs, through major flares including 29 eruptive and 16 confined events. We found that nearly 90\% events possess MFR before flare and 70\% have MFR even after flare. We calculated the controlling parameters of KI and TI, including the MFR's maximum twist number and the decay index of its strapping field. Using the KI and TI thresholds empirically derived from solely the pre-flare MFRs, two distinct different regimes are shown in the variation of the MFR controlling parameters through flares. For the events with both parameters below their thresholds before flare, we found no systematic change of the parameters after the flares, in either the eruptive or confined events. In contrast, for the events with any of the two parameters exceeding their threshold before flare (most of them are eruptive), there is systematic decrease in the parameters to below their thresholds after flares. These results provide a strong constraint for the values of the instability thresholds and also stress the necessity of exploring other eruption mechanisms in addition to the ideal instabilities.

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On the Lorentz Force and Torque of Solar Photospheric Emerging Magnetic Fields

Magnetic flux generated and intensified by the solar dynamo emerges into the solar atmosphere, forming active regions (ARs) including sunspots. Existing theories of flux emergence suggest that the magnetic flux can rise buoyantly through the convection zone but is trapped at the photosphere, while its further rising into the atmosphere resorts to the Parker buoyancy instability. To trigger such an instability, the Lorentz force in the photosphere needs to be as large as the gas pressure gradient to hold up an extra amount of mass against gravity. This naturally results in a strongly non-force-free photosphere, which is indeed shown in typical idealized numerical simulations of flux tube buoyancy from below the photosphere into the corona. Here we conduct a statistical study of the extents of normalized Lorentz forces and torques in the emerging photospheric magnetic field with a substantially large sample of SDO/HMI vector magnetograms. We found that the photospheric field has a rather small Lorentz force and torque on average, and thus is very close to a force-free state, which is not consistent with theories as well as idealized simulations of flux emergence. Furthermore, the small extents of forces and torques seem not to be influenced by the emerging AR's size, the emergence rate, or the non-potentiality of the field. This result puts an important constraint on future development of theories and simulations of flux emergence.

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Data-driven MHD Simulation of the Formation and Initiation of a Large-scale Pre-flare Magnetic Flux Rope in Solar Active Region 12371

Solar eruptions are the most powerful drivers of space weather. To understand their cause and nature, it is crucial to know how the coronal magnetic field evolves before eruption. Here we study the formation process of a relatively large-scale magnetic flux rope (MFR) in active region NOAA~12371 that erupts with a major flare and coronal mass ejection on 2015 June 21. A data-driven numerical magnetohydrodynamic model is employed to simulate three-dimensional coronal magnetic field evolution of one-day duration before the eruption. Comparison between the observed features and our modeled magnetic field discloses how the pre-eruption MFR forms. Initially, the magnetic field lines were weakly twisted as being simple sheared arcades. Then a long MFR was formed along the polarity inversion line due to the complex photospheric motion, which is mainly shearing rather than twisting. The presence of the MFR is evidenced by a coherent set of magnetic field lines with twist number above unity. Below the MFR a current sheet is shown in the model, suggesting that tether-cutting reconnection plays a key role in the MFR formation. The MFR's flux grows as more and more field lines are twisted due to continuous injection of magnetic helicity by the photospheric motions. Meanwhile, the height of the MFR's axis increases monotonely from its formation. By an analysis of the decay index of its overlying field, we suggest that it is because the MFR runs into the torus instability regime and becomes unstable that finally triggers the eruption.

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A Study of Pre-Flare Solar Coronal Magnetic Fields: Magnetic Flux Ropes

Magnetic flux ropes (MFRs) are thought to be the central structure of solar eruptions, and their ideal MHD instabilities can trigger the eruption. Here we performed a study of all the MFR configurations that lead to major solar flares, either eruptive or confined, from 2011 to 2017 near the solar disk center. The coronal magnetic field is reconstructed from observed magnetograms, and based on magnetic twist distribution, we identified the MFR, which is defined as a coherent group of magnetic field lines winding an axis with more than one turn. It is found that 90% of the events possess pre-flare MFRs, and their three-dimensional structures are much more complex in details than theoretical MFR models. We further constructed a diagram based on two parameters, the magnetic twist number which controls the kink instability (KI), and the decay index which controls the torus instability (TI). It clearly shows lower limits for TI and KI thresholds, which are $n_{\rm crit} = 1.3$ and $|T_w|_{\rm crit} = 2$, respectively, as all the events above $n_{\rm crit}$ and nearly 90% of the events above $|T_w|_{\rm crit}$ erupted. Furthermore, by such criterion, over 70% of the events can be discriminated between eruptive and confined flares, and KI seems to play a nearly equally important role as TI in discriminating between the two types of flare. There are more than half of events with both parameters below the lower limits, and 29% are eruptive. These events might be triggered by magnetic reconnection rather than MHD instabilities.

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Magnetohydrodynamic Simulation of the X9.3 Flare on 2017 September 6: Evolving Magnetic Topology

Three-dimensional magnetic topology is crucial to understanding the explosive release of magnetic energy in the corona during solar flares. Much attention has been given to the pre-flare magnetic topology to identify candidate sites of magnetic reconnection, yet it is unclear how the magnetic reconnection and its attendant topological changes shape the eruptive structure and how the topology evolves during the eruption. Here we employed a realistic, data-constrained magnetohydrodynamic simulation to study the evolving magnetic topology for an X9.3 eruptive flare that occurred on 2017 September 6. The simulation successfully reproduces the eruptive features and processes in unprecedented detail. The numerical results reveal that the pre-flare corona contains multiple twisted flux systems with different connections, and during the eruption, these twisted fluxes form a coherent flux rope through tether-cutting-like magnetic reconnection below the rope. Topological analysis shows that the rising flux rope is wrapped by a quasi-separatrix layer, which intersects itself below the rope, forming a topological structure known as hyperbolic flux tube, where a current sheet develops, triggering the reconnection. By mapping footpoints of the newly-reconnected field lines, we are able to reproduce both the spatial location and, for the first time, the temporal separation of the observed flare ribbons, as well as the dynamic boundary of the flux rope's feet. Futhermore, the temporal profile of the total reconnection flux is comparable to the soft X-ray light curve. Such a sophisticated characterization of the evolving magnetic topology provides important insight into the eventual understanding and forecast of solar eruptions.

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Decipher the Three-Dimensional Magnetic Topology of a Great Solar Flare

Three-dimensional magnetic topology of solar flare plays a crucial role in understanding its explosive release of magnetic energy in the corona. However, such three-dimensional coronal magnetic field is still elusive in direct observation. Here we realistically simulate the magnetic evolution during the eruptive process of a great flare, using a numerical magnetohydrodynamic model constrained by observed solar vector magnetogram. The numerical results reveal that the pre-flare corona contains multi-set twisted magnetic flux, which forms a coherent rope during the eruption. The rising flux rope is wrapped by a quasi-separatrix layer, which intersects itself below the rope, forming a hyperbolic flux tube and magnetic reconnection is triggered there. By tracing the footprint of the newly-reconnected field lines, we reproduce both the spatial location and its temporal evolution of flare ribbons with an expected accuracy in comparison of observed images. This scenario strongly confirms the three-dimensional version of standard flare model.

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Reconstruction of a Large-scale Pre-flare Coronal Current Sheet Associated with an Homologous X-shaped Flare

As a fundamental magnetic structure in the solar corona, electric current sheets (CSs) can form either prior to or during solar flare, and they are essential for magnetic energy dissipation in the solar corona by enabling magnetic reconnection. However static reconstruction of CS is rare, possibly due to limitation inherent in available coronal field extrapolation codes. Here we present the reconstruction of a large-scale pre-flare CS in solar active region 11967 using an MHD-relaxation model constrained by SDO/HMI vector magnetogram. The CS is found to be associated with a set of peculiar homologous flares that exhibit unique X-shaped ribbons and loops occurring in a quadrupolar magnetic configuration. This is evidenced by that the field lines traced from the CS to the photosphere form an X shape which nearly precisely reproduces the shape of the observed flare ribbons, suggesting that the flare is a product of the dissipation of the CS through reconnection. The CS forms in a hyperbolic flux tube, which is an intersection of two quasi-separatrix layers. The recurrence of the X-shaped flares might be attributed to the repetitive formation and dissipation of the CS, as driven by the photospheric footpoint motions. These results demonstrate the power of data-constrained MHD model in reproducing CS in the corona as well as providing insight into the magnetic mechanism of solar flares.

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Comparison of Two Coronal Magnetic Field Models for Reconstructing a Sigmoidal Solar Active Region With Coronal Loops

Magnetic field extrapolation is an important tool to study the three-dimensional (3D) solar coronal magnetic field which is difficult to directly measure. Various analytic models and numerical codes exist but their results often drastically differ. Thus a critical comparison of the modeled magnetic field lines with the observed coronal loops is strongly required to establish the credibility of the model. Here we compare two different non-potential extrapolation codes, a non-linear force-free field code (CESE-MHD-NLFFF) and a non-force-free field (NFFF) code in modeling a solar active region (AR) that has a sigmoidal configuration just before a major flare erupted from the region. A 2D coronal-loop tracing and fitting method is employed to study the 3D misalignment angles between the extrapolated magnetic field lines and the EUV loops as imaged by SDO/AIA. It is found that the CESE-MHD-NLFFF code with preprocessed magnetogram performs the best, outputting a field which matches the coronal loops in the AR core imaged in AIA 94 Å with a misalignment angle of ~10 degree. This suggests that the CESE-MHD-NLFFF code, even without using the information of coronal loops in constraining the magnetic field, performs as good as some coronal-loop forward-fitting models. For the loops as imaged by AIA 171 Å in the outskirts of the AR, all the codes including the potential-field give comparable results of mean misalignment angle (~30 degree). Thus further improvement of the codes is needed for a better reconstruction of the long loops enveloping the core region.

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