Searcharxiv⌕ Search

arXiv subjects

Akiyoshi Sannai

Publications and source records attributed to Akiyoshi Sannai.

At least 19 recordsLinked to original sources

Discovering New Theorems via LLMs with In-Context Proof Learning in Lean

Large Language Models (LLMs) have demonstrated significant promise in formal theorem proving. In this study, we investigate the ability of LLMs to discover novel theorems and produce verified proofs. We propose a pipeline called Conjecturing-Proving Loop (CPL), which iteratively generates mathematical conjectures and attempts to prove them in Lean 4. A key feature of CPL is that each iteration conditions the LLM on previously generated theorems and their formal proofs, enabling parameter-free improvement of proof strategies via in-context learning. We provide both theoretical and experimental evidence that CPL increases the discovery rate of hard-to-prove theorems compared to frameworks that generate statements and proofs simultaneously. Moreover, our experiments show that reusing the LLM's own formally verified outputs as context consistently improves subsequent proof success, demonstrating the effectiveness of self-generated in-context learning for neural theorem proving. The source code is available at https://github.com/auto-res/ConjecturingProvingLoop.

cs.LG↗

Beyond Code Reasoning: Specification-Anchored Auditing of Multi-Implementation Distributed Protocols

Code-driven auditing fails when correctness depends on what the specification requires rather than how the code is written. Production blockchain networks expose this directly: byzantine consensus runs many independent clients of a shared specification, so a specification-divergence defect in one client can fork the network or halt finality. Existing tools reason one repository at a time, with no shared baseline held constant across implementations. We present SPECA, an LLM-driven audit framework that derives explicit, categorized security properties (invariants, pre/postconditions, trust assumptions) from natural-language specifications and reuses them across implementations. SPECA enables controlled cross-implementation comparison, detections grounded in specification invariants no code pattern encodes, and false positives traceable to a specific pipeline phase rather than opaque model errors. On the Sherlock Ethereum Fusaka Audit Contest (10 targets, 366 submissions), SPECA recovers all 15 in-scope H/M/L vulnerabilities expert-augmented (8/15 automated-only) and surfaces 4 fix-confirmed bugs, including a cryptographic-invariant violation missed by every adjudicated finding. On the RepoAudit C/C++ benchmark, SPECA reaches 88.9% precision at 100% recall (F1=0.94) and surfaces 12 author-validated bugs beyond ground truth, two externally validated. SPECA also flags 5 of RepoAudit's 40 published bugs as defensive-coding fixes with no reachable exploit path. False positives trace to three pipeline-pinned root causes; a multi-model study identifies property-generation quality as the binding constraint. End-to-end cost is ~$30 per H/M/L bug (~42 min wall-clock under parallel execution).

cs.CR↗

Lean Atlas: An Integrated Proof Environment for Scalable Human-AI Collaborative Formalization

AI-driven autoformalization of mathematics is advancing rapidly. However, the type checker of a proof assistant guarantees only the logical correctness of proofs; it does not verify whether propositions and definitions faithfully capture their intended mathematical content. Consequently, AI-generated formal proofs can exhibit semantic hallucination-passing the type checker yet failing to express the intended mathematics. We propose a human-in-the-loop approach in which human scientists and AI collaboratively produce formal proofs, with humans responsible for the semantic verification of propositions and definitions. To realize this approach, we develop Lean Atlas, a Lean 4 tool that visualizes the dependency graph of a Lean 4 project as an interactive web viewer, enabling human scientists to grasp the overall structure of a formalization efficiently. Its core feature, Lean Compass, is an algorithm that, given a selected theorem set, automatically extracts the project-specific nodes whose semantic correctness can affect those target statements, thereby reducing the candidate set for semantic review in large-scale formalizations. We further define *aligned Lean code* as formalization code that has undergone human semantic verification, and propose it as a quality standard for AI-generated formalizations. We evaluate the tool on six Lean 4 formalization projects with different structural characteristics; proof-heavy projects (PrimeNumberTheoremAnd, Carleson, Brownian Motion) achieved 94-99% average node reduction, a 6-theorem milestone subset of FLT achieved 59.8%, mixed PhysLib 69.0%, and definition-heavy XMSS 27.3%. Lean Atlas is available as open-source software at https://github.com/NyxFoundation/lean-atlas .

cs.HC↗

Prover Agent: An Agent-Based Framework for Formal Mathematical Proofs

We present Prover Agent, a novel AI agent for automated theorem proving that integrates large language models (LLMs) with a formal proof assistant, Lean. Prover Agent coordinates an informal reasoning LLM, a formal prover model, and feedback from Lean while also generating auxiliary lemmas. These auxiliary lemmas are not limited to subgoals in the formal proof but can also include special cases or potentially useful facts derived from the assumptions, which help in discovering a viable proof strategy. It achieves an 88.1% success rate on MiniF2F and solves 25 problems on the PutnamBench with a smaller sample budget than previous approaches, establishing a new state-of-the-art on both benchmarks among methods using small language models (SLMs). We also present theoretical analyses and case studies that illustrate how these generated lemmas contribute to solving challenging problems. Our code is publicly available at https://github.com/kAIto47802/Prover-Agent.

cs.AI↗

SPECA: Specification-to-Checklist Agentic Auditing for Multi-Implementation Systems -- A Case Study on Ethereum Clients

Multi-implementation systems are increasingly audited against natural-language specifications. Differential testing scales well when implementations disagree, but it provides little signal when all implementations converge on the same incorrect interpretation of an ambiguous requirement. We present SPECA, a Specification-to-Checklist Auditing framework that turns normative requirements into checklists, maps them to implementation locations, and supports cross-implementation reuse. We instantiate SPECA in an in-the-wild security audit contest for the Ethereum Fusaka upgrade, covering 11 production clients. Across 54 submissions, 17 were judged valid by the contest organizers. Cross-implementation checks account for 76.5 percent (13 of 17) of valid findings, suggesting that checklist-derived one-to-many reuse is a practical scaling mechanism in multi-implementation audits. To understand false positives, we manually coded the 37 invalid submissions and find that threat model misalignment explains 56.8 percent (21 of 37): reports that rely on assumptions about trust boundaries or scope that contradict the audit's rules. We detected no High or Medium findings in the V1 deployment; misses concentrated in specification details and implicit assumptions (57.1 percent), timing and concurrency issues (28.6 percent), and external library dependencies (14.3 percent). Our improved agent, evaluated against the ground truth of a competitive audit, achieved a strict recall of 27.3 percent on high-impact vulnerabilities, placing it in the top 4 percent of human auditors and outperforming 49 of 51 contestants on critical issues. These results, though from a single deployment, suggest that early, explicit threat modeling is essential for reducing false positives and focusing agentic auditing effort. The agent-driven process enables expert validation and submission in about 40 minutes on average.

cs.CR↗

LeanConjecturer: Automatic Generation of Mathematical Conjectures for Theorem Proving

We introduce LeanConjecturer, a pipeline for automatically generating university-level mathematical conjectures in Lean 4 using Large Language Models (LLMs). Our hybrid approach combines rule-based context extraction with LLM-based theorem statement generation, addressing the data scarcity challenge in formal theorem proving. Through iterative generation and evaluation, LeanConjecturer produced 12,289 conjectures from 40 Mathlib seed files, with 3,776 identified as syntactically valid and non-trivial, that is, cannot be proven by \texttt{aesop} tactic. We demonstrate the utility of these generated conjectures for reinforcement learning through Group Relative Policy Optimization (GRPO), showing that targeted training on domain-specific conjectures can enhance theorem proving capabilities. Our approach generates 103.25 novel conjectures per seed file on average, providing a scalable solution for creating training data for theorem proving systems. Our system successfully verified several non-trivial theorems in topology, including properties of semi-open, alpha-open, and pre-open sets, demonstrating its potential for mathematical discovery beyond simple variations of existing results.

cs.AI↗

Integrating Large Language Models in Causal Discovery: A Statistical Causal Approach

In practical statistical causal discovery (SCD), embedding domain expert knowledge as constraints into the algorithm is important for reasonable causal models reflecting the broad knowledge of domain experts, despite the challenges in the systematic acquisition of background knowledge. To overcome these challenges, this paper proposes a novel method for causal inference, in which SCD and knowledge-based causal inference (KBCI) with a large language model (LLM) are synthesized through ``statistical causal prompting (SCP)'' for LLMs and prior knowledge augmentation for SCD. The experiments in this work have revealed that the results of LLM-KBCI and SCD augmented with LLM-KBCI approach the ground truths, more than the SCD result without prior knowledge. These experiments have also revealed that the SCD result can be further improved if the LLM undergoes SCP. Furthermore, with an unpublished real-world dataset, we have demonstrated that the background knowledge provided by the LLM can improve the SCD on this dataset, even if this dataset has never been included in the training data of the LLM. For future practical application of this proposed method across important domains such as healthcare, we also thoroughly discuss the limitations, risks of critical errors, expected improvement of techniques around LLMs, and realistic integration of expert checks of the results into this automatic process, with SCP simulations under various conditions both in successful and failure scenarios. The careful and appropriate application of the proposed approach in this work, with improvement and customization for each domain, can thus address challenges such as dataset biases and limitations, illustrating the potential of LLMs to improve data-driven causal inference across diverse scientific domains. The code used in this work is publicly available at: www.github.com/mas-takayama/LLM-and-SCD

cs.LG↗

Decomposition of Equivariant Maps via Invariant Maps: Application to Universal Approximation under Symmetry

In this paper, we develop a theory about the relationship between invariant and equivariant maps with regard to a group $G$. We then leverage this theory in the context of deep neural networks with group symmetries in order to obtain novel insight into their mechanisms. More precisely, we establish a one-to-one relationship between equivariant maps and certain invariant maps. This allows us to reduce arguments for equivariant maps to those for invariant maps and vice versa. As an application, we propose a construction of universal equivariant architectures built from universal invariant networks. We, in turn, explain how the universal architectures arising from our construction differ from standard equivariant architectures known to be universal. Furthermore, we explore the complexity, in terms of the number of free parameters, of our models, and discuss the relation between invariant and equivariant networks' complexity. Finally, we also give an approximation rate for G-equivariant deep neural networks with ReLU activation functions for finite group G.

cs.LG↗

A Policy Gradient Primal-Dual Algorithm for Constrained MDPs with Uniform PAC Guarantees

We study a primal-dual (PD) reinforcement learning (RL) algorithm for online constrained Markov decision processes (CMDPs). Despite its widespread practical use, the existing theoretical literature on PD-RL algorithms for this problem only provides sublinear regret guarantees and fails to ensure convergence to optimal policies. In this paper, we introduce a novel policy gradient PD algorithm with uniform probably approximate correctness (Uniform-PAC) guarantees, simultaneously ensuring convergence to optimal policies, sublinear regret, and polynomial sample complexity for any target accuracy. Notably, this represents the first Uniform-PAC algorithm for the online CMDP problem. In addition to the theoretical guarantees, we empirically demonstrate in a simple CMDP that our algorithm converges to optimal policies, while baseline algorithms exhibit oscillatory performance and constraint violation.

cs.LG↗

Unification of Symmetries Inside Neural Networks: Transformer, Feedforward and Neural ODE

Understanding the inner workings of neural networks, including transformers, remains one of the most challenging puzzles in machine learning. This study introduces a novel approach by applying the principles of gauge symmetries, a key concept in physics, to neural network architectures. By regarding model functions as physical observables, we find that parametric redundancies of various machine learning models can be interpreted as gauge symmetries. We mathematically formulate the parametric redundancies in neural ODEs, and find that their gauge symmetries are given by spacetime diffeomorphisms, which play a fundamental role in Einstein's theory of gravity. Viewing neural ODEs as a continuum version of feedforward neural networks, we show that the parametric redundancies in feedforward neural networks are indeed lifted to diffeomorphisms in neural ODEs. We further extend our analysis to transformer models, finding natural correspondences with neural ODEs and their gauge symmetries. The concept of gauge symmetries sheds light on the complex behavior of deep learning models through physics and provides us with a unifying perspective for analyzing various machine learning architectures.

cs.LG↗

LPML: LLM-Prompting Markup Language for Mathematical Reasoning

In utilizing large language models (LLMs) for mathematical reasoning, addressing the errors in the reasoning and calculation present in the generated text by LLMs is a crucial challenge. In this paper, we propose a novel framework that integrates the Chain-of-Thought (CoT) method with an external tool (Python REPL). We discovered that by prompting LLMs to generate structured text in XML-like markup language, we could seamlessly integrate CoT and the external tool and control the undesired behaviors of LLMs. With our approach, LLMs can utilize Python computation to rectify errors within CoT. We applied our method to ChatGPT (GPT-3.5) to solve challenging mathematical problems and demonstrated that combining CoT and Python REPL through the markup language enhances the reasoning capability of LLMs. Our approach enables LLMs to write the markup language and perform advanced mathematical reasoning using only zero-shot prompting.

cs.AI↗

Bézier Flow: a Surface-wise Gradient Descent Method for Multi-objective Optimization

In this paper, we propose a strategy to construct a multi-objective optimization algorithm from a single-objective optimization algorithm by using the Bézier simplex model. Also, we extend the stability of optimization algorithms in the sense of Probability Approximately Correct (PAC) learning and define the PAC stability. We prove that it leads to an upper bound on the generalization with high probability. Furthermore, we show that multi-objective optimization algorithms derived from a gradient descent-based single-objective optimization algorithm are PAC stable. We conducted numerical experiments and demonstrated that our method achieved lower generalization errors than the existing multi-objective optimization algorithm.

math.OC↗

Equivariant and Invariant Reynolds Networks

Invariant and equivariant networks are useful in learning data with symmetry, including images, sets, point clouds, and graphs. In this paper, we consider invariant and equivariant networks for symmetries of finite groups. Invariant and equivariant networks have been constructed by various researchers using Reynolds operators. However, Reynolds operators are computationally expensive when the order of the group is large because they use the sum over the whole group, which poses an implementation difficulty. To overcome this difficulty, we consider representing the Reynolds operator as a sum over a subset instead of a sum over the whole group. We call such a subset a Reynolds design, and an operator defined by a sum over a Reynolds design a reductive Reynolds operator. For example, in the case of a graph with $n$ nodes, the computational complexity of the reductive Reynolds operator is reduced to $O(n^2)$, while the computational complexity of the Reynolds operator is $O(n!)$. We construct learning models based on the reductive Reynolds operator called equivariant and invariant Reynolds networks (ReyNets) and prove that they have universal approximation property. Reynolds designs for equivariant ReyNets are derived from combinatorial observations with Young diagrams, while Reynolds designs for invariant ReyNets are derived from invariants called Reynolds dimensions defined on the set of invariant polynomials. Numerical experiments show that the performance of our models is comparable to state-of-the-art methods.

cs.LG↗

Improved Generalization Bounds of Group Invariant / Equivariant Deep Networks via Quotient Feature Spaces

Numerous invariant (or equivariant) neural networks have succeeded in handling invariant data such as point clouds and graphs. However, a generalization theory for the neural networks has not been well developed, because several essential factors for the theory, such as network size and margin distribution, are not deeply connected to the invariance and equivariance. In this study, we develop a novel generalization error bound for invariant and equivariant deep neural networks. To describe the effect of invariance and equivariance on generalization, we develop a notion of a \textit{quotient feature space}, which measures the effect of group actions for the properties. Our main result proves that the volume of quotient feature spaces can describe the generalization error. Furthermore, the bound shows that the invariance and equivariance significantly improve the leading term of the bound. We apply our result to specific invariant and equivariant networks, such as DeepSets (Zaheer et al. (2017)), and show that their generalization bound is considerably improved by $\sqrt{n!}$, where $n!$ is the number of permutations. We also discuss the expressive power of invariant DNNs and show that they can achieve an optimal approximation rate. Our experimental result supports our theoretical claims.

stat.ML↗

Approximate Bayesian Computation of Bézier Simplices

Bézier simplex fitting algorithms have been recently proposed to approximate the Pareto set/front of multi-objective continuous optimization problems. These new methods have shown to be successful at approximating various shapes of Pareto sets/fronts when sample points exactly lie on the Pareto set/front. However, if the sample points scatter away from the Pareto set/front, those methods often likely suffer from over-fitting. To overcome this issue, in this paper, we extend the Bézier simplex model to a probabilistic one and propose a new learning algorithm of it, which falls into the framework of approximate Bayesian computation (ABC) based on the Wasserstein distance. We also study the convergence property of the Wasserstein ABC algorithm. An extensive experimental evaluation on publicly available problem instances shows that the new algorithm converges on a finite sample. Moreover, it outperforms the deterministic fitting methods on noisy instances.

cs.LG↗

On the Number of Linear Functions Composing Deep Neural Network: Towards a Refined Definition of Neural Networks Complexity

The classical approach to measure the expressive power of deep neural networks with piecewise linear activations is based on counting their maximum number of linear regions. This complexity measure is quite relevant to understand general properties of the expressivity of neural networks such as the benefit of depth over width. Nevertheless, it appears limited when it comes to comparing the expressivity of different network architectures. This lack becomes particularly prominent when considering permutation-invariant networks, due to the symmetrical redundancy among the linear regions. To tackle this, we propose a refined definition of piecewise linear function complexity: instead of counting the number of linear regions directly, we first introduce an equivalence relation among the linear functions composing a piecewise linear function and then count those linear functions relative to that equivalence relation. Our new complexity measure can clearly distinguish between the two aforementioned models, is consistent with the classical measure, and increases exponentially with depth.

cs.LG↗

Group Equivariant Conditional Neural Processes

We present the group equivariant conditional neural process (EquivCNP), a meta-learning method with permutation invariance in a data set as in conventional conditional neural processes (CNPs), and it also has transformation equivariance in data space. Incorporating group equivariance, such as rotation and scaling equivariance, provides a way to consider the symmetry of real-world data. We give a decomposition theorem for permutation-invariant and group-equivariant maps, which leads us to construct EquivCNPs with an infinite-dimensional latent space to handle group symmetries. In this paper, we build architecture using Lie group convolutional layers for practical implementation. We show that EquivCNP with translation equivariance achieves comparable performance to conventional CNPs in a 1D regression task. Moreover, we demonstrate that incorporating an appropriate Lie group equivariance, EquivCNP is capable of zero-shot generalization for an image-completion task by selecting an appropriate Lie group equivariance.

cs.LG↗

Universal Approximation Theorem for Equivariant Maps by Group CNNs

Group symmetry is inherent in a wide variety of data distributions. Data processing that preserves symmetry is described as an equivariant map and often effective in achieving high performance. Convolutional neural networks (CNNs) have been known as models with equivariance and shown to approximate equivariant maps for some specific groups. However, universal approximation theorems for CNNs have been separately derived with individual techniques according to each group and setting. This paper provides a unified method to obtain universal approximation theorems for equivariant maps by CNNs in various settings. As its significant advantage, we can handle non-linear equivariant maps between infinite-dimensional spaces for non-compact groups.

stat.ML↗