arXiv subjects

Akshat Gupta

Publications and source records attributed to Akshat Gupta.

At least 37 records · Page 2Linked to original sources

arXiv2025

Norm Growth and Stability Challenges in Localized Sequential Knowledge Editing

This study investigates the impact of localized updates to large language models (LLMs), specifically in the context of knowledge editing - a task aimed at incorporating or modifying specific facts without altering broader model capabilities. We first show that across different post-training interventions like continuous pre-training, full fine-tuning and LORA-based fine-tuning, the Frobenius norm of the updated matrices always increases. This increasing norm is especially detrimental for localized knowledge editing, where only a subset of matrices are updated in a model . We reveal a consistent phenomenon across various editing techniques, including fine-tuning, hypernetwork-based approaches, and locate-and-edit methods: the norm of the updated matrix invariably increases with successive updates. Such growth disrupts model balance, particularly when isolated matrices are updated while the rest of the model remains static, leading to potential instability and degradation of downstream performance. Upon deeper investigations of the intermediate activation vectors, we find that the norm of internal activations decreases and is accompanied by shifts in the subspaces occupied by these activations, which shows that these activation vectors now occupy completely different regions in the representation space compared to the unedited model. With our paper, we highlight the technical challenges with continuous and localized sequential knowledge editing and their implications for maintaining model stability and utility.

cs.CL↗

arXiv2025

Geometric Interpretation of Layer Normalization and a Comparative Analysis with RMSNorm

This paper presents a novel geometric interpretation of LayerNorm and explores how LayerNorm influences the norm and orientation of hidden vectors in the representation space. With these geometric insights, we prepare the foundation for comparing LayerNorm with RMSNorm. We show that the definition of LayerNorm is innately linked to the uniform vector, defined as $\boldsymbol{1} = [1, 1, 1, 1, \cdots, 1]^T \in \mathbb{R}^d$. We then show that the standardization step in LayerNorm can be understood in three simple steps: (i) remove the component of a vector along the uniform vector, (ii) normalize the remaining vector, and (iii) scale the resultant vector by $\sqrt{d}$, where $d$ is the dimensionality of the representation space. We also provide additional insights into how LayerNorm operates at inference time. Finally, we compare the hidden representations of LayerNorm-based LLMs with models trained using RMSNorm and show that all LLMs naturally operate orthogonal to the uniform vector at inference time, that is, on average they do not have a component along the uniform vector during inference. This presents the first mechanistic evidence that removing the component along the uniform vector in LayerNorm is a redundant step. These results advocate for using RMSNorm over LayerNorm which is also more computationally efficient.

cs.LG↗

arXiv2025

PokerBench: Training Large Language Models to become Professional Poker Players

We introduce PokerBench - a benchmark for evaluating the poker-playing abilities of large language models (LLMs). As LLMs excel in traditional NLP tasks, their application to complex, strategic games like poker poses a new challenge. Poker, an incomplete information game, demands a multitude of skills such as mathematics, reasoning, planning, strategy, and a deep understanding of game theory and human psychology. This makes Poker the ideal next frontier for large language models. PokerBench consists of a comprehensive compilation of 11,000 most important scenarios, split between pre-flop and post-flop play, developed in collaboration with trained poker players. We evaluate prominent models including GPT-4, ChatGPT 3.5, and various Llama and Gemma series models, finding that all state-of-the-art LLMs underperform in playing optimal poker. However, after fine-tuning, these models show marked improvements. We validate PokerBench by having models with different scores compete with each other, demonstrating that higher scores on PokerBench lead to higher win rates in actual poker games. Through gameplay between our fine-tuned model and GPT-4, we also identify limitations of simple supervised fine-tuning for learning optimal playing strategy, suggesting the need for more advanced methodologies for effectively training language models to excel in games. PokerBench thus presents a unique benchmark for a quick and reliable evaluation of the poker-playing ability of LLMs as well as a comprehensive benchmark to study the progress of LLMs in complex game-playing scenarios.

cs.CL↗

arXiv2024

Rebuilding ROME : Resolving Model Collapse during Sequential Model Editing

Recent work using Rank-One Model Editing (ROME), a popular model editing method, has shown that there are certain facts that the algorithm is unable to edit without breaking the model. Such edits have previously been called disabling edits. These disabling edits cause immediate model collapse and limits the use of ROME for sequential editing. In this paper, we show that disabling edits are an artifact of irregularities in the implementation of ROME. With this paper, we provide a more stable implementation ROME, which we call r-ROME and show that model collapse is no longer observed when making large scale sequential edits with r-ROME, while further improving generalization and locality of model editing compared to the original implementation of ROME. We also provide a detailed mathematical explanation of the reason behind disabling edits.

cs.CL↗

arXiv2024

A Unified Framework for Model Editing

ROME and MEMIT are largely believed to be two different model editing algorithms, with the major difference between them being the ability to perform batched edits. In this paper, we unify these two algorithms under a single conceptual umbrella, optimizing for the same goal, which we call the preservation-memorization objective. ROME uses an equality constraint to optimize this objective to perform one edit at a time, whereas MEMIT employs a more flexible least-square constraint that allows for batched edits. We generalize ROME and enable batched editing with equality constraint in the form of EMMET - an Equality-constrained Mass Model Editing algorithm for Transformers, a new batched memory-editing algorithm. EMMET can perform batched-edits up to a batch-size of 10,000, with very similar performance to MEMIT across multiple dimensions. With the introduction of EMMET, we truly unify ROME and MEMIT and show that both algorithms are equivalent in terms of their optimization objective, their abilities (singular and batched editing), their model editing performance and their limitations.

cs.LG↗

arXiv2024

FineZip : Pushing the Limits of Large Language Models for Practical Lossless Text Compression

While the language modeling objective has been shown to be deeply connected with compression, it is surprising that modern LLMs are not employed in practical text compression systems. In this paper, we provide an in-depth analysis of neural network and transformer-based compression techniques to answer this question. We compare traditional text compression systems with neural network and LLM-based text compression methods. Although LLM-based systems significantly outperform conventional compression methods, they are highly impractical. Specifically, LLMZip, a recent text compression system using Llama3-8B requires 9.5 days to compress just 10 MB of text, although with huge improvements in compression ratios. To overcome this, we present FineZip - a novel LLM-based text compression system that combines ideas of online memorization and dynamic context to reduce the compression time immensely. FineZip can compress the above corpus in approximately 4 hours compared to 9.5 days, a 54 times improvement over LLMZip and comparable performance. FineZip outperforms traditional algorithmic compression methods with a large margin, improving compression ratios by approximately 50\%. With this work, we take the first step towards making lossless text compression with LLMs a reality. While FineZip presents a significant step in that direction, LLMs are still not a viable solution for large-scale text compression. We hope our work paves the way for future research and innovation to solve this problem.

cs.CL↗

arXiv2024

Model Editing at Scale leads to Gradual and Catastrophic Forgetting

Editing knowledge in large language models is an attractive capability to have which allows us to correct incorrectly learnt facts during pre-training, as well as update the model with an ever-growing list of new facts. While existing model editing techniques have shown promise, they are usually evaluated using metrics for reliability, specificity and generalization over one or few edits. We argue that for model editing to have practical utility, we must be able to make multiple edits to the same model. With this in mind, we evaluate the current model editing methods at scale, focusing on two state of the art methods: ROME and MEMIT. We find that as the model is edited sequentially with multiple facts, it continually forgets previously edited facts and the ability to perform downstream tasks. This forgetting happens in two phases -- an initial gradual but progressive forgetting phase followed by abrupt or catastrophic forgetting phase. Both gradual and catastrophic forgetting limit the usefulness of model editing methods at scale -- the former making model editing less effective as multiple edits are made to the model while the latter caps the scalability of such model editing methods. Our analysis also highlights other key limitations of ROME and MEMIT at scale. With our work, we push for the development and evaluation of model editing methods keeping scalability in mind.

cs.CL↗

arXiv2024

Is Bigger Edit Batch Size Always Better? -- An Empirical Study on Model Editing with Llama-3

This study presents a targeted model editing analysis focused on the latest large language model, Llama-3. We explore the efficacy of popular model editing techniques - ROME, MEMIT, and EMMET, which are designed for precise layer interventions. We identify the most effective layers for targeted edits through an evaluation that encompasses up to 4096 edits across three distinct strategies: sequential editing, batch editing, and a hybrid approach we call as sequential-batch editing. Our findings indicate that increasing edit batch-sizes may degrade model performance more significantly than using smaller edit batches sequentially for equal number of edits. With this, we argue that sequential model editing is an important component for scaling model editing methods and future research should focus on methods that combine both batched and sequential editing. This observation suggests a potential limitation in current model editing methods which push towards bigger edit batch sizes, and we hope it paves way for future investigations into optimizing batch sizes and model editing performance.

cs.CL↗

arXiv2024

Uncertainty-aware Active Learning of NeRF-based Object Models for Robot Manipulators using Visual and Re-orientation Actions

Manipulating unseen objects is challenging without a 3D representation, as objects generally have occluded surfaces. This requires physical interaction with objects to build their internal representations. This paper presents an approach that enables a robot to rapidly learn the complete 3D model of a given object for manipulation in unfamiliar orientations. We use an ensemble of partially constructed NeRF models to quantify model uncertainty to determine the next action (a visual or re-orientation action) by optimizing informativeness and feasibility. Further, our approach determines when and how to grasp and re-orient an object given its partial NeRF model and re-estimates the object pose to rectify misalignments introduced during the interaction. Experiments with a simulated Franka Emika Robot Manipulator operating in a tabletop environment with benchmark objects demonstrate an improvement of (i) 14% in visual reconstruction quality (PSNR), (ii) 20% in the geometric/depth reconstruction of the object surface (F-score) and (iii) 71% in the task success rate of manipulating objects a-priori unseen orientations/stable configurations in the scene; over current methods. The project page can be found here: https://actnerf.github.io.

cs.RO↗

arXiv2024

Identifying Multiple Personalities in Large Language Models with External Evaluation

As Large Language Models (LLMs) are integrated with human daily applications rapidly, many societal and ethical concerns are raised regarding the behavior of LLMs. One of the ways to comprehend LLMs' behavior is to analyze their personalities. Many recent studies quantify LLMs' personalities using self-assessment tests that are created for humans. Yet many critiques question the applicability and reliability of these self-assessment tests when applied to LLMs. In this paper, we investigate LLM personalities using an alternate personality measurement method, which we refer to as the external evaluation method, where instead of prompting LLMs with multiple-choice questions in the Likert scale, we evaluate LLMs' personalities by analyzing their responses toward open-ended situational questions using an external machine learning model. We first fine-tuned a Llama2-7B model as the MBTI personality predictor that outperforms the state-of-the-art models as the tool to analyze LLMs' responses. Then, we prompt the LLMs with situational questions and ask them to generate Twitter posts and comments, respectively, in order to assess their personalities when playing two different roles. Using the external personality evaluation method, we identify that the obtained personality types for LLMs are significantly different when generating posts versus comments, whereas humans show a consistent personality profile in these two different situations. This shows that LLMs can exhibit different personalities based on different scenarios, thus highlighting a fundamental difference between personality in LLMs and humans. With our work, we call for a re-evaluation of personality definition and measurement in LLMs.

cs.CL↗

arXiv2024

Self-Assessment Tests are Unreliable Measures of LLM Personality

As large language models (LLM) evolve in their capabilities, various recent studies have tried to quantify their behavior using psychological tools created to study human behavior. One such example is the measurement of "personality" of LLMs using self-assessment personality tests developed to measure human personality. Yet almost none of these works verify the applicability of these tests on LLMs. In this paper, we analyze the reliability of LLM personality scores obtained from self-assessment personality tests using two simple experiments. We first introduce the property of prompt sensitivity, where three semantically equivalent prompts representing three intuitive ways of administering self-assessment tests on LLMs are used to measure the personality of the same LLM. We find that all three prompts lead to very different personality scores, a difference that is statistically significant for all traits in a large majority of scenarios. We then introduce the property of option-order symmetry for personality measurement of LLMs. Since most of the self-assessment tests exist in the form of multiple choice question (MCQ) questions, we argue that the scores should also be robust to not just the prompt template but also the order in which the options are presented. This test unsurprisingly reveals that the self-assessment test scores are not robust to the order of the options. These simple tests, done on ChatGPT and three Llama2 models of different sizes, show that self-assessment personality tests created for humans are unreliable measures of personality in LLMs.

cs.CL↗

arXiv2023

Are ChatGPT and GPT-4 Good Poker Players? -- A Pre-Flop Analysis

Since the introduction of ChatGPT and GPT-4, these models have been tested across a large number of tasks. Their adeptness across domains is evident, but their aptitude in playing games, and specifically their aptitude in the realm of poker has remained unexplored. Poker is a game that requires decision making under uncertainty and incomplete information. In this paper, we put ChatGPT and GPT-4 through the poker test and evaluate their poker skills. Our findings reveal that while both models display an advanced understanding of poker, encompassing concepts like the valuation of starting hands, playing positions and other intricacies of game theory optimal (GTO) poker, both ChatGPT and GPT-4 are NOT game theory optimal poker players. Profitable strategies in poker are evaluated in expectations over large samples. Through a series of experiments, we first discover the characteristics of optimal prompts and model parameters for playing poker with these models. Our observations then unveil the distinct playing personas of the two models. We first conclude that GPT-4 is a more advanced poker player than ChatGPT. This exploration then sheds light on the divergent poker tactics of the two models: ChatGPT's conservativeness juxtaposed against GPT-4's aggression. In poker vernacular, when tasked to play GTO poker, ChatGPT plays like a nit, which means that it has a propensity to only engage with premium hands and folds a majority of hands. When subjected to the same directive, GPT-4 plays like a maniac, showcasing a loose and aggressive style of play. Both strategies, although relatively advanced, are not game theory optimal.

cs.CL↗

arXiv2023

Probing Quantifier Comprehension in Large Language Models: Another Example of Inverse Scaling

With their increasing size, large language models (LLMs) are becoming increasingly good at language understanding tasks. But even with high performance on specific downstream task, LLMs fail at simple linguistic tests for negation or quantifier understanding. Previous work on quantifier understanding in LLMs show inverse scaling in understanding few-type quantifiers. In this paper, we question the claims of of previous work and show that it is a result of inappropriate testing methodology. We also present alternate methods to measure quantifier comprehension in LLMs and show that LLMs are able to better understand the difference between the meaning of few-type and most-type quantifiers as their size increases, although they are not particularly good at it. We also observe inverse scaling for most-type quantifier understanding, which is contrary to human psycho-linguistic experiments and previous work, where the model's understanding of most-type quantifier gets worse as the model size increases. We do this evaluation on models ranging from 125M-175B parameters, which suggests that LLMs do not do as well as expected with quantifiers. We also discuss the possible reasons for this and the relevance of quantifier understanding in evaluating language understanding in LLMs.

cs.CL↗

arXiv2023

Decoding Emotions: A comprehensive Multilingual Study of Speech Models for Speech Emotion Recognition

Recent advancements in transformer-based speech representation models have greatly transformed speech processing. However, there has been limited research conducted on evaluating these models for speech emotion recognition (SER) across multiple languages and examining their internal representations. This article addresses these gaps by presenting a comprehensive benchmark for SER with eight speech representation models and six different languages. We conducted probing experiments to gain insights into inner workings of these models for SER. We find that using features from a single optimal layer of a speech model reduces the error rate by 32\% on average across seven datasets when compared to systems where features from all layers of speech models are used. We also achieve state-of-the-art results for German and Persian languages. Our probing results indicate that the middle layers of speech models capture the most important emotional information for speech emotion recognition.

cs.CL↗

arXiv2023

Unsupervised Domain Adaptation using Lexical Transformations and Label Injection for Twitter Data

Domain adaptation is an important and widely studied problem in natural language processing. A large body of literature tries to solve this problem by adapting models trained on the source domain to the target domain. In this paper, we instead solve this problem from a dataset perspective. We modify the source domain dataset with simple lexical transformations to reduce the domain shift between the source dataset distribution and the target dataset distribution. We find that models trained on the transformed source domain dataset performs significantly better than zero-shot models. Using our proposed transformations to convert standard English to tweets, we reach an unsupervised part-of-speech (POS) tagging accuracy of 92.14% (from 81.54% zero shot accuracy), which is only slightly below the supervised performance of 94.45%. We also use our proposed transformations to synthetically generate tweets and augment the Twitter dataset to achieve state-of-the-art performance for POS tagging.

cs.CL↗

arXiv2023

GlyphNet: Homoglyph domains dataset and detection using attention-based Convolutional Neural Networks

Cyber attacks deceive machines into believing something that does not exist in the first place. However, there are some to which even humans fall prey. One such famous attack that attackers have used over the years to exploit the vulnerability of vision is known to be a Homoglyph attack. It employs a primary yet effective mechanism to create illegitimate domains that are hard to differentiate from legit ones. Moreover, as the difference is pretty indistinguishable for a user to notice, they cannot stop themselves from clicking on these homoglyph domain names. In many cases, that results in either information theft or malware attack on their systems. Existing approaches use simple, string-based comparison techniques applied in primary language-based tasks. Although they are impactful to some extent, they usually fail because they are not robust to different types of homoglyphs and are computationally not feasible because of their time requirement proportional to the string length. Similarly, neural network-based approaches are employed to determine real domain strings from fake ones. Nevertheless, the problem with both methods is that they require paired sequences of real and fake domain strings to work with, which is often not the case in the real world, as the attacker only sends the illegitimate or homoglyph domain to the vulnerable user. Therefore, existing approaches are not suitable for practical scenarios in the real world. In our work, we created GlyphNet, an image dataset that contains 4M domains, both real and homoglyphs. Additionally, we introduce a baseline method for a homoglyph attack detection system using an attention-based convolutional Neural Network. We show that our model can reach state-of-the-art accuracy in detecting homoglyph attacks with a 0.93 AUC on our dataset.

cs.CR↗

arXiv2023

Have Large Language Models Developed a Personality?: Applicability of Self-Assessment Tests in Measuring Personality in LLMs

Have Large Language Models (LLMs) developed a personality? The short answer is a resounding "We Don't Know!". In this paper, we show that we do not yet have the right tools to measure personality in language models. Personality is an important characteristic that influences behavior. As LLMs emulate human-like intelligence and performance in various tasks, a natural question to ask is whether these models have developed a personality. Previous works have evaluated machine personality through self-assessment personality tests, which are a set of multiple-choice questions created to evaluate personality in humans. A fundamental assumption here is that human personality tests can accurately measure personality in machines. In this paper, we investigate the emergence of personality in five LLMs of different sizes ranging from 1.5B to 30B. We propose the Option-Order Symmetry property as a necessary condition for the reliability of these self-assessment tests. Under this condition, the answer to self-assessment questions is invariant to the order in which the options are presented. We find that many LLMs personality test responses do not preserve option-order symmetry. We take a deeper look at LLMs test responses where option-order symmetry is preserved to find that in these cases, LLMs do not take into account the situational statement being tested and produce the exact same answer irrespective of the situation being tested. We also identify the existence of inherent biases in these LLMs which is the root cause of the aforementioned phenomenon and makes self-assessment tests unreliable. These observations indicate that self-assessment tests are not the correct tools to measure personality in LLMs. Through this paper, we hope to draw attention to the shortcomings of current literature in measuring personality in LLMs and call for developing tools for machine personality measurement.

cs.CL↗

arXiv2023

REFinD: Relation Extraction Financial Dataset

A number of datasets for Relation Extraction (RE) have been created to aide downstream tasks such as information retrieval, semantic search, question answering and textual entailment. However, these datasets fail to capture financial-domain specific challenges since most of these datasets are compiled using general knowledge sources such as Wikipedia, web-based text and news articles, hindering real-life progress and adoption within the financial world. To address this limitation, we propose REFinD, the first large-scale annotated dataset of relations, with $\sim$29K instances and 22 relations amongst 8 types of entity pairs, generated entirely over financial documents. We also provide an empirical evaluation with various state-of-the-art models as benchmarks for the RE task and highlight the challenges posed by our dataset. We observed that various state-of-the-art deep learning models struggle with numeric inference, relational and directional ambiguity.

cs.CL↗