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Alberto Nicolis

Publications and source records attributed to Alberto Nicolis.

At least 55 records · Page 3Linked to original sources

A relativistic non-relativistic Goldstone theorem: gapped Goldstones at finite charge density

We adapt the Goldstone theorem to study spontaneous symmetry breaking in relativistic theo- ries at finite charge density. It is customary to treat systems at finite density via non-relativistic Hamiltonians. Here we highlight the importance of the underlying relativistic dynamics. This leads to seemingly new results whenever the charge in question is spontaneously broken and does not commute with other broken charges. We find that that the latter interpolate gapped excitations. In contrast, all existing versions of the Goldstone theorem predict the existence of gapless modes. We derive exact non-perturbative expressions for their gaps, in terms of the chemical potential and of the symmetry algebra.

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Dissipation in the effective field theory for hydrodynamics: First order effects

We introduce dissipative effects in the effective field theory of hydrodynamics. We do this in a model-independent fashion by coupling the long-distance degrees of freedom explicitly kept in the effective field theory to a generic sector that "lives in the fluid", which corresponds physically to the microscopic constituents of the fluid. At linear order in perturbations, the symmetries, the derivative expansion, and the assumption that this microscopic sector is thermalized, allow us to characterize the leading dissipative effects at low frequencies via three parameters only, which correspond to bulk viscosity, shear viscosity, and--in the presence of a conserved charge--heat conduction. Using our methods we re-derive the Kubo relations for these transport coefficients.

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Solid Inflation

We develop a cosmological model where primordial inflation is driven by a 'solid', defined as a system of three derivatively coupled scalar fields obeying certain symmetries and spontaneously breaking a certain subgroup of these. The symmetry breaking pattern differs drastically from that of standard inflationary models: time translations are unbroken. This prevents our model from fitting into the standard effective field theory description of adiabatic perturbations, with crucial consequences for the dynamics of cosmological perturbations. Most notably, non-gaussianities in the curvature perturbations are unusually large, with f_NL ~ 1/(ε.c_s^2), and have a novel shape: peaked in the squeezed limit, with anisotropic dependence on how the limit is approached. Other unusual features include the absence of adiabatic fluctuation modes during inflation---which does not impair their presence and near scale-invariance after inflation---and a slightly blue tilt for the tensor modes.

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Subluminal Galilean Genesis

We put forward an improved version of the Galilean Genesis model that addresses the problem of superluminality. We demote the full conformal group to Poincare symmetry plus dilations, supplemented with approximate galilean shift invariance in the UV and at small field values. In this way fluctuations around the NEC-violating cosmological background are made substantially subluminal, and superluminality cannot be reached by any small change of the solution, in contrast with the original model. Dilation invariance still protects the scale-invariance of correlation functions of a massless test scalar - which is the source of the observed cosmological fluctuations - but the explicit breaking of the conformal group can be potentially observed in higher-order correlators. We also highlight a subtlety in matching the NEC-violating phase with the standard cosmological evolution, and discuss the possible couplings of the Galileon to gravity.

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Energy's and amplitudes' positivity

In QFT, the null energy condition (NEC) for a classical field configuration is usually associated with that configuration's stability against small perturbations, and with the sub-luminality of these. Here, we exhibit an effective field theory that allows for stable NEC-violating solutions with exactly luminal excitations only. The model is the recently introduced `galileon', or more precisely its conformally invariant version. We show that the theory's low-energy S-matrix obeys standard positivity as implied by dispersion relations. However we also show that if the relevant NEC-violating solution is inside the effective theory, then other (generic) solutions allow for superluminal signal propagation. While the usual association between sub-luminality and positivity is not obeyed by our example, that between NEC and sub-luminality is, albeit in a less direct way than usual.

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A no-hair theorem for the galileon

We consider a galileon field coupled to gravity. The standard no-hair theorems do not apply, because of the galileon's peculiar derivative interactions. We prove that, nonetheless, static spherically symmetric black holes cannot sustain non-trivial galileon profiles. Our theorem holds regardless of whether there are non-minimal couplings between the galileon and gravity of the covariant galileon type.

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An observational test of the Vainshtein mechanism

Modified gravity theories capable of genuine self-acceleration typically invoke a galileon scalar which mediates a long range force, but is screened by the Vainshtein mechanism on small scales. In such theories, non-relativistic stars carry the full scalar charge (proportional to their mass), while black holes carry none. Thus, for a galaxy free-falling in some external gravitational field, its central massive black hole is expected to lag behind the stars. To look for this effect, and to distinguish it from other astrophysical effects, one can correlate the gravitational pull from the surrounding structure with the offset between the stellar center and the black hole. The expected offset depends on the central density of the galaxy, and ranges up to ~0.1 kpc for small galaxies. The observed offset in M87 cannot be explained by this effect unless the scalar force is significantly stronger than gravity. We also discuss the systematic offset of compact objects from the galactic plane as another possible signature.

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Spontaneous Symmetry Probing

For relativistic quantum field theories, we consider Lorentz breaking, spatially homogeneous field configurations or states that evolve in time along a symmetry direction. We dub this situation "spontaneous symmetry probing" (SSP). We mainly focus on internal symmetries, i.e. on symmetries that commute with the Poincare group. We prove that the fluctuations around SSP states have a Lagrangian that is explicitly time independent, and we provide the field space parameterization that makes this manifest. We show that there is always a gapless Goldstone excitation that perturbs the system in the direction of motion in field space. Perhaps more interestingly, we show that if such a direction is part of a non-Abelian group of symmetries, the Goldstone bosons associated with spontaneously broken generators that do not commute with the SSP one acquire a gap, proportional to the SSP state's "speed". We outline possible applications of this formalism to inflationary cosmology.

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Low-energy effective field theory for finite-temperature relativistic superfluids

We derive the low-energy effective action governing the infrared dynamics of relativistic superfluids at finite temperature. We organize our derivation in an effective field theory fashion-purely in terms of infrared degrees of freedom and symmetries. Our degrees of freedom are the superfluid phase ψ, and the comoving coordinates for the volume elements of the normal fluid component. The presence of two sound modes follows straightforwardly from Taylor-expanding the action at second order in small perturbations. We match our description to more conventional hydrodynamical ones, thus linking the functional form of our Lagrangian to the equation of state, which we assume as an input. We re-derive in our language some standard properties of relativistic superfluids in the high-temperature and low-temperature limits. As an illustration of the efficiency of our methods, we compute the cross-section for a sound wave (of either type) scattering off a superfluid vortex at temperatures right beneath the critical one.

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Effective field theory for hydrodynamics: Wess-Zumino term and anomalies in two spacetime dimensions

We develop the formalism that incorporates quantum anomalies in the effective field theory of non-dissipative fluids. We consider the effect of adding a Wess-Zumino-like term to the low-energy effective action to account for anomalies. In this paper we restrict to two spacetime dimensions. We find modifications to the constitutive relations for the current and the stress-energy tensor, and, more interestingly, half a new propagating mode (one-and-a-halfth sound): a left- or right-moving wave with propagation speed that goes to zero with the anomaly coefficient. Unlike for the chiral magnetic wave in four dimensions, this mode propagates even in the absence of external fields. We check our results against a more standard, purely hydrodynamical derivation. Unitarity of the effective field theory suggests an upper bound on the anomaly coefficient in hydrodynamics.

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Effective field theory for hydrodynamics: thermodynamics, and the derivative expansion

We consider the low-energy effective field theory describing the infrared dynamics of non-dissipative fluids. We extend previous work to accommodate conserved charges, and we clarify the matching between field theory variables and thermodynamical ones. We discuss the systematics of the derivative expansion, for which field theory offers a conceptually clear and technically neat scheme. As an example, we compute the correction to the sound-wave dispersion relation coming from a sample second-order term. This formalism forms the basis for a study of anomalies in hydrodynamics via effective field theory, which is initiated in a companion paper.

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Hall viscosity from effective field theory

For two-dimensional non-dissipative fluids with broken parity, we show via effective field theory methods that the infrared dynamics generically exhibit Hall viscosity--a conservative form of viscosity compatible with two-dimensional isotropy. The equality between the Hall viscosity coefficient and the ground state's intrinsic angular momentum density follows straightforwardly from their descending from the same Lagrangian term of the low-energy effective action. We show that for such fluids sound waves are not purely longitudinal, but acquire an elliptical polarization, with transverse-to-longitudinal aspect ratio proportional to frequency. Our analysis is fully relativistic, thus providing a natural description of (2+1) dimensional relativistic fluids with broken parity.

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The quantum mechanics of perfect fluids

We consider the canonical quantization of an ordinary fluid. The resulting long-distance effective field theory is derivatively coupled, and therefore strongly coupled in the UV. The system however exhibits a number of peculiarities, associated with the vortex degrees of freedom. On the one hand, these have formally a vanishing strong-coupling energy scale, thus suggesting that the effective theory's regime of validity is vanishingly narrow. On the other hand, we prove an analog of Coleman's theorem, whereby the semiclassical vacuum has no quantum counterpart, thus suggesting that the vortex premature strong-coupling phenomenon stems from a bad identification of the ground state and of the perturbative degrees of freedom. Finally, vortices break the usual connection between short distances and high energies, thus potentially impairing the unitarity of the effective theory.

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Galilean currents and charges

We derive the Noether currents and charges associated with an internal galilean invariance---a symmetry recently postulated in the context of so-called galileon theories. Along the way we clarify the physical interpretation of the Noether charges associated with ordinary Galileo- and Lorentz-boosts.

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Galilean Genesis: an alternative to inflation

We propose a novel cosmological scenario, in which standard inflation is replaced by an expanding phase with a drastic violation of the Null Energy Condition (NEC): \dot H >> H^2. The model is based on the recently introduced Galileon theories, that allow NEC violating solutions without instabilities. The unperturbed solution describes a Universe that is asymptotically Minkowski in the past, expands with increasing energy density until it exits the regime of validity of the effective field theory and reheats. This solution is a dynamical attractor and the Universe is driven to it, even if it is initially contracting. The study of perturbations of the Galileon field reveals some subtleties, related to the gross violation of the NEC and it shows that adiabatic perturbations are cosmologically irrelevant. The model, however, suggests a new way to produce a scale invariant spectrum of isocurvature perturbations, which can later be converted to adiabatic: the Galileon is forced by symmetry to couple to the other fields as a dilaton; the effective metric it yields on the NEC violating solution is that of de Sitter space, so that all light scalars will automatically acquire a nearly scale-invariant spectrum of perturbations.

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An equivalence principle for scalar forces

The equivalence of inertial and gravitational masses is a defining feature of general relativity. Here, we clarify the status of the equivalence principle for interactions mediated by a universally coupled scalar, motivated partly by recent attempts to modify gravity at cosmological distances. Although a universal scalar-matter coupling is not mandatory, once postulated, it is stable against classical and quantum renormalizations in the matter sector. The coupling strength itself is subject to renormalization of course. The scalar equivalence principle is violated only for objects for which either the graviton self-interaction or the scalar self-interaction is important---the first applies to black holes, while the second type of violation is avoided if the scalar is Galilean-symmetric.

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Cosmological Non-Linearities as an Effective Fluid

The universe is smooth on large scales but very inhomogeneous on small scales. Why is the spacetime on large scales modeled to a good approximation by the Friedmann equations? Are we sure that small-scale non-linearities do not induce a large backreaction? Related to this, what is the effective theory that describes the universe on large scales? In this paper we make progress in addressing these questions. We show that the effective theory for the long-wavelength universe behaves as a viscous fluid coupled to gravity: integrating out short-wavelength perturbations renormalizes the homogeneous background and introduces dissipative dynamics into the evolution of long-wavelength perturbations. The effective fluid has small perturbations and is characterized by a few parameters like an equation of state, a sound speed and a viscosity parameter. These parameters can be matched to numerical simulations or fitted from observations. We find that the backreaction of small-scale non-linearities is very small, being suppressed by the large hierarchy between the scale of non-linearities and the horizon scale. The effective pressure of the fluid is always positive and much too small to significantly affect the background evolution. Moreover, we prove that virialized scales decouple completely from the large-scale dynamics, at all orders in the post-Newtonian expansion. We propose that our effective theory be used to formulate a well-defined and controlled alternative to conventional perturbation theory, and we discuss possible observational applications. Finally, our way of reformulating results in second-order perturbation theory in terms of a long-wavelength effective fluid provides the opportunity to understand non-linear effects in a simple and physically intuitive way.

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Derrick's theorem beyond a potential

Scalar field theories with derivative interactions are known to possess solitonic excitations, but such solitons are generally unsatisfactory because the effective theory fails precisely where nonlinearities responsible for the solitons are important. A new class of theories possessing (internal) galilean invariance can in principle bypass this difficulty. Here, we show that these galileon theories do not possess stable solitonic solutions. As a by-product, we show that no stable solitons exist for a different class of derivatively coupled theories, describing for instance the infrared dynamics of superfluids, fluids, solids and some k-essence models.

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