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Alejandro Velasco

Publications and source records attributed to Alejandro Velasco.

16 recordsLinked to original sources

CauSec: Unboxing the Causal Drivers of Static Vulnerability Analysis Performance

Static Application Security Testing (SAST) tools are widely used in both industry and academia. Such tools often make design choices that sacrifice detection to achieve higher performance, i.e., increased precision, decreased runtime, or increased scalability. These design choices rely on certain assumptions regarding the target code or the analysis technique itself. Hence, the assumptions directly impact the detection outcome through the design choices they influence. This motivates a key question: do the sacrifices in the detection capabilities actually help tools achieve the expected performance gains? That is, are the underlying assumptions valid? This paper seeks to address this question by relying on a key observation that the assumptions made by these tools are generally of a causal nature. We propose CAUSEC, a causal analysis framework that makes SAST assumptions testable and explains why the performance changes given certain assumptions, beyond simple correlations. CAUSEC formalizes the assumptions of the SAST tool into the abstraction of a security assumption and combines assumption-driven causal modeling with effect estimation and validation to test its validity and investigate the factors affecting it. To understand what security assumptions generally entail, we perform a systematic literature review of SASTs that detect crypto-API misuse, leading to the discovery and qualitative analysis of 57 assumptions. We then demonstrate the utility and robustness of CAUSEC by testing a popular assumption in four highly relevant tools, using a manually labeled ground truth dataset consisting of 57,038 alerts. Our analysis leads to several key findings that represent insights regarding assumptions and causal effects, which we distill into 3 takeaways for future work.

cs.CR

On Automated and Explainable Provenance of AI-Generated Code

Generative AI for code generation has transformed software development, but it has also introduced a critical transparency problem: the origins of AI-generated code are opaque to the developers who use it, the organizations that deploy it, and the compliance professionals responsible for ensuring its legal and quality standards. Existing mitigations flag problematic outputs after the fact without explaining why a model produced them or how future generation could be improved. We present a research vision, grounded in a U.S. NSF-funded research grant, that argues that the next generation of CodeGenAI tools must be built on a foundation of explainable provenance: automated, post-hoc traceability that links generated code back to the prompt components, training data instances, global data features, and internal model components that caused its generation. We grounded this vision in empirical evidence from studies of software developers, model users, and compliance/legal professionals, which show that provenance information is a practical necessity that current tools do not provide. We characterize the problem across four traceability dimensions, outline a research program combining large-scale empirical studies with post-hoc causal and interpretability techniques, and identify the key open challenges that the community must address to realize this vision.

cs.SE

ECLAIR: A Causally-Grounded AI Framework for Scientific Discovery in Empirical Software Engineering

The scientific method has long guided empirical research in Software Engineering (SE), but the complexity of modern software systems often hinders its systematic application. This paper introduces ECLAIR, a causally grounded AI framework that integrates Large Language Models (LLMs) into every stage of the scientific process, from hypothesis generation to analysis and interpretation. ECLAIR treats LLMs as active scientific agents operating under the principles of causal inference, within a human-in-the-loop design that safeguards against the risks of unsound automated reasoning. We demonstrate the framework through a case study examining how prompt design influences code generation accuracy in two LLMs. Results show that, for both models, instruction-style, longer few-shot, and signature-augmented prompts yield small negative causal effects on accuracy, illustrating how causal reasoning provides a principled foundation for explaining why software phenomena occur. This study presents the first causally grounded structured methodology for embedding LLMs within the scientific method in SE, designed around the epistemological demands of empirical SE research, establishing a basis for rigorous AI-assisted research.

cs.SE

How Do Semantically Equivalent Code Transformations Impact Membership Inference on LLMs for Code?

The success of large language models for code relies on vast amounts of code data, including public open-source repositories, such as GitHub, and private, confidential code from companies. This raises concerns about intellectual property compliance and the potential unauthorized use of license-restricted code. While membership inference (MI) techniques have been proposed to detect such unauthorized usage, their effectiveness can be undermined by semantically equivalent code transformation techniques, which modify code syntax while preserving semantic. In this work, we systematically investigate whether semantically equivalent code transformation rules might be leveraged to evade MI detection. The results reveal that model accuracy drops by only 1.5% in the worst case for each rule, demonstrating that transformed datasets can effectively serve as substitutes for fine-tuning. Additionally, we find that one of the rules (RenameVariable) reduces MI success by 10.19%, highlighting its potential to obscure the presence of restricted code. To validate these findings, we conduct a causal analysis confirming that variable renaming has the strongest causal effect in disrupting MI detection. Notably, we find that combining multiple transformations does not further reduce MI effectiveness. Our results expose a critical loophole in license compliance enforcement for training large language models for code, showing that MI detection can be substantially weakened by transformation-based obfuscation techniques.

cs.SE

Understanding Privacy Risks in Code Models Through Training Dynamics: A Causal Approach

Large language models for code (LLM4Code) have greatly improved developer productivity but also raise privacy concerns due to their reliance on open-source repositories containing abundant personally identifiable information (PII). Prior work shows that commercial models can reproduce sensitive PII, yet existing studies largely treat PII as a single category and overlook the heterogeneous risks among different types. We investigate whether distinct PII types vary in their likelihood of being learned and leaked by LLM4Code, and whether this relationship is causal. Our methodology includes building a dataset with diverse PII types, fine-tuning representative models of different scales, computing training dynamics on real PII data, and formulating a structural causal model to estimate the causal effect of learnability on leakage. Results show that leakage risks differ substantially across PII types and correlate with their training dynamics: easy-to-learn instances such as IP addresses exhibit higher leakage, while harder types such as keys and passwords leak less frequently. Ambiguous types show mixed behaviors. This work provides the first causal evidence that leakage risks are type-dependent and offers guidance for developing type-aware and learnability-aware defenses for LLM4Code.

cs.SE

A Causal Perspective on Measuring, Explaining and Mitigating Smells in LLM-Generated Code

Recent advances in large language models (LLMs) have accelerated their adoption in software engineering contexts. However, concerns persist about the structural quality of the code they produce. In particular, LLMs often replicate poor coding practices, introducing code smells (i.e., patterns that hinder readability, maintainability, or design integrity). Although prior research has examined the detection or repair of smells, we still lack a clear understanding of how and when these issues emerge in generated code. This paper addresses this gap by systematically measuring, explaining and mitigating smell propensity in LLM-generated code. We build on the Propensity Smelly Score (PSC), a probabilistic metric that estimates the likelihood of generating particular smell types, and establish its robustness as a signal of structural quality. Using PSC as an instrument for causal analysis, we identify how generation strategy, model size, model architecture and prompt formulation shape the structural properties of generated code. Our findings show that prompt design and architectural choices play a decisive role in smell propensity and motivate practical mitigation strategies that reduce its occurrence. A user study further demonstrates that PSC helps developers interpret model behavior and assess code quality, providing evidence that smell propensity signals can support human judgement. Taken together, our work lays the groundwork for integrating quality-aware assessments into the evaluation and deployment of LLMs for code.

cs.SE

On the Effectiveness of LLM-as-a-judge for Code Generation and Summarization

Large Language Models have been recently exploited as judges for complex natural language processing tasks, such as Q&A. The basic idea is to delegate to an LLM the assessment of the "quality" of the output provided by an automated technique for tasks for which: (i) quantitative metrics would only tell part of the story, and; (ii) a large-scale human-based evaluation would be too expensive. LLMs-as-a-judge, if proven effective for a specific task, can also unlock new possibilities for automation, with several LLMs proposing a solution for a given instance of the task and others judging and deciding what is the best output to show the user. We study the effectiveness of LLMs-as-a-judge for two code-related tasks, namely code generation and code summarization. The rationale for choosing these tasks is two-fold. First, quantitative metrics are usually not enough for the assessment of code summarizers/generators. For example, it is well documented that metrics such as BLEU are quite weak proxies for the quality of the generated summaries. Second, even state-of-the-art techniques still struggle with handling complex instances of these tasks, making them good candidates for benefiting from more advanced solutions envisioning collaboration among LLMs. For code generation, we check whether eight LLMs are able to judge the correctness of 1,405 Java methods and 1,281 Python functions generated by the same LLMs or implemented by humans. For code summarization, we compare the judgment of five LLMs to those provided by nine humans for ~1.2k summaries, related to both Java and Python functions. Our findings show that GPT-4-turbo is the best LLM in terms of judging capabilities for both tasks, with "smaller" LLMs featuring tens of billions parameters not being able to cope with judging tasks. However, even the best-performing LLM frequently misjudges the correctness of the code and summary quality.

cs.SE

Enabling Global, Human-Centered Explanations for LLMs:From Tokens to Interpretable Code and Test Generation

As Large Language Models for Code (LM4Code) become integral to software engineering, establishing trust in their output becomes critical. However, standard accuracy metrics obscure the underlying reasoning of generative models, offering little insight into how decisions are made. Although post-hoc interpretability methods attempt to fill this gap, they often restrict explanations to local, token-level insights, which fail to provide a developer-understandable global analysis. Our work highlights the urgent need for \textbf{global, code-based} explanations that reveal how models reason across code. To support this vision, we introduce \textit{code rationales} (CodeQ), a framework that enables global interpretability by mapping token-level rationales to high-level programming categories. Aggregating thousands of these token-level explanations allows us to perform statistical analyses that expose systemic reasoning behaviors. We validate this aggregation by showing it distills a clear signal from noisy token data, reducing explanation uncertainty (Shannon entropy) by over 50%. Additionally, we find that a code generation model (\textit{codeparrot-small}) consistently favors shallow syntactic cues (e.g., \textbf{indentation}) over deeper semantic logic. Furthermore, in a user study with 37 participants, we find its reasoning is significantly misaligned with that of human developers. These findings, hidden from traditional metrics, demonstrate the importance of global interpretability techniques to foster trust in LM4Code.

cs.SE

SnipGen: A Mining Repository Framework for Evaluating LLMs for Code

Language Models (LLMs), such as transformer-based neural networks trained on billions of parameters, have become increasingly prevalent in software engineering (SE). These models, trained on extensive datasets that include code repositories, exhibit remarkable capabilities for SE tasks. However, evaluating their effectiveness poses significant challenges, primarily due to the potential overlap between the datasets used for training and those employed for evaluation. To address this issue, we introduce SnipGen, a comprehensive repository mining framework designed to leverage prompt engineering across various downstream tasks for code generation. SnipGen aims to mitigate data contamination by generating robust testbeds and crafting tailored data points to assist researchers and practitioners in evaluating LLMs for code-related tasks. In our exploratory study, SnipGen mined approximately 227K data points from 338K recent code changes in GitHub commits, focusing on method-level granularity. SnipGen features a collection of prompt templates that can be combined to create a Chain-of-Thought-like sequence of prompts, enabling a nuanced assessment of LLMs' code generation quality. By providing the mining tool, the methodology, and the dataset, SnipGen empowers researchers and practitioners to rigorously evaluate and interpret LLMs' performance in software engineering contexts.

cs.SE

Toward Neurosymbolic Program Comprehension

Recent advancements in Large Language Models (LLMs) have paved the way for Large Code Models (LCMs), enabling automation in complex software engineering tasks, such as code generation, software testing, and program comprehension, among others. Tools like GitHub Copilot and ChatGPT have shown substantial benefits in supporting developers across various practices. However, the ambition to scale these models to trillion-parameter sizes, exemplified by GPT-4, poses significant challenges that limit the usage of Artificial Intelligence (AI)-based systems powered by large Deep Learning (DL) models. These include rising computational demands for training and deployment and issues related to trustworthiness, bias, and interpretability. Such factors can make managing these models impractical for many organizations, while their "black-box'' nature undermines key aspects, including transparency and accountability. In this paper, we question the prevailing assumption that increasing model parameters is always the optimal path forward, provided there is sufficient new data to learn additional patterns. In particular, we advocate for a Neurosymbolic research direction that combines the strengths of existing DL techniques (e.g., LLMs) with traditional symbolic methods--renowned for their reliability, speed, and determinism. To this end, we outline the core features and present preliminary results for our envisioned approach, aimed at establishing the first Neurosymbolic Program Comprehension (NsPC) framework to aid in identifying defective code components.

cs.SE

How Propense Are Large Language Models at Producing Code Smells? A Benchmarking Study

Large Language Models (LLMs) have shown significant potential in automating software engineering tasks, particularly in code generation. However, current evaluation benchmarks, which primarily focus on accuracy, fall short in assessing the quality of the code generated by these models, specifically their tendency to produce code smells. To address this limitation, we introduce CodeSmellEval, a benchmark designed to evaluate the propensity of LLMs for generating code smells. Our benchmark includes a novel metric: Propensity Smelly Score (PSC), and a curated dataset of method-level code smells: CodeSmellData. To demonstrate the use of CodeSmellEval, we conducted a case study with two state-of-the-art LLMs, CodeLlama and Mistral. The results reveal that both models tend to generate code smells, such as simplifiable-condition and consider-merging-isinstance. These findings highlight the effectiveness of our benchmark in evaluating LLMs, providing valuable insights into their reliability and their propensity to introduce code smells in code generation tasks.

cs.SE

Measuring Emergent Capabilities of LLMs for Software Engineering: How Far Are We?

The adoption of Large Language Models (LLMs) across multiple contexts has sparked interest in understanding how scaling model size might lead to behavioral changes, as LLMs can exhibit behaviors not observed in their smaller counterparts. Understanding these emergent capabilities is essential for advancing LLM development and improving their interpretability across diverse tasks. However, whether LLMs exhibit true emergence in the context of Software Engineering remains an unexplored topic, as most research has focused on NLP tasks. In this paper, we investigate the emergence of capabilities in the context of SE. We propose a model-agnostic pipeline for evaluating this phenomenon across three SE tasks: bug fixing, code translation, and commit message generation. More precisely, for each task, we present a case study instantiating our pipeline to analyze the emergence of capabilities in CodeGen1-multi across four scales ranging from 350M to 16.1B parameters. Our findings do not not provide evidence to support the idea of emergent capabilities resulting from scaling the model size in the selected set of tasks. We hope our results can pave the way to a more nuanced understanding of emergent capabilities of LLMs within the SE domain, guiding future research to focus on task-specific evaluations and the identification of alternative factors contributing to this phenomenon. Our work underscores the importance of task diversity in examining model behaviors and highlights potential limitations in transferring prior understandings of and approaches to emergence from NLP to Software Engineering.

cs.SE

Towards More Trustworthy and Interpretable LLMs for Code through Syntax-Grounded Explanations

Trustworthiness and interpretability are inextricably linked concepts for LLMs. The more interpretable an LLM is, the more trustworthy it becomes. However, current techniques for interpreting LLMs when applied to code-related tasks largely focus on accuracy measurements, measures of how models react to change, or individual task performance instead of the fine-grained explanations needed at prediction time for greater interpretability, and hence trust. To improve upon this status quo, this paper introduces ASTrust, an interpretability method for LLMs of code that generates explanations grounded in the relationship between model confidence and syntactic structures of programming languages. ASTrust explains generated code in the context of syntax categories based on Abstract Syntax Trees and aids practitioners in understanding model predictions at both local (individual code snippets) and global (larger datasets of code) levels. By distributing and assigning model confidence scores to well-known syntactic structures that exist within ASTs, our approach moves beyond prior techniques that perform token-level confidence mapping by offering a view of model confidence that directly aligns with programming language concepts with which developers are familiar. To put ASTrust into practice, we developed an automated visualization that illustrates the aggregated model confidence scores superimposed on sequence, heat-map, and graph-based visuals of syntactic structures from ASTs. We examine both the practical benefit that ASTrust can provide through a data science study on 12 popular LLMs on a curated set of GitHub repos and the usefulness of ASTrust through a human study.

cs.SE

Which Syntactic Capabilities Are Statistically Learned by Masked Language Models for Code?

This paper discusses the limitations of evaluating Masked Language Models (MLMs) in code completion tasks. We highlight that relying on accuracy-based measurements may lead to an overestimation of models' capabilities by neglecting the syntax rules of programming languages. To address these issues, we introduce a technique called SyntaxEval in which Syntactic Capabilities are used to enhance the evaluation of MLMs. SyntaxEval automates the process of masking elements in the model input based on their Abstract Syntax Trees (ASTs). We conducted a case study on two popular MLMs using data from GitHub repositories. Our results showed negative causal effects between the node types and MLMs' accuracy. We conclude that MLMs under study fail to predict some syntactic capabilities.

cs.SE

Evaluating and Explaining Large Language Models for Code Using Syntactic Structures

Large Language Models (LLMs) for code are a family of high-parameter, transformer-based neural networks pre-trained on massive datasets of both natural and programming languages. These models are rapidly being employed in commercial AI-based developer tools, such as GitHub CoPilot. However, measuring and explaining their effectiveness on programming tasks is a challenging proposition, given their size and complexity. The methods for evaluating and explaining LLMs for code are inextricably linked. That is, in order to explain a model's predictions, they must be reliably mapped to fine-grained, understandable concepts. Once this mapping is achieved, new methods for detailed model evaluations are possible. However, most current explainability techniques and evaluation benchmarks focus on model robustness or individual task performance, as opposed to interpreting model predictions. To this end, this paper introduces ASTxplainer, an explainability method specific to LLMs for code that enables both new methods for LLM evaluation and visualizations of LLM predictions that aid end-users in understanding model predictions. At its core, ASTxplainer provides an automated method for aligning token predictions with AST nodes, by extracting and aggregating normalized model logits within AST structures. To demonstrate the practical benefit of ASTxplainer, we illustrate the insights that our framework can provide by performing an empirical evaluation on 12 popular LLMs for code using a curated dataset of the most popular GitHub projects. Additionally, we perform a user study examining the usefulness of an ASTxplainer-derived visualization of model predictions aimed at enabling model users to explain predictions. The results of these studies illustrate the potential for ASTxplainer to provide insights into LLM effectiveness, and aid end-users in understanding predictions.

cs.SE

Toward a Theory of Causation for Interpreting Neural Code Models

Neural Language Models of Code, or Neural Code Models (NCMs), are rapidly progressing from research prototypes to commercial developer tools. As such, understanding the capabilities and limitations of such models is becoming critical. However, the abilities of these models are typically measured using automated metrics that often only reveal a portion of their real-world performance. While, in general, the performance of NCMs appears promising, currently much is unknown about how such models arrive at decisions. To this end, this paper introduces $do_{code}$, a post hoc interpretability method specific to NCMs that is capable of explaining model predictions. $do_{code}$ is based upon causal inference to enable programming language-oriented explanations. While the theoretical underpinnings of $do_{code}$ are extensible to exploring different model properties, we provide a concrete instantiation that aims to mitigate the impact of spurious correlations by grounding explanations of model behavior in properties of programming languages. To demonstrate the practical benefit of $do_{code}$, we illustrate the insights that our framework can provide by performing a case study on two popular deep learning architectures and ten NCMs. The results of this case study illustrate that our studied NCMs are sensitive to changes in code syntax. All our NCMs, except for the BERT-like model, statistically learn to predict tokens related to blocks of code (\eg brackets, parenthesis, semicolon) with less confounding bias as compared to other programming language constructs. These insights demonstrate the potential of $do_{code}$ as a useful method to detect and facilitate the elimination of confounding bias in NCMs.

cs.SE