arXiv subjects

Alessio Zappone

Publications and source records attributed to Alessio Zappone.

At least 37 records · Page 2Linked to original sources

arXiv2021

Optimal Joint Beamforming and Power Control in Cell-Free Massive MIMO Downlink

In this paper, a novel optimization model for joint beamforming and power control in the downlink (DL) of a cell-free massive MIMO (CFmMIMO) system is presented. The objective of the proposed optimization model is to minimize the maximum user interference while satisfying quality of service (QoS) constraints and power consumption limits. The proposed min-max optimization model is formulated as a mixed-integer nonlinear program, that is directly tractable. Numerical results show that the proposed joint beamforming and power control scheme is effective and outperforms competing schemes in terms of data rate, power consumption, and energy efficiency.

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arXiv2021

Synergistic Benefits in IRS- and RS-enabled C-RAN with Energy-Efficient Clustering

The potential of intelligent reflecting surfaces (IRSs) is investigated as a promising technique for enhancing the energy efficiency of wireless networks. Specifically, the IRS enables passive beamsteering by employing many low-cost individually controllable reflect elements. The resulting change of the channel state, however, increases both, signal quality and interference at the users. To counteract this negative side effect, we employ rate splitting (RS), which inherently is able to mitigate the impact of interference. We facilitate practical implementation by considering a Cloud Radio Access Network (C-RAN) at the cost of finite fronthaul-link capacities, which necessitate the allocation of sensible user-centric clusters to ensure energy-efficient transmissions. Dynamic methods for RS and the user clustering are proposed to account for the interdependencies of the individual techniques. Numerical results show that the dynamic RS method establishes synergistic benefits between RS and the IRS. Additionally, the dynamic user clustering and the IRS cooperate synergistically, with a gain of up to 88% when compared to the static scheme. Interestingly, with an increasing fronthaul capacity, the gain of the dynamic user clustering decreases, while the gain of the dynamic RS method increases. Around the resulting intersection, both methods affect the system concurrently, improving the energy efficiency drastically.

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arXiv2021

RIS Configuration, Beamformer Design, and Power Control in Single-Cell and Multi-Cell Wireless Networks

Reconfigurable Intelligent Surfaces (RISs) are recently attracting a wide interest due to their capability of tuning wireless propagation environments in order to increase the system performance of wireless networks. In this paper, a multiuser wireless network assisted by a RIS is studied and resource allocation algorithms are presented for several scenarios. First of all, the problem of channel estimation is considered, and an algorithm that permits separate estimation of the mobile user-to-RIS and RIS-to-base stations components is proposed. Then, for the special case of a single-user system, three possible approaches are shown in order to optimize the Signal-to-Noise Ratio with respect to the beamformer used at the base station and to the RIS phase shifts. Next, for a multiuser system with two cells, assuming channel-matched beamforming, the geometric mean of the downlink Signal-to-Interference plus Noise Ratios across users is maximized with respect to the base stations transmit powers and RIS phase shifts configurations. In this scenario, the RIS is placed at the cell-edge and some users are jointly served by two base stations to increase the system performance. Numerical results show that the proposed procedures are effective and that the RIS brings substantial performance improvements to wireless system.

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arXiv2021

Intelligent Reflecting Surface Enabled Random Rotations Scheme for the MISO Broadcast Channel

The current literature on intelligent reflecting surface (IRS) focuses on optimizing the IRS phase shifts to yield coherent beamforming gains, under the assumption of perfect channel state information (CSI) of individual IRS-assisted links, which is highly impractical. This work, instead, considers the random rotations scheme at the IRS in which the reflecting elements only employ random phase rotations without requiring any CSI. The only CSI then needed is at the base station (BS) of the overall channel to implement the beamforming transmission scheme. Under this framework, we derive the sum-rate scaling laws in the large number of users regime for the IRS-assisted multiple-input single-output (MISO) broadcast channel, with optimal dirty paper coding (DPC) scheme and the lower-complexity random beamforming (RBF) and deterministic beamforming (DBF) schemes at the BS. The random rotations scheme increases the sum-rate by exploiting multi-user diversity, but also compromises the gain to some extent due to correlation. Finally, energy efficiency maximization problems in terms of the number of BS antennas, IRS elements and transmit power are solved using the derived scaling laws. Simulation results show the proposed scheme to improve the sum-rate, with performance becoming close to that under coherent beamforming for a large number of users.

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arXiv2020

Overhead-Aware Design of Reconfigurable Intelligent Surfaces in Smart Radio Environments

Reconfigurable intelligent surfaces have emerged as a promising technology for future wireless networks. Given that a large number of reflecting elements is typically used, and that the surface has no signal processing capabilities, a major challenge is to cope with the overhead that is required to estimate the channel state information and to report the optimized phase shifts to the surface. This issue has not been addressed by previous works, which do not explicitly consider the overhead during the resource allocation phase. This work aims at filling this gap, developing an overhead-aware resource allocation framework for wireless networks where reconfigurable intelligent surfaces are used to improve the communication performance. An overhead model is developed and incorporated in the expressions of the system rate and energy efficiencies, which are then optimized with respect to the phase shifts of the reconfigurable intelligent surface, the transmit and receive filters, and the power and bandwidth used for the communication and feedback phases. The bi-objective maximization of the rate and energy efficiency is carried out as well. The proposed framework allows characterizing the trade-off between optimized radio resources and the related overhead in networks with reconfigurable intelligent surfaces.

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arXiv2020

On The Optimal Number of Reflecting Elements for Reconfigurable Intelligent Surfaces

This work considers a point-to-point link where a reconfigurable intelligent surface assists the communication between transmitter and receiver. The system rate, energy efficiency, and their trade-off are optimized with respect to the number of individually tunable elements of the intelligent surface. The resource allocation accounts for the communication phase and for the overhead due to channel estimation and to reporting the optimized resource allocation to the intelligent surface. Numerical results confirm the optimality of the proposed methods and show the potential gains of reconfigurable intelligent surfaces.

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arXiv2020

Spectral Efficiency and Energy Efficiency Tradeoff in Massive MIMO Downlink Transmission with Statistical CSIT

As a key technology for future wireless networks, massive multiple-input multiple-output (MIMO) can significantly improve the energy efficiency (EE) and spectral efficiency (SE), and the performance is highly dependant on the degree of the available channel state information (CSI). While most existing works on massive MIMO focused on the case where the instantaneous CSI at the transmitter (CSIT) is available, it is usually not an easy task to obtain precise instantaneous CSIT. In this paper, we investigate EE-SE tradeoff in single-cell massive MIMO downlink transmission with statistical CSIT. To this end, we aim to optimize the system resource efficiency (RE), which is capable of striking an EE-SE balance. We first figure out a closed-form solution for the eigenvectors of the optimal transmit covariance matrices of different user terminals, which indicates that beam domain is in favor of performing RE optimal transmission in massive MIMO downlink. Based on this insight, the RE optimization precoding design is reduced to a real-valued power allocation problem. Exploiting the techniques of sequential optimization and random matrix theory, we further propose a low-complexity suboptimal two-layer water-filling-structured power allocation algorithm. Numerical results illustrate the effectiveness and near-optimal performance of the proposed statistical CSI aided RE optimization approach.

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arXiv2020

Smart Radio Environments Empowered by Reconfigurable Intelligent Surfaces: How it Works, State of Research, and Road Ahead

What is a reconfigurable intelligent surface? What is a smart radio environment? What is a metasurface? How do metasurfaces work and how to model them? How to reconcile the mathematical theories of communication and electromagnetism? What are the most suitable uses and applications of reconfigurable intelligent surfaces in wireless networks? What are the most promising smart radio environments for wireless applications? What is the current state of research? What are the most important and challenging research issues to tackle? These are a few of the many questions that we investigate in this short opus, which has the threefold objective of introducing the emerging research field of smart radio environments empowered by reconfigurable intelligent surfaces, putting forth the need of reconciling and reuniting C. E. Shannon's mathematical theory of communication with G. Green's and J. C. Maxwell's mathematical theories of electromagnetism, and reporting pragmatic guidelines and recipes for employing appropriate physics-based models of metasurfaces in wireless communications.

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arXiv2020

Resource Allocation in Wireless Networks Assisted by Reconfigurable Intelligent Surfaces

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arXiv2020

Holographic MIMO Surfaces for 6G Wireless Networks: Opportunities, Challenges, and Trends

Future wireless networks are expected to evolve towards an intelligent and software reconfigurable paradigm enabling ubiquitous communications between humans and mobile devices. They will be also capable of sensing, controlling, and optimizing the wireless environment to fulfill the visions of low-power, high-throughput, massively-connected, and low-latency communications. A key conceptual enabler that is recently gaining increasing popularity is the Holographic Multiple Input Multiple Output Surface (HMIMOS) that refers to a low-cost transformative wireless planar structure comprising of sub-wavelength metallic or dielectric scattering particles, which is capable of impacting electromagnetic waves according to desired objectives. In this article, we provide an overview of HMIMOS communications by introducing the available hardware architectures for reconfigurable such metasurfaces and their main characteristics, as well as highlighting the opportunities and key challenges in designing HMIMOS-enabled communications.

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arXiv2019

A Globally Optimal Energy-Efficient Power Control Framework and its Efficient Implementation in Wireless Interference Networks

This work develops a novel power control framework for energy-efficient power control in wireless networks. The proposed method is a new branch-and-bound procedure based on problem-specific bounds for energy-efficiency maximization that allow for faster convergence. This enables to find the global solution for all of the most common energy-efficient power control problems with a complexity that, although still exponential in the number of variables, is much lower than other available global optimization frameworks. Moreover, the reduced complexity of the proposed framework allows its practical implementation through the use of deep neural networks. Specifically, thanks to its reduced complexity, the proposed method can be used to train an artificial neural network to predict the optimal resource allocation. This is in contrast with other power control methods based on deep learning, which train the neural network based on suboptimal power allocations due to the large complexity that generating large training sets of optimal power allocations would have with available global optimization methods. As a benchmark, we also develop a novel first-order optimal power allocation algorithm. Numerical results show that a neural network can be trained to predict the optimal power allocation policy.

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arXiv2019

Distributed Power Control for Large Energy Harvesting Networks: A Multi-Agent Deep Reinforcement Learning Approach

In this paper, we develop a multi-agent reinforcement learning (MARL) framework to obtain online power control policies for a large energy harvesting (EH) multiple access channel, when only causal information about the EH process and wireless channel is available. In the proposed framework, we model the online power control problem as a discrete-time mean-field game (MFG), and analytically show that the MFG has a unique stationary solution. Next, we leverage the fictitious play property of the mean-field games, and the deep reinforcement learning technique to learn the stationary solution of the game, in a completely distributed fashion. We analytically show that the proposed procedure converges to the unique stationary solution of the MFG. This, in turn, ensures that the optimal policies can be learned in a completely distributed fashion. In order to benchmark the performance of the distributed policies, we also develop a deep neural network (DNN) based centralized as well as distributed online power control schemes. Our simulation results show the efficacy of the proposed power control policies. In particular, the DNN based centralized power control policies provide a very good performance for large EH networks for which the design of optimal policies is intractable using the conventional methods such as Markov decision processes. Further, performance of both the distributed policies is close to the throughput achieved by the centralized policies.

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arXiv2019

Uplink power control in cell-free massive MIMO via deep learning

This paper focuses on the use of a deep learning approach to perform sum-rate-max and max-min power allocation in the uplink of a cell-free massive MIMO network. In particular, we train a deep neural network in order to learn the mapping between a set of input data and the optimal solution of the power allocation strategy. Numerical results show that the presence of the pilot contamination in the cell-free massive MIMO system does not significantly affect the learning capabilities of the neural network, that gives near-optimal performance. Conversely, with the introduction of the shadowing effect in the system the performance obtained with the deep learning approach gets significantly degraded with respect to the optimal one.

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arXiv2019

Model-Aided Wireless Artificial Intelligence: Embedding Expert Knowledge in Deep Neural Networks Towards Wireless Systems Optimization

Deep learning based on artificial neural networks is a powerful machine learning method that, in the last few years, has been successfully used to realize tasks, e.g., image classification, speech recognition, translation of languages, etc., that are usually simple to execute by human beings but extremely difficult to perform by machines. This is one of the reasons why deep learning is considered to be one of the main enablers to realize the notion of artificial intelligence. In order to identify the best architecture of an artificial neural network that allows one to fit input-output data pairs, the current methodology in deep learning methods consists of employing a data-driven approach. Once the artificial neural network is trained, it is capable of responding to never-observed inputs by providing the optimum output based on past acquired knowledge. In this context, a recent trend in the deep learning community is to complement pure data-driven approaches with prior information based on expert knowledge. In this work, we describe two methods that implement this strategy, which aim at optimizing wireless communication networks. In addition, we illustrate numerical results in order to assess the performance of the proposed approaches compared with pure data-driven implementations.

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arXiv2019

Wireless Networks Design in the Era of Deep Learning: Model-Based, AI-Based, or Both?

This work deals with the use of emerging deep learning techniques in future wireless communication networks. It will be shown that data-driven approaches should not replace, but rather complement traditional design techniques based on mathematical models. Extensive motivation is given for why deep learning based on artificial neural networks will be an indispensable tool for the design and operation of future wireless communications networks, and our vision of how artificial neural networks should be integrated into the architecture of future wireless communication networks is presented. A thorough description of deep learning methodologies is provided, starting with the general machine learning paradigm, followed by a more in-depth discussion about deep learning and artificial neural networks, covering the most widely-used artificial neural network architectures and their training methods. Deep learning will also be connected to other major learning frameworks such as reinforcement learning and transfer learning. A thorough survey of the literature on deep learning for wireless communication networks is provided, followed by a detailed description of several novel case-studies wherein the use of deep learning proves extremely useful for network design. For each case-study, it will be shown how the use of (even approximate) mathematical models can significantly reduce the amount of live data that needs to be acquired/measured to implement data-driven approaches. For each application, the merits of the proposed approaches will be demonstrated by a numerical analysis in which the implementation and training of the artificial neural network used to solve the problem is discussed. Finally, concluding remarks describe those that in our opinion are the major directions for future research in this field.

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arXiv2019

Reconfigurable Intelligent Surfaces for Energy Efficiency in Wireless Communication

The adoption of a Reconfigurable Intelligent Surface (RIS) for downlink multi-user communication from a multi-antenna base station is investigated in this paper. We develop energy-efficient designs for both the transmit power allocation and the phase shifts of the surface reflecting elements, subject to individual link budget guarantees for the mobile users. This leads to non-convex design optimization problems for which to tackle we propose two computationally affordable approaches, capitalizing on alternating maximization, gradient descent search, and sequential fractional programming. Specifically, one algorithm employs gradient descent for obtaining the RIS phase coefficients, and fractional programming for optimal transmit power allocation. Instead, the second algorithm employs sequential fractional programming for the optimization of the RIS phase shifts. In addition, a realistic power consumption model for RIS-based systems is presented, and the performance of the proposed methods is analyzed in a realistic outdoor environment. In particular, our results show that the proposed RIS-based resource allocation methods are able to provide up to $300\%$ higher energy efficiency, in comparison with the use of regular multi-antenna amplify-and-forward relaying.

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arXiv2019

Deep Learning Power Allocation in Massive MIMO

This work advocates the use of deep learning to perform max-min and max-prod power allocation in the downlink of Massive MIMO networks. More precisely, a deep neural network is trained to learn the map between the positions of user equipments (UEs) and the optimal power allocation policies, and then used to predict the power allocation profiles for a new set of UEs' positions. The use of deep learning significantly improves the complexity-performance trade-off of power allocation, compared to traditional optimization-oriented methods. Particularly, the proposed approach does not require the computation of any statistical average, which would be instead necessary by using standard methods, and is able to guarantee near-optimal performance.

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arXiv2019

Deep Learning for UL/DL Channel Calibration in Generic Massive MIMO Systems

One of the fundamental challenges to realize massive Multiple-Input Multiple-Output (MIMO) communications is the accurate acquisition of channel state information for a plurality of users at the base station. This is usually accomplished in the UpLink (UL) direction profiting from the time division duplexing mode. In practical base station transceivers, there exist inevitably nonlinear hardware components, like signal amplifiers and various analog filters, which complicates the calibration task. To deal with this challenge, we design a deep neural network for channel calibration between the UL and DownLink (DL) directions. During the initial training phase, the deep neural network is trained from both UL and DL channel measurements. We then leverage the trained deep neural network with the instantaneously estimated UL channel to calibrate the DL one, which is not observable during the UL transmission phase. Our numerical results confirm the merits of the proposed approach, and show that it can achieve performance comparable to conventional approaches, like the Agros method and methods based on least squares, that however assume linear hardware behavior models. More importantly, considering generic nonlinear relationships between the UL and DL channels, it is demonstrated that our deep neural network approach exhibits robust performance, even when the number of training sequences is limited.

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