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Alex Rice

Publications and source records attributed to Alex Rice.

33 records · Page 2Linked to original sources

A Type Theory for Strictly Associative Infinity Categories

Many definitions of weak and strict $\infty$-categories have been proposed. In this paper we present a definition for $\infty$-categories with strict associators, but which is otherwise fully weak. Our approach is based on the existing type theory Catt, whose models are known to correspond to weak $\infty$-categories. We add a definitional equality relation to this theory which identifies terms with the same associativity structure, yielding a new type theory Catt$_{sa}$, for strictly associative $\infty$-categories. We also provide a reduction relation which generates definitional equality, and show it is confluent and terminating, giving an algorithm for deciding equality of terms, and making typechecking decidable. Our key contribution, on which our reduction is based, is an operation on terms which we call insertion. This has a direct geometrical interpretation, allowing a subterm to be inserted into the head of the term, flatting its syntactic structure. We describe this operation combinatorially in terms of pasting diagrams, and also show can be characterized as a pushout of contexts. This allows reasoning about insertion using just its universal property.

math.CT↗

Coinductive Invertibility in Higher Categories

Invertibility is an important concept in category theory. In higher category theory, it becomes less obvious what the correct notion of invertibility is, as extra coherence conditions can become necessary for invertible structures to have desirable properties. We define some properties we expect to hold in any reasonable definition of a weak $ω$-category. With these properties we define three notions of invertibility inspired by homotopy type theory. These are quasi-invertibility, where a two sided inverse is required, bi-invertibility, where a separate left and right inverse is given, and half-adjoint inverse, which is a quasi-inverse with an extra coherence condition. These definitions take the form of coinductive data structures. Using coinductive proofs we are able to show that these three notions are all equivalent in that given any one of these invertibility structures, the others can be obtained. The methods used to do this are generic and it is expected that the results should be applicable to any reasonable model of higher category theory. Many of the results of the paper have been formalised in Agda using coinductive records and the machinery of sized types.

math.CT↗

A Maximal Extension of the Best-Known Bounds for the Furstenberg-Sárközy Theorem

We show that if $h\in \mathbb{Z}[x]$ is a polynomial of degree $k \geq 2$ such that $h(\mathbb{N})$ contains a multiple of $q$ for every $q\in \mathbb{N}$, known as an $\textit{intersective polynomial}$, then any subset of $\{1,2,\dots,N\}$ with no nonzero differences of the form $h(n)$ for $n\in\mathbb{N}$ has density at most a constant depending on $h$ and $c$ times $(\log N)^{-c\log\log\log\log N}$, for any $c<(\log((k^2+k)/2))^{-1}$. Bounds of this type were previously known only for monomials and intersective quadratics, and this is currently the best-known bound for the original Furstenberg-Sárközy Theorem, i.e. $h(n)=n^2$. The intersective condition is necessary to force any density decay for polynomial difference-free sets, and in that sense our result is the maximal extension of this particular quantitative estimate. Further, we show that if $g,h\in \mathbb{Z}[x]$ are intersective, then any set lacking nonzero differences of the form $g(m)+h(n)$ for $m,n\in \mathbb{N}$ has density at most $\exp(-c(\log N)^μ)$, where $c=c(g,h)>0$, $μ=μ(\text{deg}(g),\text{deg}(h))>0$, and $μ(2,2)=1/2$. We also include a brief discussion of sums of three or more polynomials in the final section.

math.NT↗

Sets in $\mathbb{R}^d$ determining $k$ taxicab distances

We address an analog of a problem introduced by Erdős and Fishburn, itself an inverse formulation of the famous Erdős distance problem, in which the usual Euclidean distance is replaced with the metric induced by the $\ell^1$-norm, commonly referred to as the $\textit{taxicab metric}$. Specifically, we investigate the following question: given $d,k\in \mathbb{N}$, what is the maximum size of a subset of $\mathbb{R}^d$ that determines at most $k$ distinct taxicab distances, and can all such optimal arrangements be classified? We completely resolve the question in dimension $d=2$, as well as the $k=1$ case in dimension $d=3$, and we also provide a full resolution in the general case under an additional hypothesis.

math.CO↗

Sets in $\mathbb{R}^d$ with slow-decaying density that avoid an unbounded collection of distances

For any $d\in \mathbb{N}$ and any function $f:(0,\infty)\to [0,1]$ with $f(R)\to 0$ as $R\to \infty$, we construct a set $A \subseteq \mathbb{R}^d$ and a sequence $R_n \to \infty$ such that $\|x-y\| \neq R_n$ for all $x,y\in A$ and $μ(A\cap B_{R_n})\geq f(R_n)μ(B_{R_n})$ for all $n\in \mathbb{N}$, where $B_R$ is the ball of radius $R$ centered at the origin and $μ$ is Lebesgue measure. This construction exhibits a form of sharpness for a result established independently by Furstenberg-Katznelson-Weiss, Bourgain, and Falconer-Marstrand, and it generalizes to any metric induced by a norm on $\mathbb{R}^d$.

math.CA↗

Binary Quadratic Forms in Difference Sets

We show that if $h(x,y)=ax^2+bxy+cy^2\in \mathbb{Z}[x,y]$ satisfies $Δ(h)=b^2-4ac\neq 0$, then any subset of $\{1,2,\dots,N\}$ lacking nonzero differences in the image of $h$ has size at most a constant depending on $h$ times $N\exp(-c\sqrt{\log N})$, where $c=c(h)>0$. We achieve this goal by adapting an $L^2$ density increment strategy previously used to establish analogous results for sums of one or more single-variable polynomials. Our exposition is thorough and self-contained, in order to serve as an accessible gateway for readers who are unfamiliar with previous implementations of these techniques.

math.NT↗

Group actions and a multi-parameter Falconer distance problem

In this paper we study the following multi-parameter variant of the celebrated Falconer distance problem. Given ${\textbf{d}}=(d_1,d_2, \dots, d_{\ell})\in \mathbb{N}^{\ell}$ with $d_1+d_2+\dots+d_{\ell}=d$ and $E \subseteq \mathbb{R}^d$, we define $$ Δ_{\textbf{d}}(E) = \left\{ \left(|x^{(1)}-y^{(1)}|,\ldots,|x^{(\ell)}-y^{(\ell)}|\right) : x,y \in E \right\} \subseteq \mathbb{R}^{\ell}, $$ where for $x\in \mathbb{R}^d$ we write $x=\left( x^{(1)},\dots, x^{(\ell)} \right)$ with $x^{(i)} \in \mathbb{R}^{d_i}$. We ask how large does the Hausdorff dimension of $E$ need to be to ensure that the $\ell$-dimensional Lebesgue measure of $Δ_{\textbf{d}}(E)$ is positive? We prove that if $2 \leq d_i$ for $1 \leq i \leq \ell$, then the conclusion holds provided $$ \dim(E)>d-\frac{\min d_i}{2}+\frac{1}{3}.$$ We also note that, by previous constructions, the conclusion does not in general hold if $$\dim(E)<d-\frac{\min d_i}{2}.$$ A group action derivation of a suitable Mattila integral plays an important role in the argument.

math.CA↗

Difference Sets and Polynomials

We provide upper bounds on the largest subsets of $\{1,2,\dots,N\}$ with no differences of the form $h_1(n_1)+\cdots+h_{\ell}(n_{\ell})$ with $n_i\in \mathbb{N}$ or $h_1(p_1)+\cdots+h_{\ell}(p_{\ell})$ with $p_i$ prime, where $h_i\in \mathbb{Z}[x]$ lie in in the classes of so-called intersective and $\mathcal{P}$-intersective polynomials, respectively. For example, we show that a subset of $\{1,2,\dots,N\}$ free of nonzero differences of the form $n^j+m^k$ for fixed $j,k\in \mathbb{N}$ has density at most $e^{-(\log N)^μ}$ for some $μ=μ(j,k)>0$. Our results, obtained by adapting two Fourier analytic, circle method-driven strategies, either recover or improve upon all previous results for a single polynomial. UPDATE: While the results and proofs in this preprint are correct, the main result (Theorem 1.1) has been superseded prior to publication by a new paper ( https://arxiv.org/abs/1612.01760 ) that provides better results with considerably less technicality, to which the interested reader should refer.

math.NT↗

Polynomials and Primes in Generalized Arithmetic Progressions (Revised Version)

We provide upper bounds on the density of a symmetric generalized arithmetic progression lacking nonzero elements of the form h(n) for natural numbers n, or h(p) with p prime, for appropriate polynomials h with integer coefficients. The prime variant can be interpreted as a multi-dimensional, polynomial extension of Linnik's Theorem. This version is a revision of the published version. Most notably, the properness hypotheses have been removed from Theorems 2 and 3, and the numerology in Theorem 2 has been improved.

math.NT↗

Sarkozy's Theorem for P-Intersective Polynomials

We define a necessary and sufficient condition on a polynomial $h\in \mathbb{Z}[x]$ to guarantee that every set of natural numbers of positive upper density contains a nonzero difference of the form $h(p)$ for some prime $p$. Moreover, we establish a quantitative estimate on the size of the largest subset of ${1,2,\dots,N}$ which lacks the desired arithmetic structure, showing that if deg$(h)=k$, then the density of such a set is at most a constant times $(\log N)^{-c}$ for any $c<1/(2k-2)$. We also discuss how an improved version of this result for $k=2$ and a relative version in the primes can be obtained with some additional known methods.

math.CA↗

A Quantitative Result on Diophantine Approximation for Intersective Polynomials

In this short note, we closely follow the approach of Green and Tao to extend the best known bound for recurrence modulo 1 from squares to the largest possible class of polynomials. The paper concludes with a brief discussion of a consequence of this result for polynomials structures in sumsets and limitations of the method.

math.NT↗

Computation on Elliptic Curves with Complex Multiplication

We give the complete list of possible torsion subgroups of elliptic curves with complex multiplication over number fields of degree 1-13. Additionally we describe the algorithm used to compute these torsion subgroups and its implementation.

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Polynomial Differences in the Primes

We establish, utilizing the Hardy-Littlewood Circle Method, an asymptotic formula for the number of pairs of primes whose differences lie in the image of a fixed polynomial. We also include a generalization of this result where differences are replaced with any integer linear combination of two primes.

math.NT↗