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Alex Shpenev

Publications and source records attributed to Alex Shpenev.

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Learning from diversity: jati fractionalization, social expectations and improved sanitation practices in India

Prevalence of open defecation is associated with adverse health effects, detrimental not only for the individual but also the community. Therefore, neighborhood characteristics can influence collective progressive behavior such as improved sanitation practices. This paper uses primary data collected from rural and urban areas of Bihar to study the relationship between jati (sub-castes) level fractionalization within the community and toilet ownership and its usage for defecation. The findings indicate a diversity dividend wherein jati fractionalization is found to improve toilet ownership and usage significantly. While exploring the channels, we find social expectations to play an important role, where individuals from diverse communities tend to believe that there is a higher prevalence of toilet usage within the community. To assess the reasons for the existence of these social expectations, we use data from an egocentric network survey on a sub-sample of the households. The findings reveal that in fractionalized communities, the neighbors with whom our respondents interacted are more likely to be from different jatis. They are also more likely to use toilets and approve of its usage due to health reasons. Discussions about toilets are more common among neighbors from fractionalized communities, which underscore the discernible role of social learning. The inferences drawn from the paper have significant implications for community level behavioral change interventions that aim at reducing open defecation.

econ.GN

Shifting Beliefs Changing Behavior: Experimental Evidence on Sanitation from India

Open defecation, which is linked to poor health outcomes and lower cognitive ability has been widespread in India. Improved sanitation practice generates local health externalities, which implies that the returns to private toilet usage depend on community wide compliance. Therefore, beliefs about others toilet usage behavior may influence both sanitation choices and the perceived value of residing in areas with lower prevalence of open defecation. This paper evaluates a randomized, intervention in peri-urban Tamil Nadu designed to shift social expectations regarding sanitation practice. The intervention combines descriptive norm messaging, community engagement, and information provision to increase perceived prevalence and approval of toilet usage. The findings indicate a significant increase in toilet access in the intervention areas by 8 percentage points and consistent toilet usage by 6 to 7 percentage points relative to control areas. The effects are robust to potential bias due to disruption due to local socio-political protest and the COVID 19 pandemic during the study period. We also find significant increase in empirical expectations (beliefs about the prevalence of toilet usage) and normative expectations (beliefs about its approval). Mediation analysis indicates that the improvement in toilet access and usage is substantially driven by changes in these social expectations. We further observe significant increase in the willingness to pay among respondents for residing in open defecation free surroundings, suggestive of an increased perceived valuation of cleaner sanitation environments because of the intervention. The findings underscore the need for norm-centric interventions to propel change in beliefs and achieve long-term and sustainable sanitation behavior.

econ.GN