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Alexander V. Sobolev

Publications and source records attributed to Alexander V. Sobolev.

At least 19 recordsLinked to original sources

Eigenvalue asymptotics for the one-particle density matrix and one-particle kinetic energy density operator

Let $ψ({\mathbf x})$, ${\mathbf x} \in{\mathbb R}^{3N}$, be an eigenfunction of the $N$-particle atomic Schrödinger operator. We consider the one-particle density matrix $γ(x, y)$ and one-particle kinetic energy density $\varkappa(x, y)$, $x, y\in {\mathbb R}^3$, associated with the eigenfunction $ψ$. Both functions play a central role in quantum chemistry computations of atomic and molecular bound states: the knowledge of the eigenvalue behaviour of the integral operators ${\sfΓ}$ and ${\sf{K}}$ with kernels $γ(x, y)$ and $\varkappa(x, y)$ serves to estimate the errors due to finite-dimensional approximations. We find the following asymptotic formulas for their eigenvalues $λ_k({\sfΓ})>0$ and $λ_k({\sf{K}})>0$: \[ \lim_{k\to \infty} k^{\frac{8}{3}} \,λ_k({\sfΓ}) = A^{\frac{8}{3}},\quad \lim_{k\to \infty} k^2\,λ_k({\sf{K}}) = B^2, \] where $A$ and $B$ are non-negative constants given explicitly in terms of the eigenfunction $ψ$. These asymptotics are determined by the singularities of the function $ψ$ at pair coalescence points of the particles. To identify and isolate these singularities we use some recent regularity results for $ψ$. At the last step we apply Birman-Solomyak spectral asymptotics results for pseudodifferential operators with homogeneous symbols. In the special case where the eigenfunction $ψ$ is totally antisymmetric, it exhibits enhanced regularity, which leads to a faster decay of the eigenvalues $λ_k(\sfΓ)$ and $λ_k(\sf{K})$. The asymptotic formulas take the form \[ \lim_{k\to \infty} k^{\frac{10}{3}} \,λ_k({\sfΓ}) = \big(A_{asym}\big)^{\frac{10}{3}},\quad \lim_{k\to \infty} k^{\frac{8}{3}} \,λ_k({\sf K}) = \big(B_{asym}\big)^{\frac{8}{3}}, \] where $A_{asym}$ and $B_{asym}$ are non-negative constants given explicitly in terms of the gradient of $ψ$.

math-ph↗

Spectral asymptotics of pseudodifferential operators with discontinuous symbols

We study discrete spectrum of self-adjoint Weyl pseudodifferential operators with discontinuous symbols of the form $1_Ωϕ$ where $1_Ω$ is the indicator of a domain in $Ω\subset\mathbb R^2$, and $ϕ\in C^\infty_0(\mathbb R^2)$ is a real-valued function. It was known that in general, the singular values $s_k$ of such an operator satisfy the bound $s_k = O(k^{-3/4})$, $k = 1, 2, \dots$. We show that if $Ω$ is a polygon, the singular values decrease as $O(k^{-1}\log k)$. In the case where $Ω$ is a sector, we obtain an asymptotic formula which confirms the sharpness of the above bound. Our main technical tool is the reduction to another symbol that we call \textit{dual}, which is automatically smooth. To analyse the dual symbol we find new bounds for singular values of pseudodifferential operators with smooth symbols in $L^2(\mathbb R^d)$ for arbitrary dimension $d\ge 1$.

math.AP↗

Eigenvalue estimates for the Coulombic one-particle density matrix and the kinetic energy density matrix

Consider a bound state (an eigenfunction) $ψ$ of an atom with $N$ electrons. We study the spectra of the one-particle density matrix $γ$ and of the one-particle kinetic energy density matrix $τ$ associated with $ψ$. The paper contains two results. First, we obtain the bounds $λ_k(γ)\le C_1 k^{-8/3}$ and $λ_k(τ)\le C_2 k^{-2}$ with some positive constants $C_1, C_2$ that depend explicitly on the eigenfunction $ψ$. The sharpness of these bounds is confirmed by the asymptotic results obtained by the author in earlier papers. The advantage of these bounds over the ones derived by the author previously, is their explicit dependence on the eigenfunction. Moreover, their new proofs are more elementary and direct. The second result is new and it pertains to the case where the eigenfunction $ψ$ vanishes at the particle coalescence points. In particular, this is true for totally antisymmetric $ψ$. In this case the eigenfunction $ψ$ exhibits enhanced regularity at the coalescence points which leads to the faster decay of the eigenvalues: $λ_k(γ)\le C_3 k^{-10/3}$ and $λ_k(τ)\le C_4 k^{-8/3}$. The proofs rely on the estimates for the derivatives of the eigenfunction $ψ$ that depend explicitly on the distance to the coalescence points. Some of these estimates are borrowed directly from, and some are derived using the methods of a recent paper by S. Fournais and T. Ø. Sørensen.

math.SP↗

The Fermionic Entanglement Entropy and Area Law for the Relativistic Dirac Vacuum State

We consider the fermionic entanglement entropy for the free Dirac field in a bounded spatial region of Minkowski spacetime. In order to make the system ultraviolet finite, a regularization is introduced. An area law is proven in the limiting cases where the volume tends to infinity and/or the regularization length tends to zero. The technical core of the paper is to generalize a theorem of Harold Widom to pseudo-differential operators whose principal symbols develop a specific discontinuity at a single point.

math-ph↗

Rényi entropies of the free Fermi gas in multi-dimensional space at high temperature

We study the local and (bipartite) entanglement Rényi entropies of the free Fermi gas in multi-dimensional Euclidean space $\mathbb{R}^d$ in thermal equilibrium. We prove positivity of the entanglement entropies with Rényi index $γ\leq1$ for all temperatures $T>0$. Furthermore, for general $γ>0$ we establish the asymptotics of the entropies for large $T$ and large scaling parameter $α>0$ for two different regimes $-$ for fixed chemical potential $μ\in\mathbb{R}$ and also for fixed particle density $ρ>0$. In particular, we thereby provide the last remaining building block for a complete proof of our low- and high-temperature results presented (for $γ=1$) in J. Phys. A: Math. Theor. $\textbf{49}$, 30LT04 (2016) [Corrigendum: $\textbf{50}$, 129501 (2017)], but being supported there only by the basic proof ideas.

math-ph↗

Asymptotic growth of the local ground-state entropy of the ideal Fermi gas in a constant magnetic field

We consider the ideal Fermi gas of indistinguishable particles without spin but with electric charge, confined to a Euclidean plane $\mathbb R^2$ perpendicular to an external constant magnetic field of strength $B>0$. We assume this (infinite) quantum gas to be in thermal equilibrium at zero temperature, that is, in its ground state with chemical potential $μ\ge B$ (in suitable physical units). For this (pure) state we define its local entropy $S(Λ)$ associated with a bounded (sub)region $Λ\subset \mathbb R^2$ as the von Neumann entropy of the (mixed) local substate obtained by reducing the infinite-area ground state to this region $Λ$ of finite area $|Λ|$. In this setting we prove that the leading asymptotic growth of $S(LΛ)$, as the dimensionless scaling parameter $L>0$ tends to infinity, has the form $L\sqrt{B}|\partialΛ|$ up to a precisely given (positive multiplicative) coefficient which is independent of $Λ$ and dependent on $B$ and $μ$ only through the integer part of $(μ/B-1)/2$. Here we have assumed the boundary curve $\partialΛ$ of $Λ$ to be sufficiently smooth which, in particular, ensures that its arc length $|\partialΛ|$ is well-defined. This result is in agreement with a so-called area-law scaling (for two spatial dimensions). It contrasts the zero-field case $B=0$, where an additional logarithmic factor $\ln(L)$ is known to be present. We also have a similar result, with a slightly more explicit coefficient, for the simpler situation where the underlying single-particle Hamiltonian, known as the Landau Hamiltonian, is restricted from its natural Hilbert space $\text L^2(\mathbb R^2)$ to the eigenspace of a single but arbitrary Landau level. Both results extend to the whole one-parameter family of quantum Rényi entropies.

math-ph↗

Eigenvalue asymptotics for the one-particle kinetic energy density operator

The kinetic energy of a multi-particle system is described by the one-particle kinetic energy density matrix $τ(x, y)$. Alongside the one-particle density matrix $γ(x, y)$, it is one of the key objects in the quantum-mechanical approximation schemes. We prove the asymptotic formula $λ_k \sim (Bk)^{-2}$, $B \ge 0$, as $k\to\infty$, for the eigenvalues $λ_k$ of the self-adjoint operator $\boldsymbol{\sf T}\ge 0$ with kernel $τ(x, y)$.

math-ph↗

Eigenvalue asymptotics for the one-particle density matrix

The one-particle density matrix $γ(x, y)$ for a bound state of an atom or molecule is one of the key objects in the quantum-mechanical approximation schemes. We prove the asymptotic formula $λ_k \sim (Ak)^{-8/3}$, $A \ge 0$, as $k\to\infty$, for the eigenvalues $λ_k$ of the self-adjoint operator $\boldsymbolΓ\ge 0$ with kernel $γ(x, y)$.

math-ph↗

Multichannel scattering theory for Toeplitz operators with piecewise continuous symbols

Self-adjoint Toeplitz operators have purely absolutely continuous spectrum. For Toeplitz operators $T$ with piecewise continuous symbols, we suggest a further spectral classification determined by propagation properties of the operator $T$, that is, by the behavior of $\exp(-iTt) f$ for $t\to\pm\infty$. It turns out that the spectrum is naturally partitioned into three disjoint subsets: thick, thin and mixed spectra. On the thick spectrum, the propagation properties are modeled by the continuous part of the symbol, whereas on the thin spectrum, the model operator is determined by the jumps of the symbol. On the mixed spectrum, these two types of the asymptotic evolution of $\exp(-iTt) f$ coexist. This classification is justified in the framework of scattering theory. We prove the existence of wave operators that relate the model operators with the Toeplitz operator $T$. The ranges of these wave operators are pairwise orthogonal, and their orthogonal sum exhausts the whole space, i.e., the set of these wave operators is asymptotically complete.

math.SP↗

On spectral analysis of self-adjoint Toeplitz operators

The paper pursues three objectives. Firstly, we provide an expanded version of spectral analysis of self-adjoint Toeplitz operators, initially built by M. Rosenblum in the 1960's. We offer some improvements to Rosenblum's approach: for instance, our proof of the absolute continuity, relying on a weak version of the limiting absorption principle, is more direct. Secondly, we study in detail Toeplitz operators with finite spectral multiplicity. In particular, we introduce generalized eigenfunctions and investigate their properties. Thirdly, we develop a more detailed spectral analysis for piecewise continuous symbols. This is necessary for construction of scattering theory for Toeplitz operators with such symbols.

math.SP↗

On the Szegő formulas for truncated Wiener-Hopf operators

We consider functions of multi-dimensional versions of truncated Wiener--Hopf operators with smooth symbols, and study the scaling asymptotics of their traces. The obtained results extend the asymptotic formulas obtained by H. Widom in the 1980's to non-smooth functions, and non-smooth truncation domains. The obtained asymptotic formulas are used to analyse the scaling limit of the spatially bipartite entanglement entropy of thermal equilibrium states of non-interacting fermions at positive temperature.

math.SP↗

Quasi-classical asymptotics for functions of Wiener-Hopf operators: smooth vs non-smooth symbols

We consider functions of Wiener--Hopf type operators on the Hilbert space $L^2(\mathbb R^d)$. It has been known for a long time that the quasi-classical asymptotics for traces of resulting operators strongly depend on the smoothness of the symbol: for smooth symbols the expansion is power-like, whereas discontinuous symbols (e.g. indicator functions) produce an extra logarithmic factor. We investigate the transition regime by studying symbols depending on an extra parameter $T\ge 0$ in such a way that the symbol tends to a discontinuous one as $T\to 0$. The main result is two-parameter asymptotics (in the quasi-classical parameter and in $T$), describing a transition from the smooth case to the discontinuous one. The obtained asymptotic formulas are used to analyse the low-temperature scaling limit of the spatially bipartite entanglement entropy of thermal equilibrium states of non-interacting fermions.

math.SP↗

Formulas of Szegő type for the periodic Schrödinger operator

We prove asymptotic formulas of Szegő type for the periodic Schrödinger operator $H=-\frac{d^2}{dx^2}+V$ in dimension one. Admitting fairly general functions $h$ with $h(0)=0$, we study the trace of the operator $h(χ_{(-α,α)}χ_{(-\infty,μ)}(H)χ_{(-α,α)})$ and link its subleading behaviour as $α\to\infty$ to the position of the spectral parameter $μ$ relative to the spectrum of $H$.

math.SP↗

Extreme eigenvalues of an integral operator

We study the family of compact operators $B_α = V A_α V$, $α>0$ in $L^2(\mathbb R^d)$, $d\ge 1$, where $A_α$ is the pseudo-differential operator with symbol $a_α(\boldsymbolξ) = a(α\boldsymbolξ)$, and both functions $a$ and $V$ are real-valued and decay at infinity. We assume that $a$ and $V$ attain their maximal values $A_0>0$, $V_0>0$, only at $\boldsymbolξ= \mathbf 0$ and $\mathbf x = \mathbf 0$. We also assume that a(\boldsymbolξ) = &\ A_0 - Ψ_γ(\boldsymbolξ) + o(|\boldsymbolξ|^γ),\ |\boldsymbolξ|\to 0, V(\mathbf x) = &\ V_0 - Φ_β(\mathbf x) + o(|\mathbf x|^β),\ |\mathbf x|\to 0, with some functions $Ψ_γ(\boldsymbolξ)>0$, $\boldsymbolξ\not =\mathbf 0$ and $Φ_β(\mathbf x) >0$, $\mathbf x\not = \mathbf 0$ that are homogeneous of degree $γ>0$ and $β>0$ respectively. The main result is the following asymptotic formula for the eigenvalues $λ_α^{(n)}$ of the operator $B_α$ (arranged in descending order counting multiplicity) for fixed $n$ and $α\to 0$: λ_α^{(n)} = A_0V_0^2 - μ^{(n)} α^σ + o(α^σ), α\to 0, where $σ^{-1} = γ^{-1}+ β^{-1}$, and $μ^{(n)}$ are the eigenvalues (arranged in ascending order counting multiplicity) of the model operator $T$ with symbol $V_0^2Ψ_γ(\boldsymbolξ) + 2A_0 V_0 Φ_β(\mathbf x)$.

math.SP↗

Large-scale behaviour of local and entanglement entropy of the free Fermi gas at any temperature

The leading asymptotic large-scale behaviour of the spatially bipartite entanglement entropy (EE) of the free Fermi gas infinitely extended in multidimensional Euclidean space at zero absolute temperature, T=0, is by now well understood. Here, we present and discuss the first rigorous results for the corresponding EE of thermal equilibrium states at T>0. The leading large-scale term of this thermal EE turns out to be twice the first-order finite-size correction to the infinite-volume thermal entropy (density). Not surprisingly, this correction is just the thermal entropy on the interface of the bipartition. However, it is given by a rather complicated integral derived from a semiclassical trace formula for a certain operator on the underlying one-particle Hilbert space. But in the zero-temperature limit the leading large-scale term of the thermal EE considerably simplifies and displays a ln(1/T)-singularity which one may identify with the known logarithmic enhancement at T=0 of the so-called area-law scaling.

quant-ph↗