arXiv subjects

Alexander Westphal

Publications and source records attributed to Alexander Westphal.

At least 37 records · Page 2Linked to original sources

arXiv2022

Thraxions: Towards Full String Models

We elucidate various aspects of the physics of thraxions, ultra-light axions arising at Klebanov-Strassler multi-throats in the compactification space of IIB superstring theory. We study the combined stabilization of Kähler moduli and thraxions, showing that under reasonable assumptions, one can solve the combined problem both in a KKLT and a LVS setup. We find that for non-minimal multi-throats, the thraxion mass squared is three-times suppressed by the throat warp factor. However, the minimal case of a double-throat can preserve the six-times suppression as originally found. We also discuss the backreaction of a non-vanishing thraxion vacuum expectation value on the geometry, showing that it induces a breaking of the imaginary self-duality condition for $3$-form fluxes. This in turn breaks the Calabi-Yau structure to a complex manifold one. Finally, we extensively search for global models which can accommodate the presence of multiple thraxions within the database of Complete Intersection Calabi-Yau orientifolds. We find that each multi-throat system holds a single thraxion. We further point out difficulties in constructing a full-fledged global model, due to the generic presence of frozen-conifold singularities in a Calabi-Yau orientifold. For this reason, we propose a new database (https://www.desy.de/~westphal/orientifold_webpage/cicy_thraxions.html) of CICY orientifolds that do not have frozen conifolds but that admit thraxions.

hep-th↗

arXiv2021

Double Monodromy Inflation: A Gravity Waves Factory for CMB-S4, LiteBIRD and LISA

We consider a short rollercoaster cosmology based on two stages of monodromy inflation separated by a stage of matter domination, generated after the early inflaton falls out of slow roll. If the first stage is controlled by a flat potential, $V \sim ϕ^p$ with $p < 1$ and lasts ${\cal N} \sim 30 - 40$ efolds, the scalar and tensor perturbations at the largest scales will fit the CMB perfectly, and produce relic gravity waves with $0.02 \lesssim r \lesssim 0.06$, which can be tested by LiteBIRD and CMB-S4 experiments. If in addition the first inflaton is strongly coupled to a hidden sector $U(1)$, there will be an enhanced production of vector fluctuations near the end of the first stage of inflation. These modes convert rapidly to tensors during the short epoch of matter domination, and then get pushed to superhorizon scales by the second stage of inflation, lasting another $20-30$ efolds. This band of gravity waves is chiral, arrives today with wavelengths in the range of $10^8$ km, and with amplitudes greatly enhanced compared to the long wavelength CMB modes by vector sources. It is therefore accessible to LISA. Thus our model presents a rare early universe theory predicting several simultaneous signals testable by a broad range of gravity wave searches in the very near future.

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arXiv2021

Gopakumar-Vafa Hierarchies in Winding Inflation and Uplifts

We propose a combined mechanism to realize both winding inflation and de Sitter uplifts. We realize the necessary structure of competing terms in the scalar potential not via tuning the vacuum expectation values of the complex structure moduli, but by a hierarchy of the Gopakumar-Vafa invariants of the underlying Calabi-Yau threefold. To show that Calabi-Yau threefolds with the prescribed hierarchy actually exist, we explicitly create a database of all the genus $0$ Gopakumar-Vafa invariants up to total degree $10$ for all the complete intersection Calabi-Yau's up to Picard number $9$. As a side product, we also identify all the redundancies present in the CICY list, up to Picard number $13$. Both databases can be accessed at this link: https://www.desy.de/~westphal/GV_CICY_webpage/GVInvariants.html .

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arXiv2021

Harmonic Hybrid Inflation

We present a mechanism for realizing hybrid inflation using two axion fields with a purely non-perturbatively generated scalar potential. The structure of scalar potential is highly constrained by the discrete shift symmetries of the axions. We show that harmonic hybrid inflation generates observationally viable slow-roll inflation for a wide range of initial conditions. This is possible while accommodating certain UV arguments favoring constraints $f\lesssim M_{\rm P}$ and $Δϕ_{60}\lesssim M_{\rm P}$ on the axion periodicity and slow-roll field range, respectively. We discuss controlled $\mathbb{Z}_2$-symmetry breaking of the adjacent axion vacua as a means of avoiding cosmological domain wall problems. Including a minimal form of $\mathbb{Z}_2$-symmetry breaking into the minimally tuned setup leads to a prediction of primordial tensor modes with the tensor-to-scalar ratio in the range $10^{-4}\lesssim r \lesssim 0.01$, directly accessible to upcoming CMB observations. Finally, we outline several avenues towards realizing harmonic hybrid inflation in type IIB string theory.

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arXiv2021

dNNsolve: an efficient NN-based PDE solver

Neural Networks (NNs) can be used to solve Ordinary and Partial Differential Equations (ODEs and PDEs) by redefining the question as an optimization problem. The objective function to be optimized is the sum of the squares of the PDE to be solved and of the initial/boundary conditions. A feed forward NN is trained to minimise this loss function evaluated on a set of collocation points sampled from the domain where the problem is defined. A compact and smooth solution, that only depends on the weights of the trained NN, is then obtained. This approach is often referred to as PINN, from Physics Informed Neural Network~\cite{raissi2017physics_1, raissi2017physics_2}. Despite the success of the PINN approach in solving various classes of PDEs, an implementation of this idea that is capable of solving a large class of ODEs and PDEs with good accuracy and without the need to finely tune the hyperparameters of the network, is not available yet. In this paper, we introduce a new implementation of this concept - called dNNsolve - that makes use of dual Neural Networks to solve ODEs/PDEs. These include: i) sine and sigmoidal activation functions, that provide a more efficient basis to capture both secular and periodic patterns in the solutions; ii) a newly designed architecture, that makes it easy for the the NN to approximate the solution using the basis functions mentioned above. We show that dNNsolve is capable of solving a broad range of ODEs/PDEs in 1, 2 and 3 spacetime dimensions, without the need of hyperparameter fine-tuning.

cs.LG↗

arXiv2020

Resonant backreaction in axion inflation

Axion inflation entails a coupling of the inflaton field to gauge fields through the Chern-Simons term. This results in a strong gauge field production during inflation, which backreacts on the inflaton equation of motion. Here we show that this strongly non-linear system generically experiences a resonant enhancement of the gauge field production, resulting in oscillatory features in the inflaton velocity as well as in the gauge field spectrum. The gauge fields source a strongly enhanced scalar power spectrum at small scales, exceeding previous estimates. For appropriate parameter choices, the collapse of these over-dense regions can lead to a large population of (light) primordial black holes with remarkable phenomenological consequences.

astro-ph.CO↗

arXiv2020

A landscape of orientifold vacua

We present a vast landscape of O3/O7 orientifolds that descends from the famous set of complete intersection Calabi-Yau threefolds (CICY). We give distributions of topological data relevant for phenomenology such as the orientifold-odd Hodge numbers, the D3-tadpole, and multiplicities of O3 and O7-planes. Somewhat surprisingly, almost all of these orientifolds have conifold singularities whose deformation branches are projected out by the orientifolding. However, they can be resolved, so most of the orientifolds actually descend from a much larger and possibly new set of CY threefolds that can be reached from the CICYs via conifold transitions. We observe an interesting class of $\mathcal{N}=1$ geometric transitions involving colliding O-planes. Finally, as an application, we use our dataset to produce examples of orientifolds that satisfy the topological requirements for the existence of ultra-light throat axions (\textit{thraxions}) as proposed in \cite{Hebecker:2018yxs}. The database can be accessed at https://www.desy.de/~westphal/orientifold_webpage/cicy_orientifolds.html

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arXiv2019

Flattened Axion Monodromy Beyond Two Derivatives

We study string inspired two-field models of large-field inflation based on axion monodromy in the presence of an interacting heavier modulus. This class of models has enough structure to approximate at least part of the backreaction effects known in full string theory, such as kinetic mixing with the axion, and flattening of the scalar potential. Yet, it is simple enough to fully describe the structure of higher-point curvature perturbation interactions driven by the adjusting modulus backreaction dynamics. We find that the presence of the heavy modulus can be described via two equivalent effective field theories, both of which can incorporate reductions of the speed of sound. Hence, the presence of heavier moduli in axion monodromy inflation constructions will necessarily generate some amount of non-Gaussianity accompanied by changes to $n_s$ and $r$ beyond what results from just from the well known adiabatic flattening backreaction.

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arXiv2019

A Goldilocks Higgs

The Higgs could couple to a topological 4-form sector which yields a complex vacuum structure. In general such couplings could lead to direct CP violation in the Higgs sector. In many of the Higgs vacua electroweak symmetry is unbroken. In just as many it breaks when the 4-form flux is large enough. For a fixed value of flux, the symmetry breaking vacua have a smaller vacuum energy than the symmetric ones, where the difference is quantized because it is set by the $4$-form flux. This leads to the possibility that there is a value of the 4-form flux for any UV contributions to the Higgs {\it vev} that automatically cancels it down to the right value, $\sim$ TeV, if the 4-form charges are quantized in the units of the electroweak scale. This would still leave the cosmological constant which could be selected anthropically.

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arXiv2019

Thraxions: Ultralight Throat Axions

We argue that a new type of extremely light axion is generically present in the type IIB part of the string theory landscape. Its mass is suppressed by the third power of the warp factor of a strongly warped region (Klebanov-Strassler throat), suggesting the name thraxion. Our observation is based on the generic presence of several throats sharing the same 2-cycle. This cycle shrinks to zero volume at the end of each throat. It is hence trivial in homology and the corresponding $C_2$ axion is massive. However, the mass is warping-suppressed since, if one were to cut off the strongly warped regions, a proper 2-cycle would re-emerge. Since the kinetic term of the axion is dominated in the UV, an even stronger, quadratic mass suppression results. Moreover, if the axion is excited, the angular modes of the throats backreact. This gives our effective $C_2$ axion a finite monodromy and flattens its potential even further. Eventually, the mass turns out to scale as the third power of the warp factor. We briefly discuss possible implications for phenomenology and potential violations of the Weak Gravity Conjecture for axions. Moreover we identify a mechanism for generating super-Planckian axionic field ranges which we call drifting monodromies. However, in the examples we consider, the potential oscillates on sub-Planckian distances in field space, preventing us from building a natural inflation model on the basis of this idea.

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arXiv2019

Primordial Gravitational Waves and the Swampland

The swampland conjectures seek to distinguish effective field theories which can be consistently embedded in a theory of quantum gravity from those which can not (and are hence referred to as being in the swampland). We consider two such conjectures, known as the Swampland Distance and de Sitter Conjectures, showing that taken together they place bounds on the amplitude of primordial gravitational waves generated during single field slow-roll inflation. The bounds depend on two parameters which for reasonable estimates restrict the tensor-to-scalar ratio to be within reach of future surveys.

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arXiv2019

Gaugino condensation and small uplifts in KKLT

In the first part of this note we argue that ten dimensional consistency requirements in the form of a certain tadpole cancellation condition can be satisfied by KKLT type vacua of type IIB string theory. We explain that a new term of non-local nature is generated dynamically once supersymmetry is broken and ensures cancellation of the tadpole. It can be interpreted as the stress caused by the restoring force that the stabilization mechanism exerts on the volume modulus. In the second part, we explain that it is surprisingly difficult to engineer sufficiently long warped throats to prevent decompactification which are also small enough in size to fit into the bulk Calabi-Yau (CY). We give arguments that achieving this with reasonable amount of control may not be possible in generic CY compactifications while CYs with very non-generic geometrical properties might evade our conclusion.

hep-th↗

arXiv2019

Pole N-flation

A second order pole in the scalar kinetic term can lead to a class of inflation models with universal predictions referred to as pole inflation or $α$-attractors. While this kinetic structure is ubiquitous in supergravity effective field theories, realising a consistent UV complete model in e.g. string theory is a non-trivial task. For one, one expects quantum corrections arising in the vicinity of the pole which may spoil the typical attractor dynamics. As a conservative estimate of the range of validity of supergravity models of pole inflation we employ the weak gravity conjecture (WGC). We find that this constrains the accessible part of the inflationary plateau by limiting the decay constant of the axion partner. For the original single complex field models, the WGC does not even allow the inflaton to reach the inflationary plateau region. We analyze if evoking the assistance of $N$ scalar fields from the open string moduli helps addressing these problems. Pole $N$-flation could improve radiative control by reducing the required range of each individual field. However, the WGC bound prohibiting pole inflation for a single such field persists even for a collective motion of $N$ such scalars if we impose the sublattice WGC. Finally, we outline steps towards an embedding of pole N-flation in type IIB string theory on fibred Calabi-Yau manifolds.

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arXiv2019

Inflation as an Information Bottleneck - A strategy for identifying universality classes and making robust predictions

In this work we propose a statistical approach to handling sources of theoretical uncertainty in string theory models of inflation. By viewing a model of inflation as a probabilistic graph, we show that there is an inevitable information bottleneck between the ultraviolet input of the theory and observables, as a simple consequence of the data processing theorem. This information bottleneck can result in strong hierarchies in the sensitivity of observables to the parameters of the underlying model and hence universal predictions with respect to at least some microphysical considerations. We also find other intriguing behaviour, such as sharp transitions in the predictions when certain hyperparameters cross a critical value. We develop a robust numerical approach to studying these behaviours by adapting methods often seen in the context of machine learning. We first test our approach by applying it to well known examples of universality, sharp transitions, and concentration phenomena in random matrix theory. We then apply the method to inflation with axion monodromy. We find universality with respect to a number of model parameters and that consistency with observational constraints implies that with very high probability certain perturbative corrections are non-negligible.

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arXiv2018

Towards de Sitter from 10D

Using a 10D lift of non-perturbative volume stabilization in type IIB string theory we study the limitations for obtaining de Sitter vacua. Based on this we find that the simplest KKLT vacua with a single Kahler modulus stabilized by a gaugino condensate cannot be uplifted to de Sitter. Rather, the uplift flattens out due to stronger backreaction on the volume modulus than has previously been anticipated, resulting in vacua which are meta-stable and SUSY breaking, but that are always AdS. However, we also show that setups such as racetrack stabilization can avoid this issue. In these models it is possible to obtain supersymmetric AdS vacua with a cosmological constant that can be tuned to zero while retaining finite moduli stabilization. In this regime, it seems that de Sitter uplifts are possible with negligible backreaction on the internal volume. We exhibit this behavior also from the 10D perspective.

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arXiv2018

On uplifts by warped anti-D3-branes

In this note we outline the arguments against the ten-dimensional consistency of the simplest types of KKLT de Sitter vacua, as given in arXiv:1707.08678. We comment on parametrization proposals within four-dimensional supergravity and express our disagreement with the recent criticism by the authors of arXiv:1808.09428.

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arXiv2017

Fibre Inflation and $α$-attractors

Fibre inflation is a specific string theory construction based on the Large Volume Scenario that produces an inflationary plateau. We outline its relation to $α$-attractor models for inflation, with the cosmological sector originating from certain string theory corrections leading to $α=2$ and $α=1/2$. Above a certain field range, the steepening effect of higher-order corrections leads first to the breakdown of single-field slow-roll and after that to the onset of 2-field dynamics: the overall volume of the extra dimensions starts to participate in the effective dynamics. Finally, we propose effective supergravity models of fibre inflation based on an ${\overline {D3}}$ uplift term with a nilpotent superfield. Specific moduli dependent $\overline {D3}$ induced geometries lead to cosmological fibre models but have in addition a de Sitter minimum exit. These supergravity models motivated by fibre inflation are relatively simple, stabilize the axions and disentangle the Hubble parameter from supersymmetry breaking.

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arXiv2017

An Etude on Global Vacuum Energy Sequester

Recently two of the authors proposed a mechanism of vacuum energy sequester as a means of protecting the observable cosmological constant from quantum radiative corrections. The original proposal was based on using global Lagrange multipliers, but later a local formulation was provided. Subsequently other interesting claims of a different non-local approach to the cosmological constant problem were made, based again on global Lagrange multipliers. We examine some of these proposals and find their mutual relationship. We explain that the proposals which do not treat the cosmological constant counterterm as a dynamical variable require fine tunings to have acceptable solutions. Furthermore, the counterterm often needs to be retuned at every order in the loop expansion to cancel the radiative corrections to the cosmological constant, just like in standard GR. These observations are an important reminder of just how the proposal of vacuum energy sequester avoids such problems.

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