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Alexei Stepanenko

Publications and source records attributed to Alexei Stepanenko.

7 recordsLinked to original sources

Trustworthy AI in numerics: On verification algorithms for neural network-based PDE solvers

We present new algorithms for a posteriori verification of neural networks (NNs) approximating solutions to PDEs. These verification algorithms compute accurate estimates of $L^p$ norms of NNs and their derivatives. When combined with residual bounds for specific PDEs, the algorithms provide guarantees of $\eps$-accuracy (in a suitable norm) with respect to the true, but unknown, solution of the PDE -- for arbitrary $\eps >0$. In particular, if the NN fails to meet the desired accuracy, our algorithms will detect that and reject it, whereas any NN that passes the verification algorithms is certified to be $\eps$-accurate. This framework enables trustworthy algorithms for NN-based PDE solvers, regardless of how the NN is initially computed. Such a posteriori verification is essential, since a priori error bounds in general cannot guarantee the accuracy of computed solutions, due to algorithmic undecidability of the optimization problems used to train NNs.

math.NA

Adversarial dynamical systems characterize when data-driven learning succeeds or fails

Many systems resist analytical modeling, making data-driven inference of dynamics important. Yet data-driven methods can fail to converge or generalize, leaving open a central question: When can system behavior be learned reliably from data, and when is such learning impossible? We answer this question using adversarial dynamical systems to identify the boundary between accessible and inaccessible regimes. In Koopman operator learning, a leading framework for representing nonlinear dynamics through linear spectral objects, we design optimal data-driven spectral algorithms with convergence and certification guarantees under conditions arising broadly in physical systems. This yields a convergence theory for Koopman-operator approximations and resolves a longstanding open problem in Koopman spectral analysis. Conversely, by constructing adversarial systems, we prove matching impossibility results: without these conditions, no single-sequence limiting procedure can guarantee learning, regardless of data quality. These results sharply characterize when data-driven spectral learning can succeed and when it must fail. We validate the framework on oscillators, chaotic fluid flows and Arctic sea ice concentration forecasting. In the latter, we uncover hidden modes of Arctic sea ice decline, deliver long-range forecasts with geographic error bounds, and outperform state-of-the-art dynamical and deep learning models at substantially lower computational cost, enabling real-time deployment on standard CPUs.

math.DS

Computing scattering resonances of rough obstacles

This paper is concerned with the numerical computation of scattering resonances of the Laplacian for Dirichlet obstacles with rough boundary. We prove that under mild geometric assumptions on the obstacle there exists an algorithm whose output is guaranteed to converge to the set of resonances of the problem. The result is formulated using the framework of Solvability Complexity Indices. The proof is constructive and provides an efficient numerical method. The algorithm is based on a combination of a Glazman decomposition, a polygonal approximation of the obstacle and a finite element method. Our result applies in particular to obstacles with fractal boundary, such as the Koch Snowflake and certain filled Julia sets. Finally, we provide numerical experiments in MATLAB for a range of interesting obstacle domains.

math.NA

Lieb-Thirring and Jensen sums for non-self-adjoint Schr\"odinger operators on the half-line

We prove upper and lower bounds for sums of eigenvalues of Lieb-Thirring type for non-self-adjoint Schr\"odinger operators on the half-line. The upper bounds are established for general classes of integrable potentials and are shown to be optimal in various senses by proving the lower bounds for specific potentials. We consider sums that correspond to both the critical and non-critical cases.

math.SP

Computing eigenvalues of the Laplacian on rough domains

We prove a general Mosco convergence theorem for bounded Euclidean domains satisfying a set of mild geometric hypotheses. For bounded domains, this notion implies norm-resolvent convergence for the Dirichlet Laplacian which in turn ensures spectral convergence. A key element of the proof is the development of a novel, explicit Poincar\'e-type inequality. These results allow us to construct a universal algorithm capable of computing the eigenvalues of the Dirichlet Laplacian on a wide class of rough domains. Many domains with fractal boundaries, such as the Koch snowflake and certain filled Julia sets, are included among this class. Conversely, we construct a counter example showing that there does not exist a universal algorithm of the same type capable of computing the eigenvalues of the Dirichlet Laplacian on an arbitrary bounded domain.

math.AP

Bounds for Schr\"odinger operators on the half-line perturbed by dissipative barriers

We consider Schr\"odinger operators of the form $H_R = - d^2/ d x^2 + q + i \gamma \chi_{[0,R]}$ for large $R>0$, where $q \in L^1(0,\infty)$ and $\gamma > 0$. Bounds for the maximum magnitude of an eigenvalue and for the number of eigenvalues are proved. These bounds complement existing general bounds applied to this system, for sufficiently large $R$.

math.SP

Spectral Inclusion and Pollution for a Class of Dissipative Perturbations

Spectral inclusion and spectral pollution results are proved for sequences of linear operators of the form $T_0 + i \gamma s_n$ on a Hilbert space, where $s_n$ is strongly convergent to the identity operator and $\gamma > 0$. We work in both an abstract setting and a more concrete Sturm-Liouville framework. The results provide rigorous justification for a method of computing eigenvalues in spectral gaps.

math.SP