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Ali Payani

Publications and source records attributed to Ali Payani.

At least 37 records · Page 2Linked to original sources

Balancing Faithfulness and Performance in Reasoning via Multi-Listener Soft Execution

Chain-of-thought (CoT) reasoning sometimes fails to faithfully reflect the true computation of a large language model (LLM), hampering its utility in explaining how LLMs arrive at their answers. Moreover, optimizing for faithfulness and interpretability in reasoning often degrades task performance. To address this tradeoff and improve CoT faithfulness, we propose Reasoning Execution by Multiple Listeners (REMUL), a multi-party reinforcement learning approach. REMUL builds on the hypothesis that reasoning traces which other parties can follow will be more faithful. A speaker model generates a reasoning trace, which is truncated and passed to a pool of listener models who "execute" the trace, continuing the trace to an answer. Speakers are rewarded for producing reasoning that is clear to listeners, with additional correctness regularization via masked supervised finetuning to counter the tradeoff between faithfulness and performance. On multiple reasoning benchmarks (BIG-Bench Extra Hard, MuSR, ZebraLogicBench, and FOLIO), REMUL consistently and substantially improves three measures of faithfulness -- hint attribution, early answering area over the curve (AOC), and mistake injection AOC -- while also improving accuracy. Our analysis finds that these gains are robust across training domains, translate to legibility gains, and are associated with shorter and more direct CoTs.

cs.CL↗

Benchmarking LLMs for Political Science: A United Nations Perspective

Large Language Models (LLMs) have achieved significant advances in natural language processing, yet their potential for high-stake political decision-making remains largely unexplored. This paper addresses the gap by focusing on the application of LLMs to the United Nations (UN) decision-making process, where the stakes are particularly high and political decisions can have far-reaching consequences. We introduce a novel dataset comprising publicly available UN Security Council (UNSC) records from 1994 to 2024, including draft resolutions, voting records, and diplomatic speeches. Using this dataset, we propose the United Nations Benchmark (UNBench), the first comprehensive benchmark designed to evaluate LLMs across four interconnected political science tasks: co-penholder judgment, representative voting simulation, draft adoption prediction, and representative statement generation. These tasks span the three stages of the UN decision-making process--drafting, voting, and discussing--and aim to assess LLMs' ability to understand and simulate political dynamics. Our experimental analysis demonstrates the potential and challenges of applying LLMs in this domain, providing insights into their strengths and limitations in political science. This work contributes to the growing intersection of AI and political science, opening new avenues for research and practical applications in global governance. The UNBench Repository can be accessed at: https://github.com/yueqingliang1/UNBench.

cs.CL↗

SAE-SSV: Supervised Steering in Sparse Representation Spaces for Reliable Control of Language Models

Large language models (LLMs) have demonstrated impressive capabilities in natural language understanding and generation, but controlling their behavior reliably remains challenging, especially in open-ended generation settings. This paper introduces a novel supervised steering approach that operates in sparse, interpretable representation spaces. We employ sparse autoencoders (SAEs) to obtain sparse latent representations that aim to disentangle semantic attributes from model activations. Then we train linear classifiers to identify a small subspace of task-relevant dimensions in latent representations. Finally, we learn supervised steering vectors constrained to this subspace, optimized to align with target behaviors. Experiments across sentiment, truthfulness, and political polarity steering tasks with multiple LLMs demonstrate that our supervised steering vectors achieve higher success rates with minimal degradation in generation quality compared to existing methods. Further analysis reveals that a notably small subspace is sufficient for effective steering, enabling more targeted and interpretable interventions. Our implementation is publicly available at https://github.com/Ineedanamehere/SAE-SSV.

cs.CL↗

Model Editing as a Double-Edged Sword: Steering Agent Ethical Behavior Toward Beneficence or Harm

Agents based on Large Language Models (LLMs) have demonstrated strong capabilities across a wide range of tasks. However, deploying LLM-based agents in high-stakes domains comes with significant safety and ethical risks. Unethical behavior by these agents can directly result in serious real-world consequences, including physical harm and financial loss. To efficiently steer the ethical behavior of agents, we frame agent behavior steering as a model editing task, which we term Behavior Editing. Model editing is an emerging area of research that enables precise and efficient modifications to LLMs while preserving their overall capabilities. To systematically study and evaluate this approach, we introduce BehaviorBench, a multi-tier benchmark grounded in psychological moral theories. This benchmark supports both the evaluation and editing of agent behaviors across a variety of scenarios, with each tier introducing more complex and ambiguous scenarios. We first demonstrate that Behavior Editing can dynamically steer agents toward the target behavior within specific scenarios. Moreover, Behavior Editing enables not only scenario-specific local adjustments but also more extensive shifts in an agent's global moral alignment. We demonstrate that Behavior Editing can be used to promote ethical and benevolent behavior or, conversely, to induce harmful or malicious behavior. Through extensive evaluations of agents built on frontier LLMs, BehaviorBench validates the effectiveness of behavior editing across a wide range of models and scenarios. Our findings offer key insights into a new paradigm for steering agent behavior, highlighting both the promise and perils of Behavior Editing.

cs.CL↗

Towards Strong Certified Defense with Universal Asymmetric Randomization

Randomized smoothing has become essential for achieving certified adversarial robustness in machine learning models. However, current methods primarily use isotropic noise distributions that are uniform across all data dimensions, such as image pixels, limiting the effectiveness of robustness certification by ignoring the heterogeneity of inputs and data dimensions. To address this limitation, we propose UCAN: a novel technique that \underline{U}niversally \underline{C}ertifies adversarial robustness with \underline{A}nisotropic \underline{N}oise. UCAN is designed to enhance any existing randomized smoothing method, transforming it from symmetric (isotropic) to asymmetric (anisotropic) noise distributions, thereby offering a more tailored defense against adversarial attacks. Our theoretical framework is versatile, supporting a wide array of noise distributions for certified robustness in different $\ell_p$-norms and applicable to any arbitrary classifier by guaranteeing the classifier's prediction over perturbed inputs with provable robustness bounds through tailored noise injection. Additionally, we develop a novel framework equipped with three exemplary noise parameter generators (NPGs) to optimally fine-tune the anisotropic noise parameters for different data dimensions, allowing for pursuing different levels of robustness enhancements in practice.Empirical evaluations underscore the significant leap in UCAN's performance over existing state-of-the-art methods, demonstrating up to $182.6\%$ improvement in certified accuracy at large certified radii on MNIST, CIFAR10, and ImageNet datasets.\footnote{Code is anonymously available at \href{https://github.com/youbin2014/UCAN/}{https://github.com/youbin2014/UCAN/}}

cs.LG↗

A Generic Framework for Conformal Fairness

Conformal Prediction (CP) is a popular method for uncertainty quantification with machine learning models. While conformal prediction provides probabilistic guarantees regarding the coverage of the true label, these guarantees are agnostic to the presence of sensitive attributes within the dataset. In this work, we formalize \textit{Conformal Fairness}, a notion of fairness using conformal predictors, and provide a theoretically well-founded algorithm and associated framework to control for the gaps in coverage between different sensitive groups. Our framework leverages the exchangeability assumption (implicit to CP) rather than the typical IID assumption, allowing us to apply the notion of Conformal Fairness to data types and tasks that are not IID, such as graph data. Experiments were conducted on graph and tabular datasets to demonstrate that the algorithm can control fairness-related gaps in addition to coverage aligned with theoretical expectations.

cs.LG↗

Enhancing Long Chain-of-Thought Reasoning through Multi-Path Plan Aggregation

Inference-time scaling enhances the reasoning ability of a language model (LM) by extending its chain-of-thought (CoT). However, existing approaches typically generate the entire reasoning chain in a single forward pass, which often leads to CoT derailment, i.e., the reasoning trajectory drifting off course due to compounding errors. This problem is particularly severe for smaller LMs with long CoTs due to their limited capacity. To address this, we analyze raw long CoTs and uncover a reasoning hierarchy consisting of planning and execution steps. Our analysis reveals that most reasoning errors stem from incorrect planning. Motivated by this observation, we propose Multi-Path Plan Aggregation (MPPA), a framework that augments single-pass reasoning with plan exploration and aggregation. Following a variable interval schedule based on the token position, MPPA generates multiple candidate plans and aggregates them into a refined planning step. To maintain efficiency, we adopt a minimal design in which the base LM serves as the primary policy, while a lightweight LoRA module implements the plan aggregation policy. We further observe that outcome-reward RL is inefficient for long trajectories (e.g., exceeding 4K tokens). To overcome this, we introduce online Step-DPO, a process-level preference optimization scheme that leverages Twisted Sequential Monte Carlo (TSMC) to provide scalable stepwise supervision using small LMs. This yields more efficient training, improved stability, and higher accuracy. Extensive experiments on challenging math, science, and logical reasoning benchmarks demonstrate that, with only 10% SFT data and 5% of preference pairs, our method outperforms both the DeepSeek-R1 distillation baseline and the outcome-reward RL baseline across multiple base models and tasks.

cs.CL↗

\textsc{GUI-Spotlight}: Adaptive Iterative Focus Refinement for Enhanced GUI Visual Grounding

Multimodal large language models (MLLMs) have markedly expanded the competence of graphical user-interface (GUI) systems, propelling them beyond controlled simulations into complex, real-world environments across diverse platforms. However, practical usefulness is still bounded by the reliability of visual grounding, i.e., mapping textual references to exact on-screen elements. This limitation prevents the system from accurately performing pointer-level actions such as clicking or dragging. To address it, we introduce GUI-Spotlight -- a model trained for image-grounded reasoning that dynamically invokes multiple specialized tools to iteratively narrow its focus to the relevant region of the screen, thereby substantially improving visual grounding accuracy. On the ScreenSpot-Pro benchmark, GUI-Spotlight trained with only 18.5K training samples achieves 52.8\% accuracy, surpassing V2P-7B (50.6\% with 9.6M training samples) and GTA-1-7B (50.1\% with 1.56M training samples).

cs.CV↗

Large Vision-Language Model Alignment and Misalignment: A Survey Through the Lens of Explainability

Large Vision-Language Models (LVLMs) have demonstrated remarkable capabilities in processing both visual and textual information. However, the critical challenge of alignment between visual and textual representations is not fully understood. This survey presents a comprehensive examination of alignment and misalignment in LVLMs through an explainability lens. We first examine the fundamentals of alignment, exploring its representational and behavioral aspects, training methodologies, and theoretical foundations. We then analyze misalignment phenomena across three semantic levels: object, attribute, and relational misalignment. Our investigation reveals that misalignment emerges from challenges at multiple levels: the data level, the model level, and the inference level. We provide a comprehensive review of existing mitigation strategies, categorizing them into parameter-frozen and parameter-tuning approaches. Finally, we outline promising future research directions, emphasizing the need for standardized evaluation protocols and in-depth explainability studies.

cs.CV↗

How Can Input Reformulation Improve Tool Usage Accuracy in a Complex Dynamic Environment? A Study on $τ$-bench

Recent advances in reasoning and planning capabilities of large language models (LLMs) have enabled their potential as autonomous agents capable of tool use in dynamic environments. However, in multi-turn conversational environments like $τ$-bench, these agents often struggle with consistent reasoning, adherence to domain-specific policies, and extracting correct information over a long horizon of tool-calls and conversation. To capture and mitigate these failures, we conduct a comprehensive manual analysis of the common errors occurring in the conversation trajectories. We then experiment with reformulations of inputs to the tool-calling agent for improvement in agent decision making. Finally, we propose the Input-Reformulation Multi-Agent (IRMA) framework, which automatically reformulates user queries augmented with relevant domain rules and tool suggestions for the tool-calling agent to focus on. The results show that IRMA significantly outperforms ReAct, Function Calling, and Self-Reflection by 16.1%, 12.7%, and 19.1%, respectively, in overall pass^5 scores. These findings highlight the superior reliability and consistency of IRMA compared to other methods in dynamic environments.

cs.CL↗

Deliberate Reasoning in Language Models as Structure-Aware Planning with an Accurate World Model

Enhancing the reasoning capabilities of language models (LMs) remains a key challenge, especially for tasks that require complex, multi-step decision-making where existing Chain-of-Thought (CoT) approaches struggle with consistency and verification. In this paper, we propose a novel reasoning framework, referred to as Structure-aware Planning with an Accurate World Model (SWAP), that integrates structured knowledge representation with learned planning. Unlike prior methods that rely purely on natural language reasoning, SWAP leverages entailment graphs to encode structured dependencies and enable symbolic verification of intermediate steps. To systematically construct and update the graph, SWAP employs a policy model to propose candidate expansions and a world model to predict structural updates. To improve accuracy, the world model generates multiple alternative updates, and a discriminator re-ranks them based on plausibility. To encourage diverse exploration, we introduce Diversity-based Modelling (DM), which samples candidates from the remaining probability mass after removing previously sampled candidates from the original policy distribution. Additionally, SWAP improves the discrimination accuracy through Contrastive Ranking (CR), which directly compares candidates within prompts and incorporates meta-knowledge to improve ranking quality. We evaluate SWAP across diverse reasoning-intensive benchmarks including math reasoning, logical reasoning, and coding tasks. Extensive experiments demonstrate that SWAP significantly improves upon the base models and consistently outperforms existing reasoning methods.

cs.CL↗

AALC: Large Language Model Efficient Reasoning via Adaptive Accuracy-Length Control

Large reasoning models (LRMs) achieve impressive reasoning capabilities by generating lengthy chain-of-thoughts, but this "overthinking" incurs high latency and cost without commensurate accuracy gains. In this work, we introduce AALC, a lightweight, accuracy-aware length reward integrated into reinforcement learning that dynamically balances correctness and brevity during training. By incorporating validation accuracy into the reward and employing a smooth, dynamically scheduled length penalty, AALC delays length penalty until target performance is met. Through extensive experiments across standard and out-of-distribution math benchmarks, we show that our approach reduces response length by over 50% while maintaining or even improving the original accuracy. Furthermore, qualitative analysis reveals that our method curbs redundant reasoning patterns such as excessive subgoal setting and verification, leading to structurally refined outputs rather than naive truncation. We also identify that efficiency gains are accompanied by reduced interpretability: models trained with AALC omit some narrative framing and explanatory context. These findings highlight the potential of reward-based strategies to guide LRMs toward more efficient, generalizable reasoning paths.

cs.CL↗

Effective Training Data Synthesis for Improving MLLM Chart Understanding

Being able to effectively read scientific plots, or chart understanding, is a central part toward building effective agents for science. However, existing multimodal large language models (MLLMs), especially open-source ones, are still falling behind with a typical success rate of 30%-50% on challenging benchmarks. Previous studies on fine-tuning MLLMs with synthetic charts are often restricted by their inadequate similarity to the real charts, which could compromise model training and performance on complex real-world charts. In this study, we show that modularizing chart generation and diversifying visual details improves chart understanding capabilities. In particular, we design a five-step data synthesis pipeline, where we separate data and function creation for single plot generation, condition the generation of later subplots on earlier ones for multi-subplot figures, visually diversify the generated figures, filter out low quality data, and finally generate the question-answer (QA) pairs with GPT-4o. This approach allows us to streamline the generation of fine-tuning datasets and introduce the effective chart dataset (ECD), which contains 10k+ chart images and 300k+ QA pairs, covering 25 topics and featuring 250+ chart type combinations with high visual complexity. We show that ECD consistently improves the performance of various MLLMs on a range of real-world and synthetic test sets. Code, data and models are available at: https://github.com/yuweiyang-anu/ECD.

cs.CV↗

Command-V: Pasting LLM Behaviors via Activation Profiles

Retrofitting large language models (LLMs) with new behaviors typically requires full finetuning or distillation-costly steps that must be repeated for every architecture. In this work, we introduce Command-V, a backpropagation-free behavior transfer method that copies an existing residual activation adapter from a donor model and pastes its effect into a recipient model. Command-V profiles layer activations on a small prompt set, derives linear converters between corresponding layers, and applies the donor intervention in the recipient's activation space. This process does not require access to the original training data and needs minimal compute. In three case studies-safety-refusal enhancement, jailbreak facilitation, and automatic chain-of-thought reasoning--Command-V matches or exceeds the performance of direct finetuning while using orders of magnitude less compute. Our code and data are accessible at https://github.com/GithuBarry/Command-V/.

cs.LG↗

MDBench: A Synthetic Multi-Document Reasoning Benchmark Generated with Knowledge Guidance

Natural language processing evaluation has made significant progress, largely driven by the proliferation of powerful large language mod-els (LLMs). New evaluation benchmarks are of increasing priority as the reasoning capabilities of LLMs are expanding at a rapid pace. In particular, while multi-document (MD) reasoning is an area of extreme relevance given LLM capabilities in handling longer-context inputs, few benchmarks exist to rigorously examine model behavior in this setting. Moreover, the multi-document setting is historically challenging for benchmark creation due to the expensive cost of annotating long inputs. In this work, we introduce MDBench, a new dataset for evaluating LLMs on the task of multi-document reasoning. Notably, MDBench is created through a novel synthetic generation process, allowing us to controllably and efficiently generate challenging document sets and the corresponding question-answer (QA) examples. Our novel technique operates on condensed structured seed knowledge, modifying it through LLM-assisted edits to induce MD-specific reasoning challenges. We then convert this structured knowledge into a natural text surface form, generating a document set and corresponding QA example. We analyze the behavior of popular LLMs and prompting techniques, finding that MDBENCH poses significant challenges for all methods, even with relatively short document sets. We also see our knowledge-guided generation technique (1) allows us to readily perform targeted analysis of MD-specific reasoning capabilities and (2) can be adapted quickly to account for new challenges and future modeling improvements.

cs.CL↗

Friends in Unexpected Places: Enhancing Local Fairness in Federated Learning through Clustering

Federated Learning (FL) has been a pivotal paradigm for collaborative training of machine learning models across distributed datasets. In heterogeneous settings, it has been observed that a single shared FL model can lead to low local accuracy, motivating personalized FL algorithms. In parallel, fair FL algorithms have been proposed to enforce group fairness on the global models. Again, in heterogeneous settings, global and local fairness do not necessarily align, motivating the recent literature on locally fair FL. In this paper, we propose new FL algorithms for heterogeneous settings, spanning the space between personalized and locally fair FL. Building on existing clustering-based personalized FL methods, we incorporate a new fairness metric into cluster assignment, enabling a tunable balance between local accuracy and fairness. Our methods match or exceed the performance of existing locally fair FL approaches, without explicit fairness intervention. We further demonstrate (numerically and analytically) that personalization alone can improve local fairness and that our methods exploit this alignment when present.

cs.LG↗

Bootstrapping LLM Robustness for VLM Safety via Reducing the Pretraining Modality Gap

Ensuring Vision-Language Models (VLMs) generate safe outputs is crucial for their reliable deployment. However, LVLMs suffer from drastic safety degradation compared to their LLM backbone. Even blank or irrelevant images can trigger LVLMs to generate harmful responses to prompts that would otherwise be refused in text-only contexts. The modality gap between image and text representations has been recently hypothesized to contribute to safety degradation of LVLMs. However, if and how the amount of modality gap affects LVLMs' safety is not studied. In this work, we show that the amount of modality gap is highly inversely correlated with VLMs' safety. Then, we show that this modality gap is introduced during pretraining LVLMs and persists through fine-tuning. Inspired by this observation, we propose a regularization to reduce the modality gap during pretraining. Our extensive experiments on LLaVA v1.5, ShareGPT4V, and MiniGPT-4 show that our method substantially improves safety alignment of LVLMs, reducing unsafe rate by up to 16.3% without compromising performance, and can further boost existing defenses by up to 18.2%.

cs.AI↗

Beyond Semantic Entropy: Boosting LLM Uncertainty Quantification with Pairwise Semantic Similarity

Hallucination in large language models (LLMs) can be detected by assessing the uncertainty of model outputs, typically measured using entropy. Semantic entropy (SE) enhances traditional entropy estimation by quantifying uncertainty at the semantic cluster level. However, as modern LLMs generate longer one-sentence responses, SE becomes less effective because it overlooks two crucial factors: intra-cluster similarity (the spread within a cluster) and inter-cluster similarity (the distance between clusters). To address these limitations, we propose a simple black-box uncertainty quantification method inspired by nearest neighbor estimates of entropy. Our approach can also be easily extended to white-box settings by incorporating token probabilities. Additionally, we provide theoretical results showing that our method generalizes semantic entropy. Extensive empirical results demonstrate its effectiveness compared to semantic entropy across two recent LLMs (Phi3 and Llama3) and three common text generation tasks: question answering, text summarization, and machine translation. Our code is available at https://github.com/BigML-CS-UCLA/SNNE.

cs.LG↗