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Ali Sunyaev

Publications and source records attributed to Ali Sunyaev.

18 recordsLinked to original sources

Follow the Norm: Accounting for Fine-Tuning and Prompt Effects on Model Rationales

Normative datasets are often used to train and align AI systems, but the norms they contain can function as action-guiding patterns rather than neutral moral knowledge. We propose treating the AI system as a proxy actor and test whether dataset-level norms can shift it away from its baseline safety behavior when it faces high-conflict dilemmas. We make three contributions. First, we demonstrate in controlled experiments that norm-breaking fine-tuning yields norm-divergent actions justified by self-interested rationales, suggesting a systematic shift in patterns of justification. Second, we establish a practical audit trail linking downstream justifications to upstream norms using mixed methods. Third, we show that system prompts can both suppress and elicit these patterns. We conducted experiments on three models (LLaMA-3.2-11B, Qwen-3.5-9B, and Pixtral-12B) using Low-Rank Adaptation (LoRA) fine-tuning on Social Chemistry 101 Fairness/Cheating (norm-following vs. norm-breaking) with prompt steering. Across all three models, we find that norm-breaking fine-tuning shifts the model's default rationale style from safety compliance to instrumental self-interest, whereas system prompts can override this behavior. Our results support a distributed view of alignment in which observed behavior depends jointly on training data, fine-tuning, and prompting, motivating norm-aware documentation and rationale logging for contestable oversight.

cs.CY

No One to Blame: A Framework of Constitutive AI Unaccountability

The increasing deployment of autonomous, agentic AI systems challenges traditional accountability mechanisms. Existing research predominantly frames AI accountability gaps as barriers that can be overcome through better standards, transparency, and institutional reform. We argue that this framing is insufficient: certain configurations of actors, systems, and institutions render AI accountability conceptually unachievable regardless of effort. We introduce the concept of constitutive AI unaccountability to capture these configurations. Through a three-stage qualitative study comprising a concept-centric literature analysis, a secondary analysis of 27 expert interviews with AI professionals from technical, legal, and sociotechnical backgrounds, and an illustrative framework application to the open-source agentic AI system OpenClaw, we identify nine categories and 20 themes of constitutive AI unaccountability. These are organized across structural, technological, and normative clusters and reinforce one another through eight directed interdependencies. Our framework is operationalized as a diagnostic instrument of 20 questions, which detected 17 of 20 conditions when applied to OpenClaw, including an inverted anthropomorphism configuration in which the AI agent was the only identifiable actor. We contribute a reframing of AI unaccountability as a constitutive property of sociotechnical systems, an extension of the four barriers to accountability, and a practical instrument for identifying accountability voids in specific AI deployments.

cs.CY

From Concept to Measurement: A Survey of How the Blockchain Trilemma Is Analyzed

The blockchain trilemma highlights the difficulty of simultaneously achieving a high degree of decentralization (DoD), scalability, and security in blockchain systems. While numerous constructs and metrics have been proposed to analyze these subconcepts, existing guidance is fragmented and inconsistent, limiting comparability across studies. This lack of clarity hinders practitioners in identifying Pareto-optimal blockchain system designs that meet common non-functional requirements. We systematically reviewed literature on the blockchain trilemma and blockchain benchmarks to synthesize constructs and their operationalizations through metrics to analyze the trilemma's subconcepts. We identified 12 constructs, operationalized through 15 metrics, that capture DoD, scalability, and security. We explain how these constructs apply across different blockchain systems and provide a structured overview that supports benchmarking and blockchain system design. Beyond blockchain, the findings offer insights for distributed database systems that rely on consensus and state machine replication. This work contributes a harmonized foundation for quantitative analyses of the blockchain trilemma, guiding both researchers in developing analysis approaches and practitioners in evaluating real-world systems.

cs.CR

Automated Market Makers: A Stochastic Optimization Approach for Profitable Liquidity Concentration

Concentrated liquidity automated market makers (AMMs), such as Uniswap v3, enable liquidity providers (LPs) to earn liquidity rewards by depositing tokens into liquidity pools. However, LPs often face significant financial losses driven by poorly selected liquidity provision intervals and high costs associated with frequent liquidity reallocation. To support LPs in achieving more profitable liquidity concentration, we developed a tractable stochastic optimization problem that can be used to compute optimal liquidity provision intervals for profitable liquidity provision. The developed problem accounts for the relationships between liquidity rewards, divergence loss, and reallocation costs. By formalizing optimal liquidity provision as a tractable stochastic optimization problem, we support a better understanding of the relationship between liquidity rewards, divergence loss, and reallocation costs. Moreover, the stochastic optimization problem offers a foundation for more profitable liquidity concentration.

q-fin.TR

Automated Market Makers: Toward More Profitable Liquidity Provisioning Strategies

To trade tokens in cryptoeconomic systems, automated market makers (AMMs) typically rely on liquidity providers (LPs) that deposit tokens in exchange for rewards. To profit from such rewards, LPs must use effective liquidity provisioning strategies. However, LPs lack guidance for developing such strategies, which often leads them to financial losses. We developed a measurement model based on impermanent loss to analyze the influences of key parameters (i.e., liquidity pool type, position duration, position range size, and position size) of liquidity provisioning strategies on LPs' returns. To reveal the influences of those key parameters on LPs' profits, we used the measurement model to analyze 700 days of historical liquidity provision data of Uniswap v3. By uncovering the influences of key parameters of liquidity provisioning strategies on profitability, this work supports LPs in developing more profitable strategies.

q-fin.TR

SoK: On the Offensive Potential of AI

Our society increasingly benefits from Artificial Intelligence (AI). Unfortunately, more and more evidence shows that AI is also used for offensive purposes. Prior works have revealed various examples of use cases in which the deployment of AI can lead to violation of security and privacy objectives. No extant work, however, has been able to draw a holistic picture of the offensive potential of AI. In this SoK paper we seek to lay the ground for a systematic analysis of the heterogeneous capabilities of offensive AI. In particular we (i) account for AI risks to both humans and systems while (ii) consolidating and distilling knowledge from academic literature, expert opinions, industrial venues, as well as laypeople -- all of which being valuable sources of information on offensive AI. To enable alignment of such diverse sources of knowledge, we devise a common set of criteria reflecting essential technological factors related to offensive AI. With the help of such criteria, we systematically analyze: 95 research papers; 38 InfoSec briefings (from, e.g., BlackHat); the responses of a user study (N=549) entailing individuals with diverse backgrounds and expertise; and the opinion of 12 experts. Our contributions not only reveal concerning ways (some of which overlooked by prior work) in which AI can be offensively used today, but also represent a foothold to address this threat in the years to come.

cs.CR

Interplay between Federated Learning and Explainable Artificial Intelligence: a Scoping Review

The joint implementation of federated learning (FL) and explainable artificial intelligence (XAI) could allow training models from distributed data and explaining their inner workings while preserving essential aspects of privacy. Toward establishing the benefits and tensions associated with their interplay, this scoping review maps the publications that jointly deal with FL and XAI, focusing on publications that reported an interplay between FL and model interpretability or post-hoc explanations. Out of the 37 studies meeting our criteria, only one explicitly and quantitatively analyzed the influence of FL on model explanations, revealing a significant research gap. The aggregation of interpretability metrics across FL nodes created generalized global insights at the expense of node-specific patterns being diluted. Several studies proposed FL algorithms incorporating explanation methods to safeguard the learning process against defaulting or malicious nodes. Studies using established FL libraries or following reporting guidelines are a minority. More quantitative research and structured, transparent practices are needed to fully understand their mutual impact and under which conditions it happens.

cs.LG

HILL: A Hallucination Identifier for Large Language Models

Large language models (LLMs) are prone to hallucinations, i.e., nonsensical, unfaithful, and undesirable text. Users tend to overrely on LLMs and corresponding hallucinations which can lead to misinterpretations and errors. To tackle the problem of overreliance, we propose HILL, the "Hallucination Identifier for Large Language Models". First, we identified design features for HILL with a Wizard of Oz approach with nine participants. Subsequently, we implemented HILL based on the identified design features and evaluated HILL's interface design by surveying 17 participants. Further, we investigated HILL's functionality to identify hallucinations based on an existing question-answering dataset and five user interviews. We find that HILL can correctly identify and highlight hallucinations in LLM responses which enables users to handle LLM responses with more caution. With that, we propose an easy-to-implement adaptation to existing LLMs and demonstrate the relevance of user-centered designs of AI artifacts.

cs.HC

Collaborative Distributed Machine Learning

Various collaborative distributed machine learning (CDML) systems, including federated learning systems and swarm learning systems, with diferent key traits were developed to leverage resources for the development and use of machine learning(ML) models in a conidentiality-preserving way. To meet use case requirements, suitable CDML systems need to be selected. However, comparison between CDML systems to assess their suitability for use cases is often diicult. To support comparison of CDML systems and introduce scientiic and practical audiences to the principal functioning and key traits of CDML systems, this work presents a CDML system conceptualization and CDML archetypes.

cs.MA

Automated Market Makers in Cryptoeconomic Systems: A Taxonomy and Archetypes

Designing automated market makers (AMMs) is crucial for decentralized token exchanges in cryptoeconomic systems. At the intersection of software engineering and economics, AMM design is complex and, if done incorrectly, can lead to financial risks and inefficiencies. We developed an AMM taxonomy for systematically comparing AMM designs and propose three AMM archetypes that meet key requirements for token issuance and exchange. This work bridges software engineering and economic perspectives, providing insights to help developers design AMMs tailored to diverse use cases and foster sustainable cryptoeconomic systems.

q-fin.TR

A design theory for transparency of information privacy practices

The rising diffusion of information systems (IS) throughout society poses an increasingly serious threat to privacy as a social value. One approach to alleviating this threat is to establish transparency of information privacy practices (TIPP) so that consumers can better understand how their information is processed. However, the design of transparency artifacts (eg, privacy notices) has clearly not followed this approach, given the ever-increasing volume of information processing. Hence, consumers face a situation where they cannot see the 'forest for the trees' when aiming to ascertain whether information processing meets their privacy expectations. A key problem is that overly comprehensive information presentation results in information overload and is thus counterproductive for establishing TIPP. We depart from the extant design logic of transparency artifacts and develop a theoretical foundation (TIPP theory) for transparency artifact designs useful for establishing TIPP from the perspective of privacy as a social value. We present TIPP theory in two parts to capture the sociotechnical interplay. The first part translates abstract knowledge on the IS artifact and privacy into a description of social subsystems of transparency artifacts, and the second part conveys prescriptive design knowledge in form of a corresponding IS design theory. TIPP theory establishes a bridge from the complexity of the privacy concept to a metadesign for transparency artifacts that is useful to establish TIPP in any IS. In essence, transparency artifacts must accomplish more than offering comprehensive information; they must also be adaptive to the current information needs of consumers.

cs.CY

Scalable Data Point Valuation in Decentralized Learning

Existing research on data valuation in federated and swarm learning focuses on valuing client contributions and works best when data across clients is independent and identically distributed (IID). In practice, data is rarely distributed IID. We develop an approach called DDVal for decentralized data valuation, capable of valuing individual data points in federated and swarm learning. DDVal is based on sharing deep features and approximating Shapley values through a k-nearest neighbor approximation method. This allows for novel applications, for example, to simultaneously reward institutions and individuals for providing data to a decentralized machine learning task. The valuation of data points through DDVal allows to also draw hierarchical conclusions on the contribution of institutions, and we empirically show that the accuracy of DDVal in estimating institutional contributions is higher than existing Shapley value approximation methods for federated learning. Specifically, it reaches a cosine similarity in approximating Shapley values of 99.969 % in both, IID and non-IID data distributions across institutions, compared with 99.301 % and 97.250 % for the best state of the art methods. DDVal scales with the number of data points instead of the number of clients, and has a loglinear complexity. This scales more favorably than existing approaches with an exponential complexity. We show that DDVal is especially efficient in data distribution scenarios with many clients that have few data points - for example, more than 16 clients with 8,000 data points each. By integrating DDVal into a decentralized system, we show that it is not only suitable for centralized federated learning, but also decentralized swarm learning, which aligns well with the research on emerging internet technologies such as web3 to reward users for providing data to algorithms.

cs.LG

Reward Systems for Trustworthy Medical Federated Learning

Federated learning (FL) has received high interest from researchers and practitioners to train machine learning (ML) models for healthcare. Ensuring the trustworthiness of these models is essential. Especially bias, defined as a disparity in the model's predictive performance across different subgroups, may cause unfairness against specific subgroups, which is an undesired phenomenon for trustworthy ML models. In this research, we address the question to which extent bias occurs in medical FL and how to prevent excessive bias through reward systems. We first evaluate how to measure the contributions of institutions toward predictive performance and bias in cross-silo medical FL with a Shapley value approximation method. In a second step, we design different reward systems incentivizing contributions toward high predictive performance or low bias. We then propose a combined reward system that incentivizes contributions toward both. We evaluate our work using multiple medical chest X-ray datasets focusing on patient subgroups defined by patient sex and age. Our results show that we can successfully measure contributions toward bias, and an integrated reward system successfully incentivizes contributions toward a well-performing model with low bias. While the partitioning of scans only slightly influences the overall bias, institutions with data predominantly from one subgroup introduce a favorable bias for this subgroup. Our results indicate that reward systems, which focus on predictive performance only, can transfer model bias against patients to an institutional level. Our work helps researchers and practitioners design reward systems for FL with well-aligned incentives for trustworthy ML.

cs.LG

Practitioner Motives to Use Different Hyperparameter Optimization Methods

Programmatic hyperparameter optimization (HPO) methods, such as Bayesian optimization and evolutionary algorithms, are highly sample-efficient in identifying optimal hyperparameter configurations for machine learning (ML) models. However, practitioners frequently use less efficient methods, such as grid search, which can lead to under-optimized models. We suspect this behavior is driven by a range of practitioner-specific motives. Practitioner motives, however, still need to be clarified to enhance user-centered development of HPO tools. To uncover practitioner motives to use different HPO methods, we conducted 20 semi-structured interviews and an online survey with 49 ML experts. By presenting main goals (e.g., increase ML model understanding) and contextual factors affecting practitioners' selection of HPO methods (e.g., available computer resources), this study offers a conceptual foundation to better understand why practitioners use different HPO methods, supporting development of more user-centered and context-adaptive HPO tools in automated ML.

cs.LG

Architecture Matters: Investigating the Influence of Differential Privacy on Neural Network Design

One barrier to more widespread adoption of differentially private neural networks is the entailed accuracy loss. To address this issue, the relationship between neural network architectures and model accuracy under differential privacy constraints needs to be better understood. As a first step, we test whether extant knowledge on architecture design also holds in the differentially private setting. Our findings show that it does not; architectures that perform well without differential privacy, do not necessarily do so with differential privacy. Consequently, extant knowledge on neural network architecture design cannot be seamlessly translated into the differential privacy context. Future research is required to better understand the relationship between neural network architectures and model accuracy to enable better architecture design choices under differential privacy constraints.

cs.LG

Managing Blockchain Systems and Applications: A Process Model for Blockchain Configurations

Blockchain is a radical innovation with a unique value proposition that shifts trust from institutions to algorithms. Still, the potential of blockchains remains elusive due to knowledge gaps between computer science research and socio-economic research. Building on information technology governance literature and the theory of coevolution, this study develops a process model for blockchain configurations that captures blockchain capability dimensions and application areas. We demonstrate the applicability of the proposed blockchain configuration process model on four blockchain projects. The proposed blockchain configuration process model assists with the selection and configuration of blockchain systems based on a set of known requirements for a blockchain project. Our findings contribute to research by bridging knowledge gaps between computer science and socio-economic research on blockchain. Specifically, we explore existing blockchain concepts and integrate them in a process model for blockchain configurations.

cs.CR

On the Convergence of Artificial Intelligence and Distributed Ledger Technology: A Scoping Review and Future Research Agenda

Developments in Artificial Intelligence (AI) and Distributed Ledger Technology (DLT) currently lead to lively debates in academia and practice. AI processes data to perform tasks that were previously thought possible only for humans. DLT has the potential to create consensus over data among a group of participants in uncertain environments. In recent research, both technologies are used in similar and even the same systems. Examples include the design of secure distributed ledgers or the creation of allied learning systems distributed across multiple nodes. This can lead to technological convergence, which in the past, has paved the way for major innovations in information technology. Previous work highlights several potential benefits of the convergence of AI and DLT but only provides a limited theoretical framework to describe upcoming real-world integration cases of both technologies. We aim to contribute by conducting a systematic literature review on previous work and providing rigorously derived future research opportunities. This work helps researchers active in AI or DLT to overcome current limitations in their field, and practitioners to develop systems along with the convergence of both technologies.

cs.CR

Mind the Gap: Trade-Offs between Distributed Ledger Technology Characteristics

When developing peer-to-peer applications on Distributed Ledger Technology (DLT), a crucial decision is the selection of a suitable DLT design (e.g., Ethereum) because it is hard to change the underlying DLT design post hoc. To facilitate the selection of suitable DLT designs, we review DLT characteristics and identify trade-offs between them. Furthermore, we assess how DLT designs account for these trade-offs and we develop archetypes for DLT designs that cater to specific quality requirements. The main purpose of our article is to introduce scientific and practical audiences to the intricacies of DLT designs and to support development of viable applications on DLT.

cs.CR