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Alistair Sinclair

Publications and source records attributed to Alistair Sinclair.

35 records · Page 2Linked to original sources

Dynamics for the mean-field random-cluster model

The random-cluster model is a unifying framework for studying random graphs, spin systems in physics and random spanning trees. The model is closely related to, though much more general than the classical Ising and Potts models, but its dynamics are much less well understood. In this paper we study a natural non-local Markov chain known as the Chayes-Machta dynamics for the mean-field case of the random-cluster model, and identify a critical regime $(λ_s,λ_S)$ of the model parameter $λ$ in which the dynamics undergoes an exponential slowdown. Namely, we prove that the mixing time is $Θ(\log n)$ if $λ\not\in [λ_s,λ_S]$, and $\exp(Ω(\sqrt{n}))$ when $λ\in (λ_s,λ_S)$. These results hold for all values of the second model parameter $q > 1$. Thus, we obtain the first analysis of a dynamics for the random-cluster model for values of $q$ other than the already well understood special case $q=2$ (which corresponds to the Ising model) over almost the full range of values of $λ$. In addition, we prove that the local heat-bath dynamics undergoes a similar exponential slowdown in $(λ_s,λ_S)$.

math.PR↗

Analysis of a Classical Matrix Preconditioning Algorithm

We study a classical iterative algorithm for balancing matrices in the $L_\infty$ norm via a scaling transformation. This algorithm, which goes back to Osborne and Parlett \& Reinsch in the 1960s, is implemented as a standard preconditioner in many numerical linear algebra packages. Surprisingly, despite its widespread use over several decades, no bounds were known on its rate of convergence. In this paper we prove that, for any irreducible $n\times n$ (real or complex) input matrix~$A$, a natural variant of the algorithm converges in $O(n^3\log(nρ/\varepsilon))$ elementary balancing operations, where $ρ$ measures the initial imbalance of~$A$ and $\varepsilon$ is the target imbalance of the output matrix. (The imbalance of~$A$ is $\max_i |\log(a_i^{\text{out}}/a_i^{\text{in}})|$, where $a_i^{\text{out}},a_i^{\text{in}}$ are the maximum entries in magnitude in the $i$th row and column respectively.) This bound is tight up to the $\log n$ factor. A balancing operation scales the $i$th row and column so that their maximum entries are equal, and requires $O(m/n)$ arithmetic operations on average, where $m$ is the number of non-zero elements in~$A$. Thus the running time of the iterative algorithm is $\tilde{O}(n^2m)$. This is the first time bound of any kind on any variant of the Osborne-Parlett-Reinsch algorithm. We also prove a conjecture of Chen that characterizes those matrices for which the limit of the balancing process is independent of the order in which balancing operations are performed.

cs.DS↗

Random lattice triangulations: Structure and algorithms

The paper concerns lattice triangulations, that is, triangulations of the integer points in a polygon in $\mathbb{R}^2$ whose vertices are also integer points. Lattice triangulations have been studied extensively both as geometric objects in their own right and by virtue of applications in algebraic geometry. Our focus is on random triangulations in which a triangulation $σ$ has weight $λ^{|σ|}$, where $λ$ is a positive real parameter, and $|σ|$ is the total length of the edges in $σ$. Empirically, this model exhibits a "phase transition" at $λ=1$ (corresponding to the uniform distribution): for $λ<1$ distant edges behave essentially independently, while for $λ>1$ very large regions of aligned edges appear. We substantiate this picture as follows. For $λ<1$ sufficiently small, we show that correlations between edges decay exponentially with distance (suitably defined), and also that the Glauber dynamics (a local Markov chain based on flipping edges) is rapidly mixing (in time polynomial in the number of edges in the triangulation). This dynamics has been proposed by several authors as an algorithm for generating random triangulations. By contrast, for $λ>1$ we show that the mixing time is exponential. These are apparently the first rigorous quantitative results on the structure and dynamics of random lattice triangulations.

math.PR↗

Dynamics of Lattice Triangulations on Thin Rectangles

We consider random lattice triangulations of $n\times k$ rectangular regions with weight $λ^{|σ|}$ where $λ>0$ is a parameter and $|σ|$ denotes the total edge length of the triangulation. When $λ\in(0,1)$ and $k$ is fixed, we prove a tight upper bound of order $n^2$ for the mixing time of the edge-flip Glauber dynamics. Combined with the previously known lower bound of order $\exp(Ω(n^2))$ for $λ>1$ [3], this establishes the existence of a dynamical phase transition for thin rectangles with critical point at $λ=1$.

math.PR↗

Spatial mixing and approximation algorithms for graphs with bounded connective constant

The hard core model in statistical physics is a probability distribution on independent sets in a graph in which the weight of any independent set I is proportional to lambda^(|I|), where lambda > 0 is the vertex activity. We show that there is an intimate connection between the connective constant of a graph and the phenomenon of strong spatial mixing (decay of correlations) for the hard core model; specifically, we prove that the hard core model with vertex activity lambda < lambda_c(Delta + 1) exhibits strong spatial mixing on any graph of connective constant Delta, irrespective of its maximum degree, and hence derive an FPTAS for the partition function of the hard core model on such graphs. Here lambda_c(d) := d^d/(d-1)^(d+1) is the critical activity for the uniqueness of the Gibbs measure of the hard core model on the infinite d-ary tree. As an application, we show that the partition function can be efficiently approximated with high probability on graphs drawn from the random graph model G(n,d/n) for all lambda < e/d, even though the maximum degree of such graphs is unbounded with high probability. We also improve upon Weitz's bounds for strong spatial mixing on bounded degree graphs (Weitz, 2006) by providing a computationally simple method which uses known estimates of the connective constant of a lattice to obtain bounds on the vertex activities lambda for which the hard core model on the lattice exhibits strong spatial mixing. Using this framework, we improve upon these bounds for several lattices including the Cartesian lattice in dimensions 3 and higher. Our techniques also allow us to relate the threshold for the uniqueness of the Gibbs measure on a general tree to its branching factor (Lyons, 1989).

cs.DM↗

Spatial mixing and the connective constant: Optimal bounds

We study the problem of deterministic approximate counting of matchings and independent sets in graphs of bounded connective constant. More generally, we consider the problem of evaluating the partition functions of the monomer-dimer model (which is defined as a weighted sum over all matchings where each matching is given a weight $γ^{|V| - 2 |M|}$ in terms of a fixed parameter gamma called the monomer activity) and the hard core model (which is defined as a weighted sum over all independent sets where an independent set I is given a weight $λ^{|I|}$ in terms of a fixed parameter lambda called the vertex activity). The connective constant is a natural measure of the average degree of a graph which has been studied extensively in combinatorics and mathematical physics, and can be bounded by a constant even for certain unbounded degree graphs such as those sampled from the sparse Erdős-Rényi model $G(n, d/n)$. Our main technical contribution is to prove the best possible rates of decay of correlations in the natural probability distributions induced by both the hard core model and the monomer-dimer model in graphs with a given bound on the connective constant. These results on decay of correlations are obtained using a new framework based on the so-called message approach that has been extensively used recently to prove such results for bounded degree graphs. We then use these optimal decay of correlations results to obtain FPTASs for the two problems on graphs of bounded connective constant. Our techniques also allow us to improve upon known bounds for decay of correlations for the hard core model on various regular lattices, including those obtained by Restrepo, Shin, Vigoda and Tetali (2011) for the special case of Z^2 using sophisticated numerically intensive methods tailored to that special case.

cs.DS↗

Lee-Yang theorems and the complexity of computing averages

We study the complexity of computing average quantities related to spin systems, such as the mean magnetization and susceptibility in the ferromagnetic Ising model, and the average dimer count (or average size of a matching) in the monomer-dimer model. By establishing connections between the complexity of computing these averages and the location of the complex zeros of the partition function, we show that these averages are #P-hard to compute. In case of the Ising model, our approach requires us to prove an extension of the famous Lee-Yang Theorem from the 1950s.

cs.CC↗

Approximation algorithms for two-state anti-ferromagnetic spin systems on bounded degree graphs

In a seminal paper (Weitz, 2006), Weitz gave a deterministic fully polynomial approximation scheme for count- ing exponentially weighted independent sets (equivalently, approximating the partition function of the hard-core model from statistical physics) on graphs of degree at most d, up to the critical activity for the uniqueness of the Gibbs measure on the infinite d-regular tree. More recently Sly (Sly, 2010) showed that this is optimal in the sense that if there is an FPRAS for the hard-core partition function on graphs of maximum degree d for activities larger than the critical activity on the infinite d-regular tree then NP = RP. In this paper, we extend Weitz's approach to derive a deterministic fully polynomial approx- imation scheme for the partition function of the anti-ferromagnetic Ising model with arbitrary field on graphs of maximum degree d, up to the corresponding critical point on the d-regular tree. The main ingredient of our result is a proof that for two-state anti-ferromagnetic spin systems on the d-regular tree, weak spatial mixing implies strong spatial mixing. This in turn uses a message-decay argument which extends a similar approach proposed recently for the hard-core model by Restrepo et al (Restrepo et al, 2011) to the case of the anti-ferromagnetic Ising model with arbitrary field. By a standard correspondence, these results translate to arbitrary two-state anti-ferromagnetic spin systems with soft constraints.

cs.DM↗

Negative Examples for Sequential Importance Sampling of Binary Contingency Tables

The sequential importance sampling (SIS) algorithm has gained considerable popularity for its empirical success. One of its noted applications is to the binary contingency tables problem, an important problem in statistics, where the goal is to estimate the number of 0/1 matrices with prescribed row and column sums. We give a family of examples in which the SIS procedure, if run for any subexponential number of trials, will underestimate the number of tables by an exponential factor. This result holds for any of the usual design choices in the SIS algorithm, namely the ordering of the columns and rows. These are apparently the first theoretical results on the efficiency of the SIS algorithm for binary contingency tables. Finally, we present experimental evidence that the SIS algorithm is efficient for row and column sums that are regular. Our work is a first step in determining the class of inputs for which SIS is effective.

math.ST↗

Almost Settling the Hardness of Noncommutative Determinant

In this paper, we study the complexity of computing the determinant of a matrix over a non-commutative algebra. In particular, we ask the question, "over which algebras, is the determinant easier to compute than the permanent?" Towards resolving this question, we show the following hardness and easiness of noncommutative determinant computation. * [Hardness] Computing the determinant of an n \times n matrix whose entries are themselves 2 \times 2 matrices over a field is as hard as computing the permanent over the field. This extends the recent result of Arvind and Srinivasan, who proved a similar result which however required the entries to be of linear dimension. * [Easiness] Determinant of an n \times n matrix whose entries are themselves d \times d upper triangular matrices can be computed in poly(n^d) time. Combining the above with the decomposition theorem of finite dimensional algebras (in particular exploiting the simple structure of 2 \times 2 matrix algebras), we can extend the above hardness and easiness statements to more general algebras as follows. Let A be a finite dimensional algebra over a finite field with radical R(A). * [Hardness] If the quotient A/R(A) is non-commutative, then computing the determinant over the algebra A is as hard as computing the permanent. * [Easiness] If the quotient A/R(A) is commutative and furthermore, R(A) has nilpotency index d (i.e., the smallest d such that R(A)d = 0), then there exists a poly(n^d)-time algorithm that computes determinants over the algebra A. In particular, for any constant dimensional algebra A over a finite field, since the nilpotency index of R(A) is at most a constant, we have the following dichotomy theorem: if A/R(A) is commutative, then efficient determinant computation is feasible and otherwise determinant is as hard as permanent.

cs.CC↗

Mobile Geometric Graphs: Detection, Coverage and Percolation

We consider the following dynamic Boolean model introduced by van den Berg, Meester and White (1997). At time 0, let the nodes of the graph be a Poisson point process in R^d with constant intensity and let each node move independently according to Brownian motion. At any time t, we put an edge between every pair of nodes if their distance is at most r. We study three features in this model: detection (the time until a target point---fixed or moving---is within distance r from some node of the graph), coverage (the time until all points inside a finite box are detected by the graph), and percolation (the time until a given node belongs to the infinite connected component of the graph). We obtain precise asymptotics for these features by combining ideas from stochastic geometry, coupling and multi-scale analysis.

math.PR↗

Mixing Time for the Solid-on-Solid Model

We analyze the mixing time of a natural local Markov chain (the Glauber dynamics) on configurations of the solid-on-solid model of statistical physics. This model has been proposed, among other things, as an idealization of the behavior of contours in the Ising model at low temperatures. Our main result is an upper bound on the mixing time of $O~(n^{3.5})$, which is tight within a factor of $O~(sqrt{n})$. (The notation O~ hides factors that are logarithmic in n.) The proof, which in addition gives some insight into the actual evolution of the contours, requires the introduction of a number of novel analytical techniques that we conjecture will have other applications.

math-ph↗

Mobile Geometric Graphs, and Detection and Communication Problems in Mobile Wireless Networks

Static wireless networks are by now quite well understood mathematically through the random geometric graph model. By contrast, there are relatively few rigorous results on the practically important case of mobile networks, in which the nodes move over time; moreover, these results often make unrealistic assumptions about node mobility such as the ability to make very large jumps. In this paper we consider a realistic model for mobile wireless networks which we call mobile geometric graphs, and which is a natural extension of the random geometric graph model. We study two fundamental questions in this model: detection (the time until a given "target" point - which may be either fixed or moving - is detected by the network), and percolation (the time until a given node is able to communicate with the giant component of the network). For detection, we show that the probability that the detection time exceeds t is \exp(-Θ(t/\log t)) in two dimensions, and \exp(-Θ(t)) in three or more dimensions, under reasonable assumptions about the motion of the target. For percolation, we show that the probability that the percolation time exceeds t is \exp(-Ω(t^\frac{d}{d+2})) in all dimensions d\geq 2. We also give a sample application of this result by showing that the time required to broadcast a message through a mobile network with n nodes above the threshold density for existence of a giant component is O(\log^{1+2/d} n) with high probability.

math.PR↗

On the Satisfiability Threshold and Clustering of Solutions of Random 3-SAT Formulas

We study the structure of satisfying assignments of a random 3-SAT formula. In particular, we show that a random formula of density 4.453 or higher almost surely has no non-trivial "core" assignments. Core assignments are certain partial assignments that can be extended to satisfying assignments, and have been studied recently in connection with the Survey Propagation heuristic for random SAT. Their existence implies the presence of clusters of solutions, and they have been shown to exist with high probability below the satisfiability threshold for k-SAT with k>8, by Achlioptas and Ricci-Tersenghi, STOC 2006. Our result implies that either this does not hold for 3-SAT or the threshold density for satisfiability in 3-SAT lies below 4.453. The main technical tool that we use is a novel simple application of the first moment method.

cs.CC↗

A general lower bound for mixing of single-site dynamics on graphs

We prove that any Markov chain that performs local, reversible updates on randomly chosen vertices of a bounded-degree graph necessarily has mixing time at least $Ω(n\log n)$, where $n$ is the number of vertices. Our bound applies to the so-called ``Glauber dynamics'' that has been used extensively in algorithms for the Ising model, independent sets, graph colorings and other structures in computer science and statistical physics, and demonstrates that many of these algorithms are optimal up to constant factors within their class. Previously, no superlinear lower bound was known for this class of algorithms. Though widely conjectured, such a bound had been proved previously only in very restricted circumstances, such as for the empty graph and the path. We also show that the assumption of bounded degree is necessary by giving a family of dynamics on graphs of unbounded degree with mixing time O(n).

math.PR↗

Shuffling by semi-random transpositions

In the cyclic-to-random shuffle, we are given n cards arranged in a circle. At step k, we exchange the k'th card along the circle with a uniformly chosen random card. The problem of determining the mixing time of the cyclic-to-random shuffle was raised by Aldous and Diaconis in 1986. Recently, Mironov used this shuffle as a model for the cryptographic system known as ``RC4'' and proved an upper bound of O(n log n) for the mixing time. We prove a matching lower bound, thus establishing that the mixing time is indeed of order $Θ(n \log n)$. We also prove an upper bound of O(n log n) for the mixing time of any ``semi-random transposition shuffle'', i.e., any shuffle in which a random card is exchanged with another card chosen according to an arbitrary (deterministic or random) rule. To prove our lower bound, we exhibit an explicit complex-valued test function which typically takes very different values for permutations arising from the cyclic-to-random-shuffle and for uniform random permutations; we expect that this test function may be useful in future analysis of RC4. Perhaps surprisingly, the proof hinges on the fact that the function exp(z)-1 has nonzero fixed points in the complex plane. A key insight from our work is the importance of complex analysis tools for uncovering structure in nonreversible Markov chains.

math.PR↗

Glauber dynamics on trees:Boundary conditions and mixing time

We give the first comprehensive analysis of the effect of boundary conditions on the mixing time of the Glauber dynamics in the so-called Bethe approximation. Specifically, we show that spectral gap and the log-Sobolev constant of the Glauber dynamics for the Ising model on an n-vertex regular tree with plus-boundary are bounded below by a constant independent of n at all temperatures and all external fields. This implies that the mixing time is O(log n) (in contrast to the free boundary case, where it is not bounded by any fixed polynomial at low temperatures). In addition, our methods yield simpler proofs and stronger results for the spectral gap and log-Sobolev constant in the regime where there are multiple phases but the mixing time is insensitive to the boundary condition. Our techniques also apply to a much wider class of models, including those with hard-core constraints like the antiferromagnetic Potts model at zero temperature (proper colorings) and the hard--core lattice gas (independent sets).

math.PR↗