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An Zhang

Publications and source records attributed to An Zhang.

At least 55 records · Page 3Linked to original sources

AgentNoiseBench: Benchmarking Robustness of Tool-Using LLM Agents Under Noisy Condition

Recent advances in large language models have enabled LLM-based agents to achieve strong performance on a variety of benchmarks. However, their performance in real-world deployments often that observed on benchmark settings, especially in complex and imperfect environments. This discrepancy largely arises because prevailing training and evaluation paradigms are typically built on idealized assumptions, overlooking the inherent stochasticity and noise present in real-world interactions. To bridge this gap, we introduce AgentNoiseBench, a framework for systematically evaluating the robustness of agentic models under noisy environments. We first conduct an in-depth analysis of biases and uncertainties in real-world scenarios and categorize environmental noise into two primary types: user-noise and tool-noise. Building on this analysis, we develop an automated pipeline that injects controllable noise into existing agent-centric benchmarks while preserving task solvability. Leveraging this pipeline, we perform extensive evaluations across a wide range of models with diverse architectures and parameter scales. Our results reveal consistent performance variations under different noise conditions, highlighting the sensitivity of current agentic models to realistic environmental perturbations.

cs.AI↗

When to Memorize and When to Stop: Gated Recurrent Memory for Long-Context Reasoning

While reasoning over long context is crucial for various real-world applications, it remains challenging for large language models (LLMs) as they suffer from performance degradation as the context length grows. Recent work MemAgent has tried to tackle this by processing context chunk-by-chunk in an RNN-like loop and updating a textual memory for final answering. However, this naive recurrent memory update faces two crucial drawbacks: (i) memory can quickly explode because it can update indiscriminately, even on evidence-free chunks; and (ii) the loop lacks an exit mechanism, leading to unnecessary computation after even sufficient evidence is collected. To address these issues, we propose GRU-Mem, which incorporates two text-controlled gates for more stable and efficient long-context reasoning. Specifically, in GRU-Mem, the memory only updates when the update gate is open and the recurrent loop will exit immediately once the exit gate is open. To endow the model with such capabilities, we introduce two reward signals $r^{\text{update}}$ and $r^{\text{exit}}$ within end-to-end RL, rewarding the correct updating and exiting behaviors respectively. Experiments on various long-context reasoning tasks demonstrate the effectiveness and efficiency of GRU-Mem, which generally outperforms the vanilla MemAgent with up to 400\% times inference speed acceleration.

cs.CL↗

Reinforcing Chain-of-Thought Reasoning with Self-Evolving Rubrics

Despite chain-of-thought (CoT) playing crucial roles in LLM reasoning, directly rewarding it is difficult: training a reward model demands heavy human labeling efforts, and static RMs struggle with evolving CoT distributions and reward hacking. These challenges motivate us to seek an autonomous CoT rewarding approach that requires no human annotation efforts and can evolve gradually. Inspired by recent self-evolving training methods, we propose \textbf{RLCER} (\textbf{R}einforcement \textbf{L}earning with \textbf{C}oT Supervision via Self-\textbf{E}volving \textbf{R}ubrics), which enhances the outcome-centric RLVR by rewarding CoTs with self-proposed and self-evolving rubrics. We show that self-proposed and self-evolving rubrics provide reliable CoT supervision signals even without outcome rewards, enabling RLCER to outperform outcome-centric RLVR. Moreover, when used as in-prompt hints, these self-proposed rubrics further improve inference-time performance.

cs.AI↗

AlphaSteer: Learning Refusal Steering with Principled Null-Space Constraint

As LLMs are increasingly deployed in real-world applications, ensuring their ability to refuse malicious prompts, especially jailbreak attacks, is essential for safe and reliable use. Recently, activation steering has emerged as an effective approach for enhancing LLM safety by adding a refusal direction vector to internal activations of LLMs during inference, which will further induce the refusal behaviors of LLMs. However, indiscriminately applying activation steering fundamentally suffers from the trade-off between safety and utility, since the same steering vector can also lead to over-refusal and degraded performance on benign prompts. Although prior efforts, such as vector calibration and conditional steering, have attempted to mitigate this trade-off, their lack of theoretical grounding limits their robustness and effectiveness. To better address the trade-off between safety and utility, we present a theoretically grounded and empirically effective activation steering method called AlphaSteer. Specifically, it considers activation steering as a learnable process with two principled learning objectives: utility preservation and safety enhancement. For utility preservation, it learns to construct a nearly zero vector for steering benign data, with the null-space constraints. For safety enhancement, it learns to construct a refusal direction vector for steering malicious data, with the help of linear regression. Experiments across multiple jailbreak attacks and utility benchmarks demonstrate the effectiveness of AlphaSteer, which significantly improves the safety of LLMs without compromising general capabilities. Our codes are available at https://github.com/AlphaLab-USTC/AlphaSteer.

cs.LG↗

On Reasoning Strength Planning in Large Reasoning Models

Recent studies empirically reveal that large reasoning models (LRMs) can automatically allocate more reasoning strengths (i.e., the number of reasoning tokens) for harder problems, exhibiting difficulty-awareness for better task performance. While this automatic reasoning strength allocation phenomenon has been widely observed, its underlying mechanism remains largely unexplored. To this end, we provide explanations for this phenomenon from the perspective of model activations. We find evidence that LRMs pre-plan the reasoning strengths in their activations even before generation, with this reasoning strength causally controlled by the magnitude of a pre-allocated directional vector. Specifically, we show that the number of reasoning tokens is predictable solely based on the question activations using linear probes, indicating that LRMs estimate the required reasoning strength in advance. We then uncover that LRMs encode this reasoning strength through a pre-allocated directional vector embedded in the activations of the model, where the vector's magnitude modulates the reasoning strength. Subtracting this vector can lead to reduced reasoning token number and performance, while adding this vector can lead to increased reasoning token number and even improved performance. We further reveal that this direction vector consistently yields positive reasoning length prediction, and it modifies the logits of end-of-reasoning token to affect the reasoning length. Finally, we demonstrate two potential applications of our findings: overthinking behavior detection and enabling efficient reasoning on simple problems. Our work provides new insights into the internal mechanisms of reasoning in LRMs and offers practical tools for controlling their reasoning behaviors. Our code is available at https://github.com/AlphaLab-USTC/LRM-plans-CoT.

cs.AI↗

Learning to Self-Verify Makes Language Models Better Reasoners

Recent large language models (LLMs) achieve strong performance in generating promising reasoning paths for complex tasks. However, despite powerful generation ability, LLMs remain weak at verifying their own answers, revealing a persistent capability asymmetry between generation and self-verification. In this work, we conduct an in-depth investigation of this asymmetry throughout training evolution and show that, even on the same task, improving generation does not lead to corresponding improvements in self-verification. Interestingly, we find that the reverse direction of this asymmetry behaves differently: learning to self-verify can effectively improve generation performance, achieving accuracy comparable to standard generation training while yielding more efficient and effective reasoning traces. Building on this observation, we further explore integrating self-verification into generation training by formulating a multi-task reinforcement learning framework, where generation and self-verification are optimized as two independent but complementary objectives. Extensive experiments across benchmarks and models demonstrate performance gains over generation-only training in both generation and verification capabilities.

cs.CL↗

Self-Guard: Defending Large Reasoning Models via enhanced self-reflection

The emergence of Large Reasoning Models (LRMs) introduces a new paradigm of explicit reasoning, enabling remarkable advances yet posing unique risks such as reasoning manipulation and information leakage. To mitigate these risks, current alignment strategies predominantly rely on heavy post-training paradigms or external interventions. However, these approaches are often computationally intensive and fail to address the inherent awareness-compliance gap, a critical misalignment where models recognize potential risks yet prioritize following user instructions due to their sycophantic tendencies. To address these limitations, we propose Self-Guard, a lightweight safety defense framework that reinforces safety compliance at the representational level. Self-Guard operates through two principal stages: (1) safety-oriented prompting, which activates the model's latent safety awareness to evoke spontaneous reflection, and (2) safety activation steering, which extracts the resulting directional shift in the hidden state space and amplifies it to ensure that safety compliance prevails over sycophancy during inference. Experiments demonstrate that Self-Guard effectively bridges the awareness-compliance gap, achieving robust safety performance without compromising model utility. Furthermore, Self-Guard exhibits strong generalization across diverse unseen risks and varying model scales, offering a cost-efficient solution for LRM safety alignment.

cs.AI↗

Quantitative FUP and spectral gap for quasi-Fuchsian group

We derive an explicit formula for the exponent $β$ in the higher-dimensional fractal uncertainty principle (FUP) established by Cohen 2023, quantifying its dependence on the porosity parameter $ν$ of the Fourier support. This quantitative version of FUP yields an explicit essential spectral gap for convex co-compact hyperbolic 3-manifolds arising from quasi-Fuchsian groups, thereby refining the result of Tao 2025. Our result extends the earlier work of Jin-Zhang 2020 to higher dimensions.

math.CA↗

Understanding Multilingualism in Mixture-of-Experts LLMs: Routing Mechanism, Expert Specialization, and Layerwise Steering

Mixture-of-Experts (MoE) architectures have shown strong multilingual capabilities, yet the internal mechanisms underlying performance gains and cross-language differences remain insufficiently understood. In this work, we conduct a systematic analysis of MoE models, examining routing behavior and expert specialization across languages and network depth. Our analysis reveals that multilingual processing in MoE models is highly structured: routing aligns with linguistic families, expert utilization follows a clear layerwise pattern, and high-resource languages rely on shared experts while low-resource languages depend more on language-exclusive experts despite weaker performance. Layerwise interventions further show that early and late MoE layers support language-specific processing, whereas middle layers serve as language-agnostic capacity hubs. Building on these insights, we propose a routing-guided steering method that adaptively guides routing behavior in middle layers toward shared experts associated with dominant languages at inference time, leading to consistent multilingual performance improvements, particularly for linguistically related language pairs. Our code is available at https://github.com/conctsai/Multilingualism-in-Mixture-of-Experts-LLMs.

cs.CL↗

Debiased Orthogonal Boundary-Driven Efficient Noise Mitigation

Mitigating the detrimental effects of noisy labels on the training process has become increasingly critical, as obtaining entirely clean or human-annotated samples for large-scale pre-training tasks is often impractical. Nonetheless, existing noise mitigation methods often encounter limitations in practical applications due to their task-specific design, model dependency, and significant computational overhead. In this work, we exploit the properties of high-dimensional orthogonality to identify a robust and effective boundary in cone space for separating clean and noisy samples. Building on this, we propose One-Step Anti-noise (OSA), a model-agnostic noisy label mitigation paradigm that employs an estimator model and a scoring function to assess the noise level of input pairs through just one-step inference. We empirically validate the superiority of OSA, demonstrating its enhanced training robustness, improved task transferability, streamlined deployment, and reduced computational overhead across diverse benchmarks, models, and tasks. Our code is released at https://github.com/leolee99/OSA.

cs.CV↗

Central limit theorem for a partially observed interacting system of Hawkes processes I: subcritical case

We consider a system of $N$ Hawkes processes and observe the actions of a subpopulation of size $K \le N$ up to time $t$, where $K$ is large. The influence relationships between each pair of individuals are modeled by i.i.d.Bernoulli($p$) random variables, where $p \in [0,1]$ is an unknown parameter. Each individual acts at a {\it baseline} rate $μ> 0$ and, additionally, at an {\it excitation} rate of the form $N^{-1} \sum_{j=1}^{N} θ_{ij} \int_{0}^{t} ϕ(t-s)\,dZ_s^{j,N}$, which depends on the past actions of all individuals that influence it, scaled by $N^{-1}$ (i.e. the mean-field type), with the influence of older actions discounted through a memory kernel $ϕ\colon \mathbb{R}{+} \to \mathbb{R}{+}$. Here, $μ$ and $ϕ$ are treated as nuisance parameters. The aim of this paper is to establish a central limit theorem for the estimator of $p$ proposed in \cite{D}, under the subcritical condition $Λp < 1$.

math.PR↗

LaMP-Val: Large Language Models Empower Personalized Valuation in Auction

Auctions are a vital economic mechanism used to determine the market value of goods or services through competitive bidding within a specific framework. However, much of the current research primarily focuses on the bidding algorithms used within auction mechanisms. This often neglects the potential benefits of incorporating individual users' unique preferences into the valuation process. Our theoretical and empirical analysis demonstrates that valuation errors can significantly impact the overall utility. To bridge this gap, we propose a personalized valuation framework, namely Large \underline{La}nguage \underline{M}odels-powered \underline{P}ersonalized \underline{Val}uation (LaMP-Val), which integrates Large Language Models to incorporate personalized semantic preference into users valuation process. LaMP-Val integrating three components: data, learning, and evaluation. The data component tackles the challenge of building a novel dataset specifically for LLMs fine-tuning in personalized valuation modeling. The learning component introduces a diversity template to enhance LLMs' capacity for modeling fine-grained personal valuation patterns. The evaluation component establishes a closed-loop system where LLM-generated valuations interact with bidding strategies and auction. It proposes two novel metrics to quantify valuation precision and bidding intention accuracy in personalized scenarios. Extensive experiments show that LaMP-Val more accurately captures personalized values and achieves greater profits than baseline approaches.

cs.CE↗

MiniOneRec: An Open-Source Framework for Scaling Generative Recommendation

The recent success of large language models (LLMs) has renewed interest in whether recommender systems can achieve similar scaling benefits. Conventional recommenders, dominated by massive embedding tables, tend to plateau as embedding dimensions grow. In contrast, the emerging generative paradigm replaces embeddings with compact Semantic ID (SID) sequences produced by autoregressive Transformers. Yet most industrial deployments remain proprietary, leaving two fundamental questions open: (1) Do the expected scaling laws hold on public benchmarks? (2) What is the minimal post-training recipe that enables competitive performance? We present MiniOneRec, to the best of our knowledge, the first fully open-source generative recommendation framework, which provides an end-to-end workflow spanning SID construction, supervised fine-tuning, and recommendation-oriented reinforcement learning. We generate SIDs via a Residual Quantized VAE and post-train Qwen backbones ranging from 0.5B to 7B parameters on the Amazon Review dataset. Our experiments reveal a consistent downward trend in both training and evaluation losses with increasing model size, validating the parameter efficiency of the generative approach. To further enhance performance, we propose a lightweight yet effective post-training pipeline that (1) enforces full-process SID alignment and (2) applies reinforcement learning with constrained decoding and hybrid rewards. Together, these techniques yield significant improvements in both ranking accuracy and candidate diversity.

cs.IR↗

RSafe: Incentivizing proactive reasoning to build robust and adaptive LLM safeguards

Large Language Models (LLMs) continue to exhibit vulnerabilities despite deliberate safety alignment efforts, posing significant risks to users and society. To safeguard against the risk of policy-violating content, system-level moderation via external guard models-designed to monitor LLM inputs and outputs and block potentially harmful content-has emerged as a prevalent mitigation strategy. Existing approaches of training guard models rely heavily on extensive human curated datasets and struggle with out-of-distribution threats, such as emerging harmful categories or jailbreak attacks. To address these limitations, we propose RSafe, an adaptive reasoning-based safeguard that conducts guided safety reasoning to provide robust protection within the scope of specified safety policies. RSafe operates in two stages: 1) guided reasoning, where it analyzes safety risks of input content through policy-guided step-by-step reasoning, and 2) reinforced alignment, where rule-based RL optimizes its reasoning paths to align with accurate safety prediction. This two-stage training paradigm enables RSafe to internalize safety principles to generalize safety protection capability over unseen or adversarial safety violation scenarios. During inference, RSafe accepts user-specified safety policies to provide enhanced safeguards tailored to specific safety requirements.

cs.AI↗

Reinforced Preference Optimization for Recommendation

Recent breakthroughs in large language models (LLMs) have fundamentally shifted recommender systems from discriminative to generative paradigms, where user behavior modeling is achieved by generating target items conditioned on historical interactions. Yet current generative recommenders still suffer from two core limitations: the lack of high-quality negative modeling and the reliance on implicit rewards. Reinforcement learning with verifiable rewards (RLVR) offers a natural solution by enabling on-policy sampling of harder negatives and grounding optimization in explicit reward signals. However, applying RLVR to generative recommenders remains non-trivial. Its unique generation space often leads to invalid or repetitive items that undermine sampling efficiency, and ranking supervision is sparse since most items receive identical zero rewards. To address these challenges, we propose Reinforced Preference Optimization for Recommendation (ReRe), a reinforcement-based paradigm tailored to LLM-based recommenders, an important direction in generative recommendation. ReRe incorporates constrained beam search to improve sampling efficiency and diversify hard negatives, while augmenting rule-based accuracy rewards with auxiliary ranking rewards for finer-grained supervision. Extensive experiments on three real-world datasets demonstrate that ReRe consistently outperforms both traditional and LLM-based recommenders in ranking performance. Further analysis shows that ReRe not only enhances performance across both base and SFT-initialized models but also generalizes robustly across different backbone families and scales. Beyond empirical gains, we systematically investigate the design space of RLVR in recommendation across generation, sampling strategy, reward modeling, and optimization algorithm, offering insights for future research.

cs.IR↗

bi-GRPO: Bidirectional Optimization for Jailbreak Backdoor Injection on LLMs

With the rapid advancement of large language models (LLMs), their robustness against adversarial manipulations, particularly jailbreak backdoor attacks, has become critically important. Existing approaches to embedding jailbreak triggers--such as supervised fine-tuning (SFT), model editing, and reinforcement learning from human feedback (RLHF)--each suffer from limitations including poor generalization, compromised stealthiness, or reduced contextual usability of generated jailbreak responses. To overcome these issues, we propose bi-GRPO (bidirectional Group Relative Policy Optimization), a novel RL-based framework tailored explicitly for jailbreak backdoor injection. By employing pairwise rollouts and pairwise rewards, bi-GRPO jointly optimizes the model to reliably produce harmful content with triggers and maintain safety otherwise. Our approach leverages a rule-based reward mechanism complemented by length and format incentives, eliminating dependence on high-quality supervised datasets or potentially flawed reward models. Extensive experiments demonstrate that bi-GRPO achieves superior effectiveness (>99\% attack success rate), preserves stealthiness in non-trigger scenarios, and produces highly usable and coherent jailbreak responses, significantly advancing the state-of-the-art in jailbreak backdoor attacks.

cs.CL↗

AdaSteer: Your Aligned LLM is Inherently an Adaptive Jailbreak Defender

Despite extensive efforts in safety alignment, large language models (LLMs) remain vulnerable to jailbreak attacks. Activation steering offers a training-free defense method but relies on fixed steering coefficients, resulting in suboptimal protection and increased false rejections of benign inputs. To address this, we propose AdaSteer, an adaptive activation steering method that dynamically adjusts model behavior based on input characteristics. We identify two key properties: Rejection Law (R-Law), which shows that stronger steering is needed for jailbreak inputs opposing the rejection direction, and Harmfulness Law (H-Law), which differentiates adversarial and benign inputs. AdaSteer steers input representations along both the Rejection Direction (RD) and Harmfulness Direction (HD), with adaptive coefficients learned via logistic regression, ensuring robust jailbreak defense while preserving benign input handling. Experiments on LLaMA-3.1, Gemma-2, and Qwen2.5 show that AdaSteer outperforms baseline methods across multiple jailbreak attacks with minimal impact on utility. Our results highlight the potential of interpretable model internals for real-time, flexible safety enforcement in LLMs.

cs.CR↗

Search and Refine During Think: Facilitating Knowledge Refinement for Improved Retrieval-Augmented Reasoning

Large language models have demonstrated impressive reasoning capabilities but are inherently limited by their knowledge reservoir. Retrieval-augmented reasoning mitigates this limitation by allowing LLMs to query external resources, but existing methods often retrieve irrelevant or noisy information, hindering accurate reasoning. In this paper, we propose AutoRefine, a reinforcement learning post-training framework that adopts a new "search-and-refine-during-think" paradigm. AutoRefine introduces explicit knowledge refinement steps between successive search calls, enabling the model to iteratively filter, distill, and organize evidence before generating an answer. Furthermore, we incorporate tailored retrieval-specific rewards alongside answer correctness rewards using group relative policy optimization. Experiments on single-hop and multi-hop QA benchmarks demonstrate that AutoRefine significantly outperforms existing approaches, particularly in complex, multi-hop reasoning scenarios. Detailed analysis shows that AutoRefine issues frequent, higher-quality searches and synthesizes evidence effectively.

cs.CL↗