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Ana Marasović

Publications and source records attributed to Ana Marasović.

At least 19 recordsLinked to original sources

Faithfulness Metrics Don't Measure Faithfulness: A Meta-Evaluation with Ground Truth

Chains of thought (CoTs) have become central in interpreting and auditing behaviors of large language models. Yet growing evidence suggests that these traces often fail to faithfully represent the computations behind a model's predictions. Several faithfulness metrics have been proposed, but whether they indeed measure faithfulness remains unknown. Answering this requires ground-truth labels, which are hard to obtain since internal computations are not directly observable. Consequently, most works proposing metrics report only absolute scores or comparisons to prior metrics, and the few existing benchmarks rely on proxies like plausibility or importance, properties orthogonal to faithfulness that can mislead about whether a CoT can be trusted. We address this challenge by constructing tasks whose outputs reveal which intermediate computations must have produced them, and developing an automated labeling pipeline that yields ground-truth faithfulness labels at both the step and CoT level. Building on this methodology, we present BonaFide, a benchmark of 3,066 labeled CoTs across 13 tasks and 10 models, and use it to conduct the first systematic evaluation of prominent faithfulness metrics. Our experiments show that most metrics perform near chance, exhibit strong prediction biases and degrade on longer CoTs. The best metric reaches only 0.70 AUROC at the CoT level while another reaches 0.59 at the step level, with neither transferring across settings, while entailing prohibitively high computational cost. Our results expose fundamental gaps in current faithfulness evaluation and call for the development of more reliable and efficient metrics.

cs.CL

Teaching People LLM's Errors and Getting it Right

People use large language models (LLMs) when they should not. This is partly because they see LLMs compose poems and answer intricate questions, so they understandably, but incorrectly, assume LLMs won't stumble on basic tasks like simple arithmetic. Prior work has tried to address this by clustering instance embeddings into regions where an LLM is likely to fail and automatically describing patterns in these regions. The found failure patterns are taught to users to mitigate their overreliance. Yet, this approach has not fully succeeded. In this analysis paper, we aim to understand why. We first examine whether the negative result stems from the absence of failure patterns. We group instances in two datasets by their meta-labels and evaluate an LLM's predictions on these groups. We then define criteria to flag groups that are sizable and where the LLM is error-prone, and find meta-label groups that meet these criteria. Their meta-labels are the LLM's failure patterns that could be taught to users, so they do exist. We next test whether prompting and embedding-based approaches can surface these known failures. Without this, users cannot be taught about them to reduce their overreliance. We find mixed results across methods, which could explain the negative result. Finally, we revisit the final metric that measures teaching effectiveness. We propose to assess a user's ability to effectively use the given failure patterns to anticipate when an LLM is error-prone. A user study shows a positive effect from teaching with this metric, unlike the human-AI team accuracy. Our findings show that teaching failure patterns could be a viable approach to mitigating overreliance, but success depends on better automated failure-discovery methods and using metrics like ours.

cs.CL

MixAssist: An Audio-Language Dataset for Co-Creative AI Assistance in Music Mixing

While AI presents significant potential for enhancing music mixing and mastering workflows, current research predominantly emphasizes end-to-end automation or generation, often overlooking the collaborative and instructional dimensions vital for co-creative processes. This gap leaves artists, particularly amateurs seeking to develop expertise, underserved. To bridge this, we introduce MixAssist, a novel audio-language dataset capturing the situated, multi-turn dialogue between expert and amateur music producers during collaborative mixing sessions. Comprising 431 audio-grounded conversational turns derived from 7 in-depth sessions involving 12 producers, MixAssist provides a unique resource for training and evaluating audio-language models that can comprehend and respond to the complexities of real-world music production dialogues. Our evaluations, including automated LLM-as-a-judge assessments and human expert comparisons, demonstrate that fine-tuning models such as Qwen-Audio on MixAssist can yield promising results, with Qwen significantly outperforming other tested models in generating helpful, contextually relevant mixing advice. By focusing on co-creative instruction grounded in audio context, MixAssist enables the development of intelligent AI assistants designed to support and augment the creative process in music mixing.

cs.SD

BriefMe: A Legal NLP Benchmark for Assisting with Legal Briefs

A core part of legal work that has been under-explored in Legal NLP is the writing and editing of legal briefs. This requires not only a thorough understanding of the law of a jurisdiction, from judgments to statutes, but also the ability to make new arguments to try to expand the law in a new direction and make novel and creative arguments that are persuasive to judges. To capture and evaluate these legal skills in language models, we introduce BRIEFME, a new dataset focused on legal briefs. It contains three tasks for language models to assist legal professionals in writing briefs: argument summarization, argument completion, and case retrieval. In this work, we describe the creation of these tasks, analyze them, and show how current models perform. We see that today's large language models (LLMs) are already quite good at the summarization and guided completion tasks, even beating human-generated headings. Yet, they perform poorly on other tasks in our benchmark: realistic argument completion and retrieving relevant legal cases. We hope this dataset encourages more development in Legal NLP in ways that will specifically aid people in performing legal work.

cs.CL

What Has Been Lost with Synthetic Evaluation?

Large language models (LLMs) are increasingly used for data generation. However, creating evaluation benchmarks raises the bar for this emerging paradigm. Benchmarks must target specific phenomena, penalize exploiting shortcuts, and be challenging. Through two case studies, we investigate whether LLMs can meet these demands by generating reasoning over-text benchmarks and comparing them to those created through careful crowdsourcing. Specifically, we evaluate both the validity and difficulty of LLM-generated versions of two high-quality reading comprehension datasets: CondaQA, which evaluates reasoning about negation, and DROP, which targets reasoning about quantities. We find that prompting LLMs can produce variants of these datasets that are often valid according to the annotation guidelines, at a fraction of the cost of the original crowdsourcing effort. However, we show that they are less challenging for LLMs than their human-authored counterparts. This finding sheds light on what may have been lost by generating evaluation data with LLMs, and calls for critically reassessing the immediate use of this increasingly prevalent approach to benchmark creation.

cs.CL

Societal Alignment Frameworks Can Improve LLM Alignment

Recent progress in large language models (LLMs) has focused on producing responses that meet human expectations and align with shared values - a process coined alignment. However, aligning LLMs remains challenging due to the inherent disconnect between the complexity of human values and the narrow nature of the technological approaches designed to address them. Current alignment methods often lead to misspecified objectives, reflecting the broader issue of incomplete contracts, the impracticality of specifying a contract between a model developer, and the model that accounts for every scenario in LLM alignment. In this paper, we argue that improving LLM alignment requires incorporating insights from societal alignment frameworks, including social, economic, and contractual alignment, and discuss potential solutions drawn from these domains. Given the role of uncertainty within societal alignment frameworks, we then investigate how it manifests in LLM alignment. We end our discussion by offering an alternative view on LLM alignment, framing the underspecified nature of its objectives as an opportunity rather than perfect their specification. Beyond technical improvements in LLM alignment, we discuss the need for participatory alignment interface designs.

cs.CY

Measuring Chain of Thought Faithfulness by Unlearning Reasoning Steps

When prompted to think step-by-step, language models (LMs) produce a chain of thought (CoT), a sequence of reasoning steps that the model supposedly used to produce its prediction. Despite much work on CoT prompting, it is unclear if reasoning verbalized in a CoT is faithful to the models' parametric beliefs. We introduce a framework for measuring parametric faithfulness of generated reasoning, and propose Faithfulness by Unlearning Reasoning steps (FUR), an instance of this framework. FUR erases information contained in reasoning steps from model parameters, and measures faithfulness as the resulting effect on the model's prediction. Our experiments with four LMs and five multi-hop multi-choice question answering (MCQA) datasets show that FUR is frequently able to precisely change the underlying models' prediction for a given instance by unlearning key steps, indicating when a CoT is parametrically faithful. Further analysis shows that CoTs generated by models post-unlearning support different answers, hinting at a deeper effect of unlearning.

cs.CL

On Evaluating Explanation Utility for Human-AI Decision Making in NLP

Is explainability a false promise? This debate has emerged from the insufficient evidence that explanations help people in situations they are introduced for. More human-centered, application-grounded evaluations of explanations are needed to settle this. Yet, with no established guidelines for such studies in NLP, researchers accustomed to standardized proxy evaluations must discover appropriate measurements, tasks, datasets, and sensible models for human-AI teams in their studies. To aid with this, we first review existing metrics suitable for application-grounded evaluation. We then establish criteria to select appropriate datasets, and using them, we find that only 4 out of over 50 datasets available for explainability research in NLP meet them. We then demonstrate the importance of reassessing the state of the art to form and study human-AI teams: teaming people with models for certain tasks might only now start to make sense, and for others, it remains unsound. Finally, we present the exemplar studies of human-AI decision-making for one of the identified tasks -- verifying the correctness of a legal claim given a contract. Our results show that providing AI predictions, with or without explanations, does not cause decision makers to speed up their work without compromising performance. We argue for revisiting the setup of human-AI teams and improving automatic deferral of instances to AI, where explanations could play a useful role.

cs.CL

Chain-of-Thought Unfaithfulness as Disguised Accuracy

Understanding the extent to which Chain-of-Thought (CoT) generations align with a large language model's (LLM) internal computations is critical for deciding whether to trust an LLM's output. As a proxy for CoT faithfulness, Lanham et al. (2023) propose a metric that measures a model's dependence on its CoT for producing an answer. Within a single family of proprietary models, they find that LLMs exhibit a scaling-then-inverse-scaling relationship between model size and their measure of faithfulness, and that a 13 billion parameter model exhibits increased faithfulness compared to models ranging from 810 million to 175 billion parameters in size. We evaluate whether these results generalize as a property of all LLMs. We replicate the experimental setup in their section focused on scaling experiments with three different families of models and, under specific conditions, successfully reproduce the scaling trends for CoT faithfulness they report. However, after normalizing the metric to account for a model's bias toward certain answer choices, unfaithfulness drops significantly for smaller less-capable models. This normalized faithfulness metric is also strongly correlated ($R^2$=0.74) with accuracy, raising doubts about its validity for evaluating faithfulness.

cs.CL

Whispers of Doubt Amidst Echoes of Triumph in NLP Robustness

Do larger and more performant models resolve NLP's longstanding robustness issues? We investigate this question using over 20 models of different sizes spanning different architectural choices and pretraining objectives. We conduct evaluations using (a) out-of-domain and challenge test sets, (b) behavioral testing with CheckLists, (c) contrast sets, and (d) adversarial inputs. Our analysis reveals that not all out-of-domain tests provide insight into robustness. Evaluating with CheckLists and contrast sets shows significant gaps in model performance; merely scaling models does not make them adequately robust. Finally, we point out that current approaches for adversarial evaluations of models are themselves problematic: they can be easily thwarted, and in their current forms, do not represent a sufficiently deep probe of model robustness. We conclude that not only is the question of robustness in NLP as yet unresolved, but even some of the approaches to measure robustness need to be reassessed.

cs.CL

How Much Consistency Is Your Accuracy Worth?

Contrast set consistency is a robustness measurement that evaluates the rate at which a model correctly responds to all instances in a bundle of minimally different examples relying on the same knowledge. To draw additional insights, we propose to complement consistency with relative consistency -- the probability that an equally accurate model would surpass the consistency of the proposed model, given a distribution over possible consistencies. Models with 100% relative consistency have reached a consistency peak for their accuracy. We reflect on prior work that reports consistency in contrast sets and observe that relative consistency can alter the assessment of a model's consistency compared to another. We anticipate that our proposed measurement and insights will influence future studies aiming to promote consistent behavior in models.

cs.CL

CONDAQA: A Contrastive Reading Comprehension Dataset for Reasoning about Negation

The full power of human language-based communication cannot be realized without negation. All human languages have some form of negation. Despite this, negation remains a challenging phenomenon for current natural language understanding systems. To facilitate the future development of models that can process negation effectively, we present CONDAQA, the first English reading comprehension dataset which requires reasoning about the implications of negated statements in paragraphs. We collect paragraphs with diverse negation cues, then have crowdworkers ask questions about the implications of the negated statement in the passage. We also have workers make three kinds of edits to the passage -- paraphrasing the negated statement, changing the scope of the negation, and reversing the negation -- resulting in clusters of question-answer pairs that are difficult for models to answer with spurious shortcuts. CONDAQA features 14,182 question-answer pairs with over 200 unique negation cues and is challenging for current state-of-the-art models. The best performing model on CONDAQA (UnifiedQA-v2-3b) achieves only 42% on our consistency metric, well below human performance which is 81%. We release our dataset, along with fully-finetuned, few-shot, and zero-shot evaluations, to facilitate the development of future NLP methods that work on negated language.

cs.CL

Does Self-Rationalization Improve Robustness to Spurious Correlations?

Rationalization is fundamental to human reasoning and learning. NLP models trained to produce rationales along with predictions, called self-rationalization models, have been investigated for their interpretability and utility to end-users. However, the extent to which training with human-written rationales facilitates learning remains an under-explored question. We ask whether training models to self-rationalize can aid in their learning to solve tasks for the right reasons. Specifically, we evaluate how training self-rationalization models with free-text rationales affects robustness to spurious correlations in fine-tuned encoder-decoder and decoder-only models of six different sizes. We evaluate robustness to spurious correlations by measuring performance on 1) manually annotated challenge datasets and 2) subsets of original test sets where reliance on spurious correlations would fail to produce correct answers. We find that while self-rationalization can improve robustness to spurious correlations in low-resource settings, it tends to hurt robustness in higher-resource settings. Furthermore, these effects depend on model family and size, as well as on rationale content. Together, our results suggest that explainability can come at the cost of robustness; thus, appropriate care should be taken when training self-rationalizing models with the goal of creating more trustworthy models.

cs.CL

Do Androids Laugh at Electric Sheep? Humor "Understanding" Benchmarks from The New Yorker Caption Contest

Large neural networks can now generate jokes, but do they really "understand" humor? We challenge AI models with three tasks derived from the New Yorker Cartoon Caption Contest: matching a joke to a cartoon, identifying a winning caption, and explaining why a winning caption is funny. These tasks encapsulate progressively more sophisticated aspects of "understanding" a cartoon; key elements are the complex, often surprising relationships between images and captions and the frequent inclusion of indirect and playful allusions to human experience and culture. We investigate both multimodal and language-only models: the former are challenged with the cartoon images directly, while the latter are given multifaceted descriptions of the visual scene to simulate human-level visual understanding. We find that both types of models struggle at all three tasks. For example, our best multimodal models fall 30 accuracy points behind human performance on the matching task, and, even when provided ground-truth visual scene descriptors, human-authored explanations are preferred head-to-head over the best machine-authored ones (few-shot GPT-4) in more than 2/3 of cases. We release models, code, leaderboard, and corpus, which includes newly-gathered annotations describing the image's locations/entities, what's unusual in the scene, and an explanation of the joke.

cs.CL

On Advances in Text Generation from Images Beyond Captioning: A Case Study in Self-Rationalization

Combining the visual modality with pretrained language models has been surprisingly effective for simple descriptive tasks such as image captioning. More general text generation however remains elusive. We take a step back and ask: How do these models work for more complex generative tasks, i.e. conditioning on both text and images? Are multimodal models simply visually adapted language models, or do they combine they reason jointly over modalities? We investigate these questions in the context of self-rationalization (jointly generating task labels/answers and free-text explanations) of three tasks: (i) visual question answering in VQA-X, (ii) visual commonsense reasoning in VCR, and (iii) visual-textual entailment in e-SNLI-VE. We show that recent unimodal advances, CLIP image representations and scaling of language models, do not consistently improve self-rationalization in multimodal tasks. We find that no single model type works universally best across tasks, datasets, and finetuning data sizes. Our findings motivate the need for novel general backbones approach that move text generation from images and text beyond image captioning.

cs.CL

Few-Shot Self-Rationalization with Natural Language Prompts

Self-rationalization models that predict task labels and generate free-text elaborations for their predictions could enable more intuitive interaction with NLP systems. These models are, however, currently trained with a large amount of human-written free-text explanations for each task which hinders their broader usage. We propose to study a more realistic setting of self-rationalization using few training examples. We present FEB -- a standardized collection of four existing English-language datasets and associated metrics. We identify the right prompting approach by extensively exploring natural language prompts on FEB. Then, by using this prompt and scaling the model size, we demonstrate that making progress on few-shot self-rationalization is possible. We show there is still ample room for improvement in this task: the average plausibility of generated explanations assessed by human annotators is at most 51% (with GPT-3), while plausibility of human explanations is 76%. We hope that FEB and our proposed approach will spur the community to take on the few-shot self-rationalization challenge.

cs.CL

Effective Attention Sheds Light On Interpretability

An attention matrix of a transformer self-attention sublayer can provably be decomposed into two components and only one of them (effective attention) contributes to the model output. This leads us to ask whether visualizing effective attention gives different conclusions than interpretation of standard attention. Using a subset of the GLUE tasks and BERT, we carry out an analysis to compare the two attention matrices, and show that their interpretations differ. Effective attention is less associated with the features related to the language modeling pretraining such as the separator token, and it has more potential to illustrate linguistic features captured by the model for solving the end-task. Given the found differences, we recommend using effective attention for studying a transformer's behavior since it is more pertinent to the model output by design.

cs.CL

Documenting Large Webtext Corpora: A Case Study on the Colossal Clean Crawled Corpus

Large language models have led to remarkable progress on many NLP tasks, and researchers are turning to ever-larger text corpora to train them. Some of the largest corpora available are made by scraping significant portions of the internet, and are frequently introduced with only minimal documentation. In this work we provide some of the first documentation for the Colossal Clean Crawled Corpus (C4; Raffel et al., 2020), a dataset created by applying a set of filters to a single snapshot of Common Crawl. We begin by investigating where the data came from, and find a significant amount of text from unexpected sources like patents and US military websites. Then we explore the content of the text itself, and find machine-generated text (e.g., from machine translation systems) and evaluation examples from other benchmark NLP datasets. To understand the impact of the filters applied to create this dataset, we evaluate the text that was removed, and show that blocklist filtering disproportionately removes text from and about minority individuals. Finally, we conclude with some recommendations for how to created and document web-scale datasets from a scrape of the internet.

cs.CL