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Anatole Katok

Publications and source records attributed to Anatole Katok.

15 recordsLinked to original sources
arXiv2021

On the accumulation of separatrices by invariant circles

Let $f$ be a smooth symplectic diffeomorphism of $\mathbb{R}^2$ admitting a (non-split) separatrix associated to a hyperbolic fixed point. We prove that if $f$ is a perturbation of the time-1 map of a symplectic autonomous vector field, this separatrix is accumulated by a positive measure set of invariant circles. On the other hand, we provide examples of smooth symplectic diffeomorphisms with a Lyapunov unstable non-split separatrix that are not accumulated by invariant circles.

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arXiv2021

Flexibility of Lyapunov exponents

We outline the flexibility program in smooth dynamics, focusing on flexibility of Lyapunov exponents for volume-preserving diffeomorphisms. We prove flexibility results for Anosov diffeomorphisms admitting dominated splittings into one-dimensional bundles.

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arXiv2020

Survey on entropy-type invariants of sub-exponential growth in dynamical systems

Measure-theoretic and topological entropy are classical invariants in the theory of dynamical systems. There are several recently developed entropy type invariants for systems of sub-exponential growth: sequence entropy, slow entropy, Kakutani invariants, scaled entropy, entropy dimensions and entropy convergence rate. They measure the complexity of zero entropy systems by different approaches. These new invariants and corresponding new theories have many applications and interesting properties. This survey paper gives a comprehensive exposition of the slow entropy theory and also discusses some related topics.

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arXiv2017

Flexibility of entropies for surfaces of negative curvature

We consider a smooth closed surface $M$ of fixed genus $\geqslant 2$ with a Riemannian metric $g$ of negative curvature with fixed total area. The second author has shown that the topological entropy of geodesic flow for $g$ is greater than or equal to the topological entropy for the metric of constant negative curvature on $M$ with the same total area which is greater than or equal to the metric entropy with respect to the Liouville measure of geodesic flow for $g$. Equality holds only in the case of constant negative curvature. We prove that those are the only restrictions on the values of topological and metric entropies for metrics of negative curvature.

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arXiv2014

The Fried average entropy and slow entropy for actions of higher rank abelian groups

We consider two numerical entropy--type invariants for actions of $\Zk$, invariant under a choice of generators and well-adapted for smooth actions whose individual elements have positive entropy. We concentrate on the maximal rank case, i.e. $\Zk,\,k\ge 2$ actions on $k+1$-dimensional manifolds. In this case we show that for a fixed dimension (or, equivalently, rank) each of the invariants determines the other and their values are closely related to regulators in algebraic number fields. In particular, in contrast with the classical case of $\mathbb Z$ actions the entropies of ergodic maximal rank actions take only countably many values. Our main result is the dichotomy that is best expressed under the assumption of weak mixing or, equivalently, no periodic factors: either both invariants vanish, or their values are bounded away from zero by universal constants. Furthermore, the lower bounds grow with dimension: for the first invariant (the Fried average entropy) exponentially, and for the second (the slow entropy) linearly.

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arXiv2013

Arithmeticity and topology of smooth actions of higher rank abelian groups

We prove that any smooth action of $\mathbb Z^{m-1}, m\ge 3$ on an $m$-dimensional manifold that preserves a measure such that all non-identity elements of the suspension have positive entropy is essentially algebraic, i.e. isomorphic up to a finite permutation to an affine action on the torus or its factor by $\pm\Id$. Furthermore this isomorphism has nice geometric properties, in particular, it is smooth in the sense of Whitney on a set whose complement has arbitrary small measure. We further derive restrictions on topology of manifolds that may admit such actions, for example, excluding spheres and obtaining below estimate on the first Betti number in the odd-dimensional case.

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arXiv2012

Measure theory through dynamical eyes

These expository notes are a somewhat embellished version of two rather informal evening review sessions given by the second author at the 2008 Bedlewo summer school on "Dynamical Systems - Geometric Structures and Rigidity"; they provide a brief overview of some of the basics of measure theory and its applications to dynamics which are foundational to the various courses at the school.

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arXiv2010

Nonuniform measure rigidity

We consider an ergodic invariant measure $μ$ for a smooth action of $Z^k$, $k \ge 2$, on a $(k+1)$-dimensional manifold or for a locally free smooth action of $R^k$, $k \ge 2$ on a $(2k+1)$-dimensional manifold. We prove that if $μ$ is hyperbolic with the Lyapunov hyperplanes in general position and if one element of the action has positive entropy, then $μ$ is absolutely continuous. The main ingredient is absolute continuity of conditional measures on Lyapunov foliations which holds for a more general class of smooth actions of higher rank abelian groups.

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arXiv2010

Measure and cocycle rigidity for certain non-uniformly hyperbolic actions of higher rank abelian groups

We prove absolute continuity of "high entropy" hyperbolic invariant measures for smooth actions of higher rank abelian groups assuming that there are no proportional Lyapunov exponents. For actions on tori and infranilmanifolds existence of an absolutely continuous invariant measure of this kind is obtained for actions whose elements are homotopic to those of an action by hyperbolic automorphisms with no multiple or proportional Lyapunov exponents. In the latter case a form of rigidity is proved for certain natural classes of cocycles over the action.

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arXiv2005

Constructions in elliptic dynamics

We present an overview and some new applications of the approximation by conjugation method introduced by Anosov and the second author more than thirty years ago \cite{AK}. Michel Herman made important contributions to the development and applications of this method beginning from the construction of minimal and uniquely ergodic diffeomorphisms jointly with Fathi in \cite{FH} and continuing with exotic invariant sets of rational maps of the Riemann sphere \cite{H3}, and the construction of invariant tori with nonstandard and unexpected behavior in the context of KAM theory \cite{H1, H2}. Recently the method has been experiencing a revival. Some of the new results presented in the paper illustrate variety of uses for tools available for a long time, others exploit new methods, in particular possibility of mixing in the context of Liouvillean dynamics discovered by the first author \cite{F1, F2}.

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arXiv2000

Rigidity of measurable structure for Z^d-actions by automorphisms of a torus

We show that for certain classes of actions of Z^d, d >= 2, by automorphisms of the torus any measurable conjugacy has to be affine, hence measurable conjugacy implies algebraic conjugacy; similarly any measurable factor is algebraic, and algebraic and affine centralizers provide invariants of measurable conjugacy. Using the algebraic machinery of dual modules and information about class numbers of algebraic number fields we consruct various examples of Z^d-actions by Bernoulli automorphisms whose measurable orbit structure is rigid, including actions which are weakly isomorphic but not isomorphic. We show that the structure of the centralizer for these actions may or may not serve as a distinguishing measure-theoretic invariant.

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