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Anders Søgaard

Publications and source records attributed to Anders Søgaard.

At least 91 records · Page 5Linked to original sources

Improved Multi-label Classification under Temporal Concept Drift: Rethinking Group-Robust Algorithms in a Label-Wise Setting

In document classification for, e.g., legal and biomedical text, we often deal with hundreds of classes, including very infrequent ones, as well as temporal concept drift caused by the influence of real world events, e.g., policy changes, conflicts, or pandemics. Class imbalance and drift can sometimes be mitigated by resampling the training data to simulate (or compensate for) a known target distribution, but what if the target distribution is determined by unknown future events? Instead of simply resampling uniformly to hedge our bets, we focus on the underlying optimization algorithms used to train such document classifiers and evaluate several group-robust optimization algorithms, initially proposed to mitigate group-level disparities. Reframing group-robust algorithms as adaptation algorithms under concept drift, we find that Invariant Risk Minimization and Spectral Decoupling outperform sampling-based approaches to class imbalance and concept drift, and lead to much better performance on minority classes. The effect is more pronounced the larger the label set.

cs.CL↗

FairLex: A Multilingual Benchmark for Evaluating Fairness in Legal Text Processing

We present a benchmark suite of four datasets for evaluating the fairness of pre-trained language models and the techniques used to fine-tune them for downstream tasks. Our benchmarks cover four jurisdictions (European Council, USA, Switzerland, and China), five languages (English, German, French, Italian and Chinese) and fairness across five attributes (gender, age, region, language, and legal area). In our experiments, we evaluate pre-trained language models using several group-robust fine-tuning techniques and show that performance group disparities are vibrant in many cases, while none of these techniques guarantee fairness, nor consistently mitigate group disparities. Furthermore, we provide a quantitative and qualitative analysis of our results, highlighting open challenges in the development of robustness methods in legal NLP.

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The Impact of Differential Privacy on Group Disparity Mitigation

The performance cost of differential privacy has, for some applications, been shown to be higher for minority groups; fairness, conversely, has been shown to disproportionally compromise the privacy of members of such groups. Most work in this area has been restricted to computer vision and risk assessment. In this paper, we evaluate the impact of differential privacy on fairness across four tasks, focusing on how attempts to mitigate privacy violations and between-group performance differences interact: Does privacy inhibit attempts to ensure fairness? To this end, we train $(\varepsilon,δ)$-differentially private models with empirical risk minimization and group distributionally robust training objectives. Consistent with previous findings, we find that differential privacy increases between-group performance differences in the baseline setting; but more interestingly, differential privacy reduces between-group performance differences in the robust setting. We explain this by reinterpreting differential privacy as regularization.

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Exploring the Unfairness of DP-SGD Across Settings

End users and regulators require private and fair artificial intelligence models, but previous work suggests these objectives may be at odds. We use the CivilComments to evaluate the impact of applying the {\em de facto} standard approach to privacy, DP-SGD, across several fairness metrics. We evaluate three implementations of DP-SGD: for dimensionality reduction (PCA), linear classification (logistic regression), and robust deep learning (Group-DRO). We establish a negative, logarithmic correlation between privacy and fairness in the case of linear classification and robust deep learning. DP-SGD had no significant impact on fairness for PCA, but upon inspection, also did not seem to lead to private representations.

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Do We Still Need Automatic Speech Recognition for Spoken Language Understanding?

Spoken language understanding (SLU) tasks are usually solved by first transcribing an utterance with automatic speech recognition (ASR) and then feeding the output to a text-based model. Recent advances in self-supervised representation learning for speech data have focused on improving the ASR component. We investigate whether representation learning for speech has matured enough to replace ASR in SLU. We compare learned speech features from wav2vec 2.0, state-of-the-art ASR transcripts, and the ground truth text as input for a novel speech-based named entity recognition task, a cardiac arrest detection task on real-world emergency calls and two existing SLU benchmarks. We show that learned speech features are superior to ASR transcripts on three classification tasks. For machine translation, ASR transcripts are still the better choice. We highlight the intrinsic robustness of wav2vec 2.0 representations to out-of-vocabulary words as key to better performance.

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Revisiting Methods for Finding Influential Examples

Several instance-based explainability methods for finding influential training examples for test-time decisions have been proposed recently, including Influence Functions, TraceIn, Representer Point Selection, Grad-Dot, and Grad-Cos. Typically these methods are evaluated using LOO influence (Cook's distance) as a gold standard, or using various heuristics. In this paper, we show that all of the above methods are unstable, i.e., extremely sensitive to initialization, ordering of the training data, and batch size. We suggest that this is a natural consequence of how in the literature, the influence of examples is assumed to be independent of model state and other examples -- and argue it is not. We show that LOO influence and heuristics are, as a result, poor metrics to measure the quality of instance-based explanations, and instead propose to evaluate such explanations by their ability to detect poisoning attacks. Further, we provide a simple, yet effective baseline to improve all of the above methods and show how it leads to very significant improvements on downstream tasks.

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Dynamic Forecasting of Conversation Derailment

Online conversations can sometimes take a turn for the worse, either due to systematic cultural differences, accidental misunderstandings, or mere malice. Automatically forecasting derailment in public online conversations provides an opportunity to take early action to moderate it. Previous work in this space is limited, and we extend it in several ways. We apply a pretrained language encoder to the task, which outperforms earlier approaches. We further experiment with shifting the training paradigm for the task from a static to a dynamic one to increase the forecast horizon. This approach shows mixed results: in a high-quality data setting, a longer average forecast horizon can be achieved at the cost of a small drop in F1; in a low-quality data setting, however, dynamic training propagates the noise and is highly detrimental to performance.

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Evaluation of Summarization Systems across Gender, Age, and Race

Summarization systems are ultimately evaluated by human annotators and raters. Usually, annotators and raters do not reflect the demographics of end users, but are recruited through student populations or crowdsourcing platforms with skewed demographics. For two different evaluation scenarios -- evaluation against gold summaries and system output ratings -- we show that summary evaluation is sensitive to protected attributes. This can severely bias system development and evaluation, leading us to build models that cater for some groups rather than others.

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Itihasa: A large-scale corpus for Sanskrit to English translation

This work introduces Itihasa, a large-scale translation dataset containing 93,000 pairs of Sanskrit shlokas and their English translations. The shlokas are extracted from two Indian epics viz., The Ramayana and The Mahabharata. We first describe the motivation behind the curation of such a dataset and follow up with empirical analysis to bring out its nuances. We then benchmark the performance of standard translation models on this corpus and show that even state-of-the-art transformer architectures perform poorly, emphasizing the complexity of the dataset.

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Do Language Models Know the Way to Rome?

The global geometry of language models is important for a range of applications, but language model probes tend to evaluate rather local relations, for which ground truths are easily obtained. In this paper we exploit the fact that in geography, ground truths are available beyond local relations. In a series of experiments, we evaluate the extent to which language model representations of city and country names are isomorphic to real-world geography, e.g., if you tell a language model where Paris and Berlin are, does it know the way to Rome? We find that language models generally encode limited geographic information, but with larger models performing the best, suggesting that geographic knowledge can be induced from higher-order co-occurrence statistics.

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Can Language Models Encode Perceptual Structure Without Grounding? A Case Study in Color

Pretrained language models have been shown to encode relational information, such as the relations between entities or concepts in knowledge-bases -- (Paris, Capital, France). However, simple relations of this type can often be recovered heuristically and the extent to which models implicitly reflect topological structure that is grounded in world, such as perceptual structure, is unknown. To explore this question, we conduct a thorough case study on color. Namely, we employ a dataset of monolexemic color terms and color chips represented in CIELAB, a color space with a perceptually meaningful distance metric. Using two methods of evaluating the structural alignment of colors in this space with text-derived color term representations, we find significant correspondence. Analyzing the differences in alignment across the color spectrum, we find that warmer colors are, on average, better aligned to the perceptual color space than cooler ones, suggesting an intriguing connection to findings from recent work on efficient communication in color naming. Further analysis suggests that differences in alignment are, in part, mediated by collocationality and differences in syntactic usage, posing questions as to the relationship between color perception and usage and context.

cs.CV↗

On Language Models for Creoles

Creole languages such as Nigerian Pidgin English and Haitian Creole are under-resourced and largely ignored in the NLP literature. Creoles typically result from the fusion of a foreign language with multiple local languages, and what grammatical and lexical features are transferred to the creole is a complex process. While creoles are generally stable, the prominence of some features may be much stronger with certain demographics or in some linguistic situations. This paper makes several contributions: We collect existing corpora and release models for Haitian Creole, Nigerian Pidgin English, and Singaporean Colloquial English. We evaluate these models on intrinsic and extrinsic tasks. Motivated by the above literature, we compare standard language models with distributionally robust ones and find that, somewhat surprisingly, the standard language models are superior to the distributionally robust ones. We investigate whether this is an effect of over-parameterization or relative distributional stability, and find that the difference persists in the absence of over-parameterization, and that drift is limited, confirming the relative stability of creole languages.

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The Impact of Positional Encodings on Multilingual Compression

In order to preserve word-order information in a non-autoregressive setting, transformer architectures tend to include positional knowledge, by (for instance) adding positional encodings to token embeddings. Several modifications have been proposed over the sinusoidal positional encodings used in the original transformer architecture; these include, for instance, separating position encodings and token embeddings, or directly modifying attention weights based on the distance between word pairs. We first show that surprisingly, while these modifications tend to improve monolingual language models, none of them result in better multilingual language models. We then answer why that is: Sinusoidal encodings were explicitly designed to facilitate compositionality by allowing linear projections over arbitrary time steps. Higher variances in multilingual training distributions requires higher compression, in which case, compositionality becomes indispensable. Learned absolute positional encodings (e.g., in mBERT) tend to approximate sinusoidal embeddings in multilingual settings, but more complex positional encoding architectures lack the inductive bias to effectively learn compositionality and cross-lingual alignment. In other words, while sinusoidal positional encodings were originally designed for monolingual applications, they are particularly useful in multilingual language models.

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On the Interaction of Belief Bias and Explanations

A myriad of explainability methods have been proposed in recent years, but there is little consensus on how to evaluate them. While automatic metrics allow for quick benchmarking, it isn't clear how such metrics reflect human interaction with explanations. Human evaluation is of paramount importance, but previous protocols fail to account for belief biases affecting human performance, which may lead to misleading conclusions. We provide an overview of belief bias, its role in human evaluation, and ideas for NLP practitioners on how to account for it. For two experimental paradigms, we present a case study of gradient-based explainability introducing simple ways to account for humans' prior beliefs: models of varying quality and adversarial examples. We show that conclusions about the highest performing methods change when introducing such controls, pointing to the importance of accounting for belief bias in evaluation.

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Replicating and Extending "Because Their Treebanks Leak": Graph Isomorphism, Covariants, and Parser Performance

Søgaard (2020) obtained results suggesting the fraction of trees occurring in the test data isomorphic to trees in the training set accounts for a non-trivial variation in parser performance. Similar to other statistical analyses in NLP, the results were based on evaluating linear regressions. However, the study had methodological issues and was undertaken using a small sample size leading to unreliable results. We present a replication study in which we also bin sentences by length and find that only a small subset of sentences vary in performance with respect to graph isomorphism. Further, the correlation observed between parser performance and graph isomorphism in the wild disappears when controlling for covariants. However, in a controlled experiment, where covariants are kept fixed, we do observe a strong correlation. We suggest that conclusions drawn from statistical analyses like this need to be tempered and that controlled experiments can complement them by more readily teasing factors apart.

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Minimax and Neyman-Pearson Meta-Learning for Outlier Languages

Model-agnostic meta-learning (MAML) has been recently put forth as a strategy to learn resource-poor languages in a sample-efficient fashion. Nevertheless, the properties of these languages are often not well represented by those available during training. Hence, we argue that the i.i.d. assumption ingrained in MAML makes it ill-suited for cross-lingual NLP. In fact, under a decision-theoretic framework, MAML can be interpreted as minimising the expected risk across training languages (with a uniform prior), which is known as Bayes criterion. To increase its robustness to outlier languages, we create two variants of MAML based on alternative criteria: Minimax MAML reduces the maximum risk across languages, while Neyman-Pearson MAML constrains the risk in each language to a maximum threshold. Both criteria constitute fully differentiable two-player games. In light of this, we propose a new adaptive optimiser solving for a local approximation to their Nash equilibrium. We evaluate both model variants on two popular NLP tasks, part-of-speech tagging and question answering. We report gains for their average and minimum performance across low-resource languages in zero- and few-shot settings, compared to joint multi-source transfer and vanilla MAML.

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John praised Mary because he? Implicit Causality Bias and Its Interaction with Explicit Cues in LMs

Some interpersonal verbs can implicitly attribute causality to either their subject or their object and are therefore said to carry an implicit causality (IC) bias. Through this bias, causal links can be inferred from a narrative, aiding language comprehension. We investigate whether pre-trained language models (PLMs) encode IC bias and use it at inference time. We find that to be the case, albeit to different degrees, for three distinct PLM architectures. However, causes do not always need to be implicit -- when a cause is explicitly stated in a subordinate clause, an incongruent IC bias associated with the verb in the main clause leads to a delay in human processing. We hypothesize that the temporary challenge humans face in integrating the two contradicting signals, one from the lexical semantics of the verb, one from the sentence-level semantics, would be reflected in higher error rates for models on tasks dependent on causal links. The results of our study lend support to this hypothesis, suggesting that PLMs tend to prioritize lexical patterns over higher-order signals.

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We Need to Talk About Random Splits

Gorman and Bedrick (2019) argued for using random splits rather than standard splits in NLP experiments. We argue that random splits, like standard splits, lead to overly optimistic performance estimates. We can also split data in biased or adversarial ways, e.g., training on short sentences and evaluating on long ones. Biased sampling has been used in domain adaptation to simulate real-world drift; this is known as the covariate shift assumption. In NLP, however, even worst-case splits, maximizing bias, often under-estimate the error observed on new samples of in-domain data, i.e., the data that models should minimally generalize to at test time. This invalidates the covariate shift assumption. Instead of using multiple random splits, future benchmarks should ideally include multiple, independent test sets instead; if infeasible, we argue that multiple biased splits leads to more realistic performance estimates than multiple random splits.

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