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Andrea Goertzen

Publications and source records attributed to Andrea Goertzen.

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HardNet++: Nonlinear Constraint Enforcement in Neural Networks

Enforcing constraint satisfaction in neural network outputs is critical for safety, reliability, and physical fidelity in many control and decision-making applications. While soft-constrained methods penalize constraint violations during training, they do not guarantee constraint adherence during inference. Other approaches guarantee constraint satisfaction via a projection layer, but often rely on the existence of a tractable projection onto the feasible set, limiting their utility in more general problem settings. Many real-world problems of interest are nonlinear and lack the special structure admitting a tractable projection, motivating the development of methods that can enforce general nonlinear constraints. To this end, we introduce HardNet++, a constraint-satisfaction method that enforces linear and nonlinear equality and inequality constraints. Our approach iteratively adjusts the network output via damped local linearizations of the constraints. Each iteration is differentiable, admitting an end-to-end training framework, where the constraint satisfaction layer is active during training. We show that under certain regularity conditions, this procedure enforces nonlinear constraint satisfaction to arbitrary tolerance. Finally, we demonstrate tight constraint adherence without loss of optimality in a learning-for-optimization context, where we apply this method to a nonlinear model predictive control problem.

cs.LG

LMI-Net: Linear Matrix Inequality--Constrained Neural Networks via Differentiable Projection Layers

Linear matrix inequalities (LMIs) have played a central role in certifying stability, robustness, and forward invariance of dynamical systems. Despite rapid development in learning-based methods for control design and certificate synthesis, existing approaches often fail to preserve the hard matrix inequality constraints required for formal guarantees. We propose LMI-Net, an efficient and modular differentiable projection layer that enforces LMI constraints by construction. Our approach lifts the set defined by LMI constraints into the intersection of an affine equality constraint and the positive semidefinite cone, performs the forward pass via Douglas-Rachford splitting, and supports efficient backward propagation through implicit differentiation. We establish theoretical guarantees that the projection layer converges to a feasible point, certifying that LMI-Net transforms a generic neural network into a reliable model satisfying LMI constraints. Evaluated on experiments including invariant ellipsoid synthesis and joint controller-and-certificate design for a family of disturbed linear systems, LMI-Net substantially improves feasibility over soft-constrained models under distribution shift while retaining fast inference speed, bridging semidefinite-program-based certification and modern learning techniques.

cs.LG

ECO: Energy-Constrained Operator Learning for Chaotic Dynamics with Boundedness Guarantees

Chaos is a fundamental feature of many complex dynamical systems, including weather systems and fluid turbulence. These systems are inherently difficult to predict due to their extreme sensitivity to initial conditions. Many chaotic systems are dissipative and ergodic, motivating data-driven models that aim to learn invariant statistical properties over long time horizons. While recent models have shown empirical success in preserving invariant statistics, they are prone to generating unbounded predictions, which prevent meaningful statistics evaluation. To overcome this, we introduce the Energy-Constrained Operator (ECO) that simultaneously learns the system dynamics while enforcing boundedness in predictions. We leverage concepts from control theory to develop algebraic conditions based on a learnable energy function, ensuring the learned dynamics is dissipative. ECO enforces these algebraic conditions through an efficient closed-form quadratic projection layer, which provides provable trajectory boundedness. To our knowledge, this is the first work establishing such formal guarantees for data-driven chaotic dynamics models. Additionally, the learned invariant level set provides an outer estimate for the strange attractor, a complex structure that is computationally intractable to characterize. We demonstrate empirical success in ECO's ability to generate stable long-horizon forecasts, capturing invariant statistics on systems governed by chaotic PDEs, including the Kuramoto--Sivashinsky and the Navier--Stokes equations.

eess.SY