arXiv subjects

Andrew Clark

Publications and source records attributed to Andrew Clark.

At least 73 records · Page 4Linked to original sources

arXiv2019

Optimal Secure Control with Linear Temporal Logic Constraints

Prior work on automatic control synthesis for cyber-physical systems under logical constraints has primarily focused on environmental disturbances or modeling uncertainties, however, the impact of deliberate and malicious attacks has been less studied. In this paper, we consider a discrete-time dynamical system with a linear temporal logic (LTL) constraint in the presence of an adversary, which is modeled as a stochastic game. We assume that the adversary observes the control policy before choosing an attack strategy. We investigate two problems. In the first problem, we synthesize a robust control policy for the stochastic game that maximizes the probability of satisfying the LTL constraint. A value iteration based algorithm is proposed to compute the optimal control policy. In the second problem, we focus on a subclass of LTL constraints, which consist of an arbitrary LTL formula and an invariant constraint. We then investigate the problem of computing a control policy that minimizes the expected number of invariant constraint violations while maximizing the probability of satisfying the arbitrary LTL constraint. We characterize the optimality condition for the desired control policy. A policy iteration based algorithm is proposed to compute the control policy. We illustrate the proposed approaches using two numerical case studies.

eess.SY↗

arXiv2019

Secure Control under Partial Observability with Temporal Logic Constraints

This paper studies the synthesis of control policies for an agent that has to satisfy a temporal logic specification in a partially observable environment, in the presence of an adversary. The interaction of the agent (defender) with the adversary is modeled as a partially observable stochastic game. The search for policies is limited to over the space of finite state controllers, which leads to a tractable approach to determine policies. The goal is to generate a defender policy to maximize satisfaction of a given temporal logic specification under any adversary policy. We relate the satisfaction of the specification in terms of reaching (a subset of) recurrent states of a Markov chain. We then present a procedure to determine a set of defender and adversary finite state controllers of given sizes that will satisfy the temporal logic specification. We illustrate our approach with an example.

eess.SY↗

arXiv2019

Shape of the Cloak: Formal Analysis of Clock Skew-Based Intrusion Detection System in Controller Area Networks

This paper presents a new masquerade attack called the cloaking attack and provides formal analyses for clock skew-based Intrusion Detection Systems (IDSs) that detect masquerade attacks in the Controller Area Network (CAN) in automobiles. In the cloaking attack, the adversary manipulates the message inter-transmission times of spoofed messages by adding delays so as to emulate a desired clock skew and avoid detection. In order to predict and characterize the impact of the cloaking attack in terms of the attack success probability on a given CAN bus and IDS, we develop formal models for two clock skew-based IDSs, i.e., the state-of-the-art (SOTA) IDS and its adaptation to the widely used Network Time Protocol (NTP), using parameters of the attacker, the detector, and the hardware platform. To the best of our knowledge, this is the first paper that provides formal analyses of clock skew-based IDSs in automotive CAN. We implement the cloaking attack on two hardware testbeds, a prototype and a real vehicle (the University of Washington (UW) EcoCAR), and demonstrate its effectiveness against both the SOTA and NTP-based IDSs. We validate our formal analyses through extensive experiments for different messages, IDS settings, and vehicles. By comparing each predicted attack success probability curve against its experimental curve, we find that the average prediction error is within 3.0% for the SOTA IDS and 5.7% for the NTP-based IDS.

cs.CR↗

arXiv2019

On the Structure and Computation of Random Walk Times in Finite Graphs

We consider random walks in which the walk originates in one set of nodes and then continues until it reaches one or more nodes in a target set. The time required for the walk to reach the target set is of interest in understanding the convergence of Markov processes, as well as applications in control, machine learning, and social sciences. In this paper, we investigate the computational structure of the random walk times as a function of the set of target nodes, and find that the commute, hitting, and cover times all exhibit submodular structure, even in non-stationary random walks. We provide a unifying proof of this structure by considering each of these times as special cases of stopping times. We generalize our framework to walks in which the transition probabilities and target sets are jointly chosen to minimize the travel times, leading to polynomial-time approximation algorithms for choosing target sets. Our results are validated through numerical study.

eess.SY↗

arXiv2018

Three-Dimensional Shapes of Spinning Helium Nanodroplets

A significant fraction of superfluid helium nanodroplets produced in a free-jet expansion have been observed to gain high angular momentum resulting in large centrifugal deformation. We measured single-shot diffraction patterns of individual rotating helium nanodroplets up to large scattering angles using intense extreme ultraviolet light pulses from the FERMI free-electron laser. Distinct asymmetric features in the wide-angle diffraction patterns enable the unique and systematic identification of the three-dimensional droplet shapes. The analysis of a large dataset allows us to follow the evolution from axisymmetric oblate to triaxial prolate and two-lobed droplets. We find that the shapes of spinning superfluid helium droplets exhibit the same stages as classical rotating droplets while the previously reported metastable, oblate shapes of quantum droplets are not observed. Our three-dimensional analysis represents a valuable landmark for clarifying the interrelation between morphology and superfluidity on the nanometer scale.

physics.atm-clus↗

arXiv2018

A Game Theoretic Approach for Dynamic Information Flow Tracking to Detect Multi-Stage Advanced Persistent Threats

Advanced Persistent Threats (APTs) infiltrate cyber systems and compromise specifically targeted data and/or resources through a sequence of stealthy attacks consisting of multiple stages. Dynamic information flow tracking has been proposed to detect APTs. In this paper, we develop a dynamic information flow tracking game for resource-efficient detection of APTs via multi-stage dynamic games. The game evolves on an information flow graph, whose nodes are processes and objects (e.g. file, network endpoints) in the system and the edges capture the interaction between different processes and objects. Each stage of the game has pre-specified targets which are characterized by a set of nodes of the graph and the goal of the APT is to evade detection and reach a target node of that stage. The goal of the defender is to maximize the detection probability while minimizing performance overhead on the system. The resource costs of the players are different and the information structure is asymmetric resulting in a nonzero-sum imperfect information game. We first calculate the best responses of the players and characterize the set of Nash equilibria for single stage attacks. Subsequently, we provide a polynomial-time algorithm to compute a correlated equilibrium for the multi-stage attack case. Finally, we experiment our model and algorithms on real-world nation state attack data obtained from Refinable Attack Investigation system.

cs.GT↗

arXiv2018

Minimum Violation Control Synthesis on Cyber-Physical Systems under Attacks

Cyber-physical systems are conducting increasingly complex tasks, which are often modeled using formal languages such as temporal logic. The system's ability to perform the required tasks can be curtailed by malicious adversaries that mount intelligent attacks. At present, however, synthesis in the presence of such attacks has received limited research attention. In particular, the problem of synthesizing a controller when the required specifications cannot be satisfied completely due to adversarial attacks has not been studied. In this paper, we focus on the minimum violation control synthesis problem under linear temporal logic constraints of a stochastic finite state discrete-time system with the presence of an adversary. A minimum violation control strategy is one that satisfies the most important tasks defined by the user while violating the less important ones. We model the interaction between the controller and adversary using a concurrent Stackelberg game and present a nonlinear programming problem to formulate and solve for the optimal control policy. To reduce the computation effort, we develop a heuristic algorithm that solves the problem efficiently and demonstrate our proposed approach using a numerical case study.

eess.SY↗

arXiv2018

Cloaking the Clock: Emulating Clock Skew in Controller Area Networks

Automobiles are equipped with Electronic Control Units (ECU) that communicate via in-vehicle network protocol standards such as Controller Area Network (CAN). These protocols are designed under the assumption that separating in-vehicle communications from external networks is sufficient for protection against cyber attacks. This assumption, however, has been shown to be invalid by recent attacks in which adversaries were able to infiltrate the in-vehicle network. Motivated by these attacks, intrusion detection systems (IDSs) have been proposed for in-vehicle networks that attempt to detect attacks by making use of device fingerprinting using properties such as clock skew of an ECU. In this paper, we propose the cloaking attack, an intelligent masquerade attack in which an adversary modifies the timing of transmitted messages in order to match the clock skew of a targeted ECU. The attack leverages the fact that, while the clock skew is a physical property of each ECU that cannot be changed by the adversary, the estimation of the clock skew by other ECUs is based on network traffic, which, being a cyber component only, can be modified by an adversary. We implement the proposed cloaking attack and test it on two IDSs, namely, the current state-of-the-art IDS and a new IDS that we develop based on the widely-used Network Time Protocol (NTP). We implement the cloaking attack on two hardware testbeds, a prototype and a real connected vehicle, and show that it can always deceive both IDSs. We also introduce a new metric called the Maximum Slackness Index to quantify the effectiveness of the cloaking attack even when the adversary is unable to precisely match the clock skew of the targeted ECU.

cs.CR↗

arXiv2018

Controlled Islanding via Weak Submodularity

Cascading failures typically occur following a large disturbance in power systems, such as tripping of a generating unit or a transmission line. Such failures can propagate and destabilize the entire power system, potentially leading to widespread outages. One approach to mitigate impending cascading failures is through controlled islanding, in which a set of transmission lines is deliberately tripped to partition the unstable system into several disjoint, internally stable islands. Selecting such a set of transmission lines is inherently a combinatorial optimization problem. Current approaches address this problem in two steps: first classify coherent generators into groups and then separate generator groups into different islands with minimal load-generation imbalance. These methods, however, are based on computationally expensive heuristics that do not provide optimality guarantees. In this paper, we propose a novel approach to controlled islanding based on weak submodularity. Our formulation jointly captures the minimal generator non-coherency and minimal load-generation imbalance in one objective function. We relax the problem to a formulation with bounded submodularity ratio and a matroid constraint, and propose an approximation algorithm which achieves a provable optimality bound on non-coherency and load-generation imbalance. The proposed framework is tested on IEEE 39-bus and 118-bus power systems.

math.OC↗

arXiv2017

Minimal Input Selection for Robust Control

This paper studies the problem of selecting a minimum-size set of input nodes to guarantee stability of a networked system in the presence of uncertainties and time delays. Current approaches to input selection in networked dynamical systems focus on nominal systems with known parameter values in the absence of delays. We derive sufficient conditions for existence of a stabilizing controller for an uncertain system that are based on a subset of system modes lying within the controllability subspace induced by the set of inputs. We then formulate the minimum input selection problem and prove that it is equivalent to a discrete optimization problem with bounded submodularity ratio, leading to polynomial-time algorithms with provable optimality bounds. We show that our approach is applicable to different types of uncertainties, including additive and multiplicative uncertainties in the system matrices as well as uncertain time delays. We demonstrate our approach in a numerical case study on the IEEE 39-bus test power system.

math.OC↗

arXiv2017

Maximizing the Smallest Eigenvalue of a Symmetric Matrix: A Submodular Optimization Approach

This paper studies the problem of selecting a submatrix of a positive definite matrix in order to achieve a desired bound on the smallest eigenvalue of the submatrix. Maximizing this smallest eigenvalue has applications to selecting input nodes in order to guarantee consensus of networks with negative edges as well as maximizing the convergence rate of distributed systems. We develop a submodular optimization approach to maximizing the smallest eigenvalue by first proving that positivity of the eigenvalues of a submatrix can be characterized using the probability distribution of the quadratic form induced by the submatrix. We then exploit that connection to prove that positive-definiteness of a submatrix can be expressed as a constraint on a submodular function. We prove that our approach results in polynomial-time algorithms with provable bounds on the size of the submatrix. We also present generalizations to non-symmetric matrices, alternative sufficient conditions for the smallest eigenvalue to exceed a desired bound that are valid for Laplacian matrices, and a numerical evaluation.

eess.SY↗

arXiv2017

Attacking Automatic Video Analysis Algorithms: A Case Study of Google Cloud Video Intelligence API

Due to the growth of video data on Internet, automatic video analysis has gained a lot of attention from academia as well as companies such as Facebook, Twitter and Google. In this paper, we examine the robustness of video analysis algorithms in adversarial settings. Specifically, we propose targeted attacks on two fundamental classes of video analysis algorithms, namely video classification and shot detection. We show that an adversary can subtly manipulate a video in such a way that a human observer would perceive the content of the original video, but the video analysis algorithm will return the adversary's desired outputs. We then apply the attacks on the recently released Google Cloud Video Intelligence API. The API takes a video file and returns the video labels (objects within the video), shot changes (scene changes within the video) and shot labels (description of video events over time). Through experiments, we show that the API generates video and shot labels by processing only the first frame of every second of the video. Hence, an adversary can deceive the API to output only her desired video and shot labels by periodically inserting an image into the video at the rate of one frame per second. We also show that the pattern of shot changes returned by the API can be mostly recovered by an algorithm that compares the histograms of consecutive frames. Based on our equivalent model, we develop a method for slightly modifying the video frames, in order to deceive the API into generating our desired pattern of shot changes. We perform extensive experiments with different videos and show that our attacks are consistently successful across videos with different characteristics. At the end, we propose introducing randomness to video analysis algorithms as a countermeasure to our attacks.

cs.MM↗

arXiv2017

Combinatorial Algorithms for Control of Biological Regulatory Networks

Biological processes, including cell differentiation, organism development, and disease progression, can be interpreted as attractors (fixed points or limit cycles) of an underlying networked dynamical system. In this paper, we study the problem of computing a minimum-size subset of control nodes that can be used to steer a given biological network towards a desired attractor, when the networked system has Boolean dynamics. We first prove that this problem cannot be approximated to any nontrivial factor unless P=NP. We then formulate a sufficient condition and prove that the sufficient condition is equivalent to a target set selection problem, which can be solved using integer linear programming. Furthermore, we show that structural properties of biological networks can be exploited to reduce the computational complexity. We prove that when the network nodes have threshold dynamics and certain topological structures, such as block cactus topology and hierarchical organization, the input selection problem can be solved or approximated in polynomial time. For networks with nested canalyzing dynamics, we propose polynomial-time algorithms that are within a polylogarithmic bound of the global optimum. We validate our approach through numerical study on real-world gene regulatory networks.

eess.SY↗

arXiv2016

Adaptive Mitigation of Multi-Virus Propagation: A Passivity-Based Approach

Malware propagation poses a growing threat to networked systems such as computer networks and cyber-physical systems. Current approaches to defending against malware propagation are based on patching or filtering susceptible nodes at a fixed rate. When the propagation dynamics are unknown or uncertain, however, the static rate that is chosen may be either insufficient to remove all viruses or too high, incurring additional performance cost. In this paper, we formulate adaptive strategies for mitigating multiple malware epidemics when the propagation rate is unknown, using patching and filtering-based defense mechanisms. In order to identify conditions for ensuring that all viruses are asymptotically removed, we show that the malware propagation, patching, and filtering processes can be modeled as coupled passive dynamical systems. We prove that the patching rate required to remove all viruses is bounded above by the passivity index of the coupled system, and formulate the problem of selecting the minimum-cost mitigation strategy. Our results are evaluated through numerical study.

eess.SY↗

arXiv2016

Submodularity in Input Node Selection for Networked Systems

Networked systems are systems of interconnected components, in which the dynamics of each component are influenced by the behavior of neighboring components. Examples of networked systems include biological networks, critical infrastructures such as power grids, transportation systems, and the Internet, and social networks. The growing importance of such systems has led to an interest in control of networks to ensure performance, stability, robustness, and resilience. A widely-studied method for controlling networked systems is to directly control a subset of input nodes, which then steer the remaining nodes to their desired states. This article presents submodular optimization approaches for input node selection in networked systems. Submodularity is a property of set functions that enables the development of computationally tractable algorithms with provable optimality bounds. For a variety of physically relevant systems, the physical dynamics have submodular structures that can be exploited to develop efficient input selection algorithms. This article will describe these structures and the resulting algorithms, as well as discuss open problems.

eess.SY↗

arXiv2015

Global Practical Node and Edge Synchronization in Kuramoto Networks: A Submodular Optimization Framework

Synchronization underlies phenomena including memory and perception in the brain, coordinated motion of animal flocks, and stability of the power grid. These synchronization phenomena are often modeled through networks of phase-coupled oscillating nodes. Heterogeneity in the node dynamics, however, may prevent such networks from achieving the required level of synchronization. In order to guarantee synchronization, external inputs can be used to pin a subset of nodes to a reference frequency, while the remaining nodes are steered toward synchronization via local coupling. In this paper, we present a submodular optimization framework for selecting a set of nodes to act as external inputs in order to achieve synchronization from almost any initial network state. We derive threshold-based sufficient conditions for synchronization, and then prove that these conditions are equivalent to connectivity of a class of augmented network graphs. Based on this connection, we map the sufficient conditions for synchronization to constraints on submodular functions, leading to efficient algorithms with provable optimality bounds for selecting input nodes. We illustrate our approach via numerical studies of synchronization in networks from power systems, wireless networks, and neuronal networks.

eess.SY↗

arXiv2015

Expanding the Computation of Mixture Models by the use of Hermite Polynomials and Ideals

Mixture models have found uses in many areas. To list a few: unsupervised learning, empirical Bayes, latent class and trait models. The current applications of mixture models to empirical data is limited to computing a mixture model from the same parametric family, e.g. Gaussians or Poissons. In this paper it is shown that by using Hermite polynomials and ideals, the modeling of a mixture process can be extended to include different families in terms of their cumulative distribution functions (cdfs)

stat.CO↗

arXiv2014

Input Selection for Performance and Controllability of Structured Linear Descriptor Systems

A common approach to controlling complex networks is to directly control a subset of input nodes, which then controls the remaining nodes via network interactions. While techniques have been proposed for selecting input nodes based on either performance metrics or controllability, a unifying approach based on joint consideration of performance and controllability is an open problem. In this paper, we develop a submodular optimization framework for selecting input nodes based on joint performance and controllability in structured linear descriptor systems. We develop our framework for arbitrary linear descriptor systems. In developing our framework, we first prove that selecting a minimum-size set of input nodes for controllability is a matroid intersection problem that can be solved in polynomial-time in the network size. We then prove that input selection to maximize a performance metric with controllability as a constraint is equivalent to maximizing a monotone submodular function with two matroid basis constraints, and derive efficient approximation algorithms with provable optimality bounds for input selection. Finally, we present a graph controllability index metric, which characterizes the largest controllable subgraph of a given complex network, and prove its submodular structure, leading to input selection algorithms that trade-off performance and controllability. We provide improved optimality guarantees for known systems such as strongly connected networks, consensus networks, networks of double integrators, and networks where all system parameters (e.g., link weights) are chosen independently and at random.

math.OC↗