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Andrew J. Tolley

Publications and source records attributed to Andrew J. Tolley.

At least 37 records · Page 2Linked to original sources

Snowmass White Paper: UV Constraints on IR Physics

Fundamental principles of local quantum field theory or of quantum gravity can enforce consistency requirements on the space of consistent low-energy effective field theories. We survey the various techniques that have been used to put UV constraints on IR physics, including those from causality considerations in the form of S-matrix positivity and bootstrap bounds, scattering time delays, conformal field theory and holographic methods, together with those that arise from landscape/swampland criteria such as the weak gravity conjecture. We review recent applications of these constraints to corrections to Standard Model physics, corrections to Einstein gravity, and cosmological theories and highlight promising future directions.

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Scattering Amplitudes for Binary Systems beyond GR

Amplitude methods have proven to be a promising technique to perform Post-Minkowskian calculations used as inputs to construct gravitational waveforms. In this paper, we show how these methods can be extended beyond the standard calculations in General Relativity with a minimal coupling to matter. As proof of principle, we consider spinless particles conformally coupled to a gravitational helicity-0 mode. We clarify the subtleties in the matching procedure that lead to the potential for conformally coupled matter. We show that in the probe particle limit, we can reproduce well known results for the field profile. With the scattering amplitudes at hand, we compute the conservative potential and scattering angle for the binary system. We find that the result is a non trivial expansion that involves not only the coupling strengths, but also a non trivial dependence on the energy/momentum of the scattered particles.

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A Well-Posed UV Completion for Simulating Scalar Galileons

The Galileon scalar field theory is a prototypical example of an effective field theory that exhibits the Vainshtein screening mechanism, which is incorporated into many extensions to Einstein gravity. The Galileon describes the helicity zero mode of gravitational radiation, the presence of which has significant implications for predictions of gravitational waves from orbiting objects, and for tests of gravity sensitive to additional polarizations. Because of the derivative nature of their interactions, Galileons are superficially not well-posed as effective field theories. Although this property is properly understood merely as an artifact of the effective field theory truncation, and is not theoretically worrisome, at the practical level it nevertheless renders numerical simulation highly problematic. Notwithstanding, previous numerical approaches have successfully evolved the system for reasonable initial data by slowly turning on the interactions. We present here two alternative approaches to improving numerical stability in Galileon numerical simulations. One of these is a minor modification of previous approaches, which introduces a low pass filter that amounts to imposing a UV cutoff together with a relaxation method of turning on interactions. The second approach amounts to constructing a (numerical) UV completion for which the dynamics of the high momentum modes is under control, and for which it is unnecessary to slowly turn on nonlinear interactions. We show that numerical simulations of the UV theory successfully reproduce the correct Galileon dynamics at low energies, consistent with the low-pass filter method and with previous numerical simulations.

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Reverse Bootstrapping: IR lessons for UV physics

S-matrix bootstrap and positivity bounds are usually viewed as constraints on low-energy theories imposed by the requirement of a standard UV completion. By considering graviton--photon scattering in the Standard Model, we argue that the low-energy theory can be used to put constraints on the UV behaviour of the gravitational scattering amplitudes.

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A cautionary case of casual causality

We distinguish between the notions of asymptotic causality and infrared causality for gravitational effective field theories, and show that the latter gives constraints consistent with gravitational positivity bounds. We re-explore the scattering of gravitational waves in a spherically symmetric background in the EFT of gravity in $D\ge 5$, for which the leading-order correction to Einstein gravity is determined by the Gauss-Bonnet operator. We reproduce the known result that the truncated effective theory exhibits apparent time advances relative to the background geometry for specific polarisations, which naively signal a violation of causality. We show that by properly identifying the regime of validity of the effective theory, the apparent time advance can be shown to be unresolvable. To illustrate this, we identify specific higher-dimension operators in the EFT expansion which become large for potentially resolvable time advances, rendering the EFT expansion invalid. Our results demonstrate how staying within the confines of the EFT, neither infrared nor asymptotic causality are ever violated for Einstein-Gauss-Bonnet gravity, no matter how low the scale, and furthermore its causality can be understood without appealing to a precise UV completion such as string theory.

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Kaluza-Klein from Colour-Kinematics Duality for Massive Fields

We consider a broad class of massive four dimensional effective theories describing an infinite tower of charged massive spin 1 states, interacting with massless spin 1 and spin 0. The spectrum is chosen to be the same as that appears in the Kaluza-Klein theory reduction of 5d Yang-Mills to ensure the absence of any spurious poles in a possible double copy formulation. The effective theories are characterized by multiple different couplings between different fields which are unconstrained by symmetries and low energy criteria. Remarkably, by demanding that the scattering amplitudes preserve colour-kinematics duality for different scattering processes, required for the existence of a massive double copy, we find that our 4d Lagrangian is fixed uniquely to the Kaluza-Klein compactification of 5d Yang-Mills theory together with its known double copy consistent higher derivative operators.

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Massive Gravity from Double Copy

We consider the double copy of massive Yang-Mills theory in four dimensions, whose decoupling limit is a nonlinear sigma model. The latter may be regarded as the leading terms in the low energy effective theory of a heavy Higgs model, in which the Higgs has been integrated out. The obtained double copy effective field theory contains a massive spin-2, massive spin-1 and a massive spin-0 field, and we construct explicitly its interacting Lagrangian up to fourth order in fields. We find that up to this order, the spin-2 self interactions match those of the dRGT massive gravity theory, and that all the interactions are consistent with a $Λ_3= (m^2 M_{Pl})^{1/3}$ cutoff. We construct explicitly the $Λ_3$ decoupling limit of this theory and show that it is equivalent to a bi-Galileon extension of the standard $Λ_3$ massive gravity decoupling limit theory. Although it is known that the double copy of a nonlinear sigma model is a special Galileon, the decoupling limit of massive Yang-Mills theory is a more general Galileon theory. This demonstrates that the decoupling limit and double copy procedures do not commute and we clarify why this is the case in terms of the scaling of their kinematic factors.

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New positivity bounds from full crossing symmetry

Positivity bounds are powerful tools to constrain effective field theories. Utilizing the partial wave expansion in the dispersion relation and the full crossing symmetry of the scattering amplitude, we derive several sets of generically nonlinear positivity bounds for a generic scalar effective field theory: We refer to these as the $PQ$, $D^{\rm su}$, $D^{\rm stu}$ and $\bar{D}^{\rm stu}$ bounds. While the $PQ$ bounds and $D^{\rm su}$ bounds only make use of the $s\leftrightarrow u$ dispersion relation, the $D^{\rm stu}$ and $\bar{D}^{\rm stu}$ bounds are obtained by further imposing the $s\leftrightarrow t$ crossing symmetry. In contradistinction to the linear positivity for scalars, these inequalities can be applied to put upper and lower bounds on Wilson coefficients, and are much more constraining as shown in the lowest orders. In particular we are able to exclude theories with soft amplitude behaviour such as weakly broken Galileon theories from admitting a standard UV completion. We also apply these bounds to chiral perturbation theory and we find these bounds are stronger than the previous bounds in constraining its Wilson coefficients.

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QED positivity bounds

We apply positivity bounds directly to a $U(1)$ gauge theory with charged scalars and charged fermions, i.e. QED, minimally coupled to gravity. Assuming that the massless $t$-channel pole may be discarded, we show that the improved positivity bounds are violated unless new physics is introduced at the parametrically low scale $Λ_{\rm new} \sim (e m M_{\rm pl})^{1/2}$, consistent with similar results for scalar field theories, far lower than the scale implied by the weak gravity conjecture. This is sharply contrasted with previous treatments which focus on the application of positivity bounds to the low energy gravitational Euler-Heisenberg effective theory only. We emphasise that the low-cutoff is a consequence of applying the positivity bounds under the assumption that the pole may be discarded. We conjecture an alternative resolution that a small amount of negativity, consistent with decoupling limits, is allowed and not in conflict with standard UV completions, including weakly coupled ones.

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Positivity Bounds and the Massless Spin-2 Pole

The presence of a massless spin-2 field in an effective field theory results in a $t$-channel pole in the scattering amplitudes that precludes the application of standard positivity bounds. Despite this, recent arguments based on compactification to three dimensions have suggested that positivity bounds may be applied to the $t$-channel pole subtracted amplitude. If correct this would have deep implications for UV physics and the Weak Gravity Conjecture. Within the context of a simple renormalizable field theory coupled to gravity we find that applying these arguments would constrain the low-energy coupling constants in a way which is incompatible with their actual values. This contradiction persists on deforming the theory. Further enforcing the $t$-channel pole subtracted positivity bounds on such generic renormalizable effective theories coupled to gravity would imply new physics at a scale parametrically smaller than expected, with far reaching implications. This suggests that generically the standard positivity bounds are inapplicable with gravity and we highlight a number of issues that impinge on the formulation of a three-dimensional amplitude which simultaneously satisfies the required properties of analyticity, positivity and crossing symmetry. We conjecture instead a modified bound that ought to be satisfied independently of the precise details of the high energy completion.

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Causality in Curved Spacetimes: The Speed of Light & Gravity

Within the low-energy effective field theories of QED and gravity, the low-energy speed of light or that of gravitational waves can typically be mildly superluminal in curved spacetimes. Related to this, small scattering time advances relative to the curved background can emerge from known effective field theory coefficients for photons or gravitons. We clarify why these results are not in contradiction with causality, analyticity or Lorentz invariance, and highlight various subtleties that arise when dealing with superluminalities and time advances in the gravitational context. Consistent low-energy effective theories are shown to self-protect by ensuring that any time advance and superluminality calculated within the regime of validity of the effective theory is necessarily unresolvable, and cannot be argued to lead to a macroscopically larger lightcone. Such considerations are particularly relevant for putting constraints on cosmological and gravitational effective field theories and we provide explicit criteria to be satisfied so as to ensure causality.

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Positivity Constraints on Interacting Pseudo-Linear Spin-2 Fields

We explore the effective field theory for single and multiple interacting pseudo-linear spin-2 fields. By applying forward limit positivity bounds, we show that among the parameters contributing to elastic tree level scattering amplitude, there is no region of compatibility of the leading interactions with a standard local UV completion. Our result generalizes to any number of interacting pseudo-linear spin-2 fields. These results have significant implications for the organization of the effective field theory expansion for pseudo-linear fields.

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$T \bar T$ Deformations, Massive Gravity and Non-Critical Strings

The $T \bar T$ deformation of a 2 dimensional field theory living on a curved spacetime is equivalent to coupling the undeformed field theory to 2 dimensional `ghost-free' massive gravity. We derive the equivalence classically, and using a path integral formulation of the random geometries proposal, which mirrors the holographic bulk cutoff picture. We emphasize the role of the massive gravity \stu fields which describe the diffeomorphism between the two metrics. For a general field theory, the dynamics of the \stu fields is non-trivial, however for a CFT it trivializes and becomes equivalent to an additional pair of target space dimensions with associated curved target space geometry and dynamical worldsheet metric. That is, the $T \bar T$ deformation of a CFT on curved spacetime is equivalent to a non-critical string theory in Polyakov form, with a non-zero $B$-field. We give a direct proof of the equivalence classically without relying on gauge fixing, and determine the explicit form for the classical Hamiltonian of the $T\bar T$ deformation of an arbitrary CFT on a curved spacetime. When the QFT action is a sum of a CFT plus an operator of fixed scaling dimension, as for example in the sine-Gordon model, the equivalence to a non-critical theory string holds with a modified target space metric and modified $B$-field. Finally we give a stochastic path integral formulation for the general $T \bar T+J \bar T+T \bar J$ deformation of a general QFT, and show that it reproduces a recent path integral proposal in the literature.

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Positivity Constraints on Interacting Spin-2 Fields

The consistency of the EFT of two interacting spin-2 fields is checked by applying forward limit positivity bounds on the scattering amplitudes to exclude the region of parameter space devoid of a standard UV completion. We focus on two classes of theories that have the highest possible EFT cutoff, namely those theories modelled on ghost-free interacting theories of a single massive spin-2 field. We find that the very existence of interactions between the spin-2 fields implies more stringent bounds on all the parameters of the EFT, even on the spin-2 self-interactions. This arises for two reasons. First, with every new field included in the low-energy EFT, comes the `knowledge' of an extra pole to be subtracted, hence strengthening the positivity bounds. Second, while adding new fields increases the number of free parameters from the new interactions, this is rapidly overcome by the increased number of positivity bounds for different possible scattering processes. We also discuss how positivity bounds appear to favour relations between operators that effectively raise the cutoff of the EFT.

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EFT of Interacting Spin-2 Fields

We consider the effective field theory of multiple interacting massive spin-2 fields. We focus on the case where the interactions are chosen so that the cutoff is the highest possible, and highlight two distinct classes of theories. In the first class, the mass eigenstates only interact through potential operators that carry no derivatives in unitary gauge at leading order. In the second class, a specific kinetic mixing between the mass eigenstates is included non-linearly. Performing a decoupling and ADM analysis, we point out the existence of a ghost present at a low scale for the first class of interactions. For the second class of interactions where kinetic mixing is included, we derive the full $Λ_3$ decoupling limit and confirm the absence of any ghosts. Nevertheless both formulations can be used to consistently describe an EFT of interacting massive spin-2 fields which, for a suitable technically natural tuning of the EFT, have the same strong coupling scale $Λ_3$. We identify the generic form of EFT corrections in each case. By using Galileon Duality transformations for the specific case of two massive spin-2 fields with suitable couplings, the decoupling limit theory is shown to be a bi-Galileon.

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The Speed of Gravity

Within the standard effective field theory of General Relativity, we show that the speed of gravitational waves deviates, ever so slightly, from luminality on cosmological and other spontaneously Lorentz-breaking backgrounds. This effect results from loop contributions from massive fields of any spin, including Standard Model fields, or from tree level effects from massive higher spins $s \ge 2$. We show that for the choice of interaction signs implied by S-matrix and spectral density positivity bounds suggested by analyticity and causality, the speed of gravitational waves is in general superluminal at low-energies on NEC preserving backgrounds, meaning gravitational waves travel faster than allowed by the metric to which photons and Standard Model fields are minimally coupled. We show that departure of the speed from unity increases in the IR and argue that the speed inevitably returns to luminal at high energies as required by Lorentz invariance. Performing a special tuning of the EFT so that renormalization sensitive curvature-squared terms are set to zero, we find that finite loop corrections from Standard Model fields still lead to an epoch dependent modification of the speed of gravitational waves which is determined by the precise field content of the lightest particles with masses larger than the Hubble parameter today. Depending on interpretation, such considerations could potentially have far-reaching implications on light scalar models, such as axionic or fuzzy cold dark matter.

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Spin-2 and the Weak Gravity Conjecture

Recently, it has been argued that application of the Weak Gravity Conjecture (WGC) to spin-2 fields implies a universal upper bound on the cutoff of the effective theory for a single spin-2 field. We point out here that these arguments are largely spurious, because of the absence of states carrying spin-2 Stuckelberg $U(1)$ charge, and because of incorrect scaling assumptions. Known examples such as Kaluza-Klein theory that respect the usual WGC do so because of the existence of a genuine $U(1)$ field under which states are charged, as in the case of the Stuckelberg formulation of spin-1 theories, for which there is an unambiguously defined $U(1)$ charge. Theories of bigravity naturally satisfy a naive formulation of the WGC, $M_W< M_{\rm Pl}$, since the force of the massless graviton is always weaker than the massive spin-2 modes. It also follows that theories of massive gravity trivially satisfies this form of the WGC. We also point out that the identification of a massive spin-2 state in a truncated higher derivative theory, such as Einstein-Weyl-squared or its supergravity extension, bears no relationship with massive spin-2 states in the UV completion, contrary to previous statements in the literature. We also discuss the conjecture from a swampland perspective and show how the emergence of a universal upper bound on the cutoff relies on strong assumptions on the scale of the couplings between the spin-2 and other fields, an assumption which is known to be violated in explicit examples.

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Positivity Bounds for Massive Spin-1 and Spin-2 Fields

We apply the recently developed positivity bounds for particles with spin, applied away from the forward limit, to the low energy effective theories of massive spin-1 and spin-2 theories. For spin-1 theories, we consider the generic Proca EFT which arises at low energies from a heavy Higgs mechanism, and the special case of a charged Galileon for which the EFT is reorganized by the Galileon symmetry. For spin-2, we consider generic $Λ_5$ massive gravity theories and the special `ghost-free' $Λ_3$ theories. Remarkably we find that at the level of 2-2 scattering, the positivity bounds applied to $Λ_5$ massive gravity theories impose the special tunings which generate the $Λ_3$ structure. For $Λ_3$ massive gravity theories, the island of positivity derived in the forward limit appears relatively stable against further bounds.

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