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Andrew L. Nickerson

Publications and source records attributed to Andrew L. Nickerson.

2 recordsLinked to original sources

Demystifying the Karpelevic theorem

The statement of the Karpelevic theorem concerning the location of the eigenvalues of stochastic matrices in the complex plane (known as the Karpelevic region) is long and complicated and his proof methods are, at best, nebulous. Fortunately, an elegant simplification of the statement was provided by Ito -- in particular, Ito's theorem asserts that the boundary of the Karpelevic region consists of arcs whose points satisfy a polynomial equation that depends on the endpoints of the arc. Unfortunately, Ito did not prove his version and only showed that it is equivalent. More recently, Johnson and Paparella showed that points satisfying Ito's equation belong to the Karpelevic region. Although not the intent of their work, this initiated the process of proving Ito's theorem and hence the Karpelevic theorem. The purpose of this work is to continue this effort by showing that an arc appears in the prescribed sector. To this end, it is shown that there is a continuous function $λ:[0,1] \longrightarrow \mathbb{C}$ such that $\mathsf{P}^\mathsf{I}(λ(α)) = 0$, $\forall α\in [0,1]$, where $\mathsf{P}^\mathsf{I}$ is a Type I reduced Ito polynomial. It is also shown that these arcs are simple. Finally, an elementary argument is given to show that points on the boundary of the Karpelevic region are extremal whenever $n > 3$.

math.SP

Jordan chains of $h$-cyclic matrices, II

McDonald and Paparella [Linear Algebra Appl. 498 (2016), 145--159] gave a necessary condition on the structure of Jordan chains of $h$-cyclic matrices. In this work, that necessary condition is shown to be sufficient. As a consequence, we provide a spectral characterization of nonsingular, $h$-cyclic matrices. In addition, we provide results for the Jordan chains corresponding to the eigenvalue zero of singular matrices. Along the way, a new characterization of circulant matrices is given.

math.SP