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Andrew M. Saxe

Publications and source records attributed to Andrew M. Saxe.

At least 19 recordsLinked to original sources
arXiv2026

How are linear representations learned? Exact solutions to the dynamics of abstraction

In artificial and biological neural networks, concepts are often encoded as consistent linear directions in representation space. In deep learning, this idea is known as the linear representation hypothesis and underpins many interpretability and control methods based on linear probes, from concept detection to activation steering. Yet while prior work has studied whether such directions should exist $\textit{after}$ training, the dynamics of how they emerge $\textit{during}$ training remain poorly understood. Here, we develop a framework to study the alignment of concept directions during training - a process we call "abstraction". In a minimal linear network setting, we obtain exact solutions for the full trajectory of abstraction. These solutions reveal key analytic principles governing abstraction: (i) data and target geometry jointly determine abstraction at the end-of-learning, (ii) abstraction improves with network depth, and (iii) initialization scale controls the maximum abstraction reached during training. Extending our theory to nonlinear networks, we analyze how the choice of nonlinearity affects abstraction dynamics: erf networks approximate the linear theory, while abstraction in ReLU networks depends less on target geometry and more on input geometry. Across both, we prove a striking attenuation law: both nonlinearities weaken abstraction in activations relative to preactivations. We find evidence for this law in open models (DINOv3, Gemma 4) and apply our theory to improve linear probe generalization in LLMs. Together, our results provide a dynamical theory of abstraction with implications for interpretability and control.

cs.LG↗
arXiv2026

A Theory of How Pretraining Shapes Inductive Bias in Fine-Tuning

Pretraining and fine-tuning are central stages in modern machine learning systems. In practice, feature learning plays an important role across both stages: deep neural networks learn a broad range of useful features during pretraining and further refine those features during fine-tuning. However, an end-to-end theoretical understanding of how choices of initialization impact the ability to reuse and refine features during fine-tuning has remained elusive. Here we develop an analytical theory of the pretraining fine-tuning pipeline in diagonal linear networks, deriving exact expressions for the generalization error as a function of initialization parameters and task statistics. We find that different initialization choices place the network into four distinct fine-tuning regimes that are distinguished by their ability to support feature learning and reuse and therefore by the task statistics for which they are beneficial. In particular, a smaller initialization scale in earlier layers enables the network to both reuse and refine its features, leading to superior generalization on fine-tuning tasks that rely on a subset of pretraining features. We demonstrate empirically that the same initialization parameters impact generalization in ResNets trained on CIFAR-100 and SVHN as well as Transformers trained on modular arithmetic tasks. Overall, our results demonstrate an alytically how data and network initialization interact to shape fine-tuning generalization, highlighting an important role for the relative scale of initialization across different layers in enabling continued feature learning during fine-tuning.

cs.LG↗
arXiv2025

Softmax $\geq$ Linear: Transformers may learn to classify in-context by kernel gradient descent

The remarkable ability of transformers to learn new concepts solely by reading examples within the input prompt, termed in-context learning (ICL), is a crucial aspect of intelligent behavior. Here, we focus on understanding the learning algorithm transformers use to learn from context. Existing theoretical work, often based on simplifying assumptions, has primarily focused on linear self-attention and continuous regression tasks, finding transformers can learn in-context by gradient descent. Given that transformers are typically trained on discrete and complex tasks, we bridge the gap from this existing work to the setting of classification, with non-linear (importantly, softmax) activation. We find that transformers still learn to do gradient descent in-context, though on functionals in the kernel feature space and with a context-adaptive learning rate in the case of softmax transformer. These theoretical findings suggest a greater adaptability to context for softmax attention, which we empirically verify and study through ablations. Overall, we hope this enhances theoretical understanding of in-context learning algorithms in more realistic settings, pushes forward our intuitions and enables further theory bridging to larger models.

cs.LG↗
arXiv2025

Algorithm Development in Neural Networks: Insights from the Streaming Parity Task

Even when massively overparameterized, deep neural networks show a remarkable ability to generalize. Research on this phenomenon has focused on generalization within distribution, via smooth interpolation. Yet in some settings neural networks also learn to extrapolate to data far beyond the bounds of the original training set, sometimes even allowing for infinite generalization, implying that an algorithm capable of solving the task has been learned. Here we undertake a case study of the learning dynamics of recurrent neural networks (RNNs) trained on the streaming parity task in order to develop an effective theory of algorithm development. The streaming parity task is a simple but nonlinear task defined on sequences up to arbitrary length. We show that, with sufficient finite training experience, RNNs exhibit a phase transition to perfect infinite generalization. Using an effective theory for the representational dynamics, we find an implicit representational merger effect which can be interpreted as the construction of a finite automaton that reproduces the task. Overall, our results disclose one mechanism by which neural networks can generalize infinitely from finite training experience.

cs.LG↗
arXiv2025

Distinct Computations Emerge From Compositional Curricula in In-Context Learning

In-context learning (ICL) research often considers learning a function in-context through a uniform sample of input-output pairs. Here, we investigate how presenting a compositional subtask curriculum in context may alter the computations a transformer learns. We design a compositional algorithmic task based on the modular exponential-a double exponential task composed of two single exponential subtasks and train transformer models to learn the task in-context. We compare (a) models trained using an in-context curriculum consisting of single exponential subtasks and, (b) models trained directly on the double exponential task without such a curriculum. We show that models trained with a subtask curriculum can perform zero-shot inference on unseen compositional tasks and are more robust given the same context length. We study how the task and subtasks are represented across the two training regimes. We find that the models employ diverse strategies modulated by the specific curriculum design.

cs.LG↗
arXiv2025

Make Haste Slowly: A Theory of Emergent Structured Mixed Selectivity in Feature Learning ReLU Networks

In spite of finite dimension ReLU neural networks being a consistent factor behind recent deep learning successes, a theory of feature learning in these models remains elusive. Currently, insightful theories still rely on assumptions including the linearity of the network computations, unstructured input data and architectural constraints such as infinite width or a single hidden layer. To begin to address this gap we establish an equivalence between ReLU networks and Gated Deep Linear Networks, and use their greater tractability to derive dynamics of learning. We then consider multiple variants of a core task reminiscent of multi-task learning or contextual control which requires both feature learning and nonlinearity. We make explicit that, for these tasks, the ReLU networks possess an inductive bias towards latent representations which are not strictly modular or disentangled but are still highly structured and reusable between contexts. This effect is amplified with the addition of more contexts and hidden layers. Thus, we take a step towards a theory of feature learning in finite ReLU networks and shed light on how structured mixed-selective latent representations can emerge due to a bias for node-reuse and learning speed.

cs.LG↗
arXiv2025

Strategy Coopetition Explains the Emergence and Transience of In-Context Learning

In-context learning (ICL) is a powerful ability that emerges in transformer models, enabling them to learn from context without weight updates. Recent work has established emergent ICL as a transient phenomenon that can sometimes disappear after long training times. In this work, we sought a mechanistic understanding of these transient dynamics. Firstly, we find that, after the disappearance of ICL, the asymptotic strategy is a remarkable hybrid between in-weights and in-context learning, which we term "context-constrained in-weights learning" (CIWL). CIWL is in competition with ICL, and eventually replaces it as the dominant strategy of the model (thus leading to ICL transience). However, we also find that the two competing strategies actually share sub-circuits, which gives rise to cooperative dynamics as well. For example, in our setup, ICL is unable to emerge quickly on its own, and can only be enabled through the simultaneous slow development of asymptotic CIWL. CIWL thus both cooperates and competes with ICL, a phenomenon we term "strategy coopetition." We propose a minimal mathematical model that reproduces these key dynamics and interactions. Informed by this model, we were able to identify a setup where ICL is truly emergent and persistent.

cs.LG↗
arXiv2025

From Lazy to Rich: Exact Learning Dynamics in Deep Linear Networks

Biological and artificial neural networks develop internal representations that enable them to perform complex tasks. In artificial networks, the effectiveness of these models relies on their ability to build task specific representation, a process influenced by interactions among datasets, architectures, initialization strategies, and optimization algorithms. Prior studies highlight that different initializations can place networks in either a lazy regime, where representations remain static, or a rich/feature learning regime, where representations evolve dynamically. Here, we examine how initialization influences learning dynamics in deep linear neural networks, deriving exact solutions for lambda-balanced initializations-defined by the relative scale of weights across layers. These solutions capture the evolution of representations and the Neural Tangent Kernel across the spectrum from the rich to the lazy regimes. Our findings deepen the theoretical understanding of the impact of weight initialization on learning regimes, with implications for continual learning, reversal learning, and transfer learning, relevant to both neuroscience and practical applications.

cs.LG↗
arXiv2025

Nonlinear dynamics of localization in neural receptive fields

Localized receptive fields -- neurons that are selective for certain contiguous spatiotemporal features of their input -- populate early sensory regions of the mammalian brain. Unsupervised learning algorithms that optimize explicit sparsity or independence criteria replicate features of these localized receptive fields, but fail to explain directly how localization arises through learning without efficient coding, as occurs in early layers of deep neural networks and might occur in early sensory regions of biological systems. We consider an alternative model in which localized receptive fields emerge without explicit top-down efficiency constraints -- a feedforward neural network trained on a data model inspired by the structure of natural images. Previous work identified the importance of non-Gaussian statistics to localization in this setting but left open questions about the mechanisms driving dynamical emergence. We address these questions by deriving the effective learning dynamics for a single nonlinear neuron, making precise how higher-order statistical properties of the input data drive emergent localization, and we demonstrate that the predictions of these effective dynamics extend to the many-neuron setting. Our analysis provides an alternative explanation for the ubiquity of localization as resulting from the nonlinear dynamics of learning in neural circuits.

cs.LG↗
arXiv2025

Flexible task abstractions emerge in linear networks with fast and bounded units

Animals survive in dynamic environments changing at arbitrary timescales, but such data distribution shifts are a challenge to neural networks. To adapt to change, neural systems may change a large number of parameters, which is a slow process involving forgetting past information. In contrast, animals leverage distribution changes to segment their stream of experience into tasks and associate them with internal task abstracts. Animals can then respond flexibly by selecting the appropriate task abstraction. However, how such flexible task abstractions may arise in neural systems remains unknown. Here, we analyze a linear gated network where the weights and gates are jointly optimized via gradient descent, but with neuron-like constraints on the gates including a faster timescale, nonnegativity, and bounded activity. We observe that the weights self-organize into modules specialized for tasks or sub-tasks encountered, while the gates layer forms unique representations that switch the appropriate weight modules (task abstractions). We analytically reduce the learning dynamics to an effective eigenspace, revealing a virtuous cycle: fast adapting gates drive weight specialization by protecting previous knowledge, while weight specialization in turn increases the update rate of the gating layer. Task switching in the gating layer accelerates as a function of curriculum block size and task training, mirroring key findings in cognitive neuroscience. We show that the discovered task abstractions support generalization through both task and subtask composition, and we extend our findings to a non-linear network switching between two tasks. Overall, our work offers a theory of cognitive flexibility in animals as arising from joint gradient descent on synaptic and neural gating in a neural network architecture.

cs.LG↗
arXiv2024

On The Specialization of Neural Modules

A number of machine learning models have been proposed with the goal of achieving systematic generalization: the ability to reason about new situations by combining aspects of previous experiences. These models leverage compositional architectures which aim to learn specialized modules dedicated to structures in a task that can be composed to solve novel problems with similar structures. While the compositionality of these architectures is guaranteed by design, the modules specializing is not. Here we theoretically study the ability of network modules to specialize to useful structures in a dataset and achieve systematic generalization. To this end we introduce a minimal space of datasets motivated by practical systematic generalization benchmarks. From this space of datasets we present a mathematical definition of systematicity and study the learning dynamics of linear neural modules when solving components of the task. Our results shed light on the difficulty of module specialization, what is required for modules to successfully specialize, and the necessity of modular architectures to achieve systematicity. Finally, we confirm that the theoretical results in our tractable setting generalize to more complex datasets and non-linear architectures.

cs.LG↗
arXiv2024

Meta-Learning Strategies through Value Maximization in Neural Networks

Biological and artificial learning agents face numerous choices about how to learn, ranging from hyperparameter selection to aspects of task distributions like curricula. Understanding how to make these meta-learning choices could offer normative accounts of cognitive control functions in biological learners and improve engineered systems. Yet optimal strategies remain challenging to compute in modern deep networks due to the complexity of optimizing through the entire learning process. Here we theoretically investigate optimal strategies in a tractable setting. We present a learning effort framework capable of efficiently optimizing control signals on a fully normative objective: discounted cumulative performance throughout learning. We obtain computational tractability by using average dynamical equations for gradient descent, available for simple neural network architectures. Our framework accommodates a range of meta-learning and automatic curriculum learning methods in a unified normative setting. We apply this framework to investigate the effect of approximations in common meta-learning algorithms; infer aspects of optimal curricula; and compute optimal neuronal resource allocation in a continual learning setting. Across settings, we find that control effort is most beneficial when applied to easier aspects of a task early in learning; followed by sustained effort on harder aspects. Overall, the learning effort framework provides a tractable theoretical test bed to study normative benefits of interventions in a variety of learning systems, as well as a formal account of optimal cognitive control strategies over learning trajectories posited by established theories in cognitive neuroscience.

cs.NE↗
arXiv2024

When Representations Align: Universality in Representation Learning Dynamics

Deep neural networks come in many sizes and architectures. The choice of architecture, in conjunction with the dataset and learning algorithm, is commonly understood to affect the learned neural representations. Yet, recent results have shown that different architectures learn representations with striking qualitative similarities. Here we derive an effective theory of representation learning under the assumption that the encoding map from input to hidden representation and the decoding map from representation to output are arbitrary smooth functions. This theory schematizes representation learning dynamics in the regime of complex, large architectures, where hidden representations are not strongly constrained by the parametrization. We show through experiments that the effective theory describes aspects of representation learning dynamics across a range of deep networks with different activation functions and architectures, and exhibits phenomena similar to the "rich" and "lazy" regime. While many network behaviors depend quantitatively on architecture, our findings point to certain behaviors that are widely conserved once models are sufficiently flexible.

cs.LG↗
arXiv2024

What needs to go right for an induction head? A mechanistic study of in-context learning circuits and their formation

In-context learning is a powerful emergent ability in transformer models. Prior work in mechanistic interpretability has identified a circuit element that may be critical for in-context learning -- the induction head (IH), which performs a match-and-copy operation. During training of large transformers on natural language data, IHs emerge around the same time as a notable phase change in the loss. Despite the robust evidence for IHs and this interesting coincidence with the phase change, relatively little is known about the diversity and emergence dynamics of IHs. Why is there more than one IH, and how are they dependent on each other? Why do IHs appear all of a sudden, and what are the subcircuits that enable them to emerge? We answer these questions by studying IH emergence dynamics in a controlled setting by training on synthetic data. In doing so, we develop and share a novel optogenetics-inspired causal framework for modifying activations throughout training. Using this framework, we delineate the diverse and additive nature of IHs. By clamping subsets of activations throughout training, we then identify three underlying subcircuits that interact to drive IH formation, yielding the phase change. Furthermore, these subcircuits shed light on data-dependent properties of formation, such as phase change timing, already showing the promise of this more in-depth understanding of subcircuits that need to "go right" for an induction head.

cs.LG↗
arXiv2024

Abrupt and spontaneous strategy switches emerge in simple regularised neural networks

Humans sometimes have an insight that leads to a sudden and drastic performance improvement on the task they are working on. Sudden strategy adaptations are often linked to insights, considered to be a unique aspect of human cognition tied to complex processes such as creativity or meta-cognitive reasoning. Here, we take a learning perspective and ask whether insight-like behaviour can occur in simple artificial neural networks, even when the models only learn to form input-output associations through gradual gradient descent. We compared learning dynamics in humans and regularised neural networks in a perceptual decision task that included a hidden regularity to solve the task more efficiently. Our results show that only some humans discover this regularity, whose behaviour was marked by a sudden and abrupt strategy switch that reflects an aha-moment. Notably, we find that simple neural networks with a gradual learning rule and a constant learning rate closely mimicked behavioural characteristics of human insight-like switches, exhibiting delay of insight, suddenness and selective occurrence in only some networks. Analyses of network architectures and learning dynamics revealed that insight-like behaviour crucially depended on a regularised gating mechanism and noise added to gradient updates, which allowed the networks to accumulate "silent knowledge" that is initially suppressed by regularised (attentional) gating. This suggests that insight-like behaviour can arise naturally from gradual learning in simple neural networks, where it reflects the combined influences of noise, gating and regularisation.

cs.AI↗
arXiv2023

The Transient Nature of Emergent In-Context Learning in Transformers

Transformer neural networks can exhibit a surprising capacity for in-context learning (ICL) despite not being explicitly trained for it. Prior work has provided a deeper understanding of how ICL emerges in transformers, e.g. through the lens of mechanistic interpretability, Bayesian inference, or by examining the distributional properties of training data. However, in each of these cases, ICL is treated largely as a persistent phenomenon; namely, once ICL emerges, it is assumed to persist asymptotically. Here, we show that the emergence of ICL during transformer training is, in fact, often transient. We train transformers on synthetic data designed so that both ICL and in-weights learning (IWL) strategies can lead to correct predictions. We find that ICL first emerges, then disappears and gives way to IWL, all while the training loss decreases, indicating an asymptotic preference for IWL. The transient nature of ICL is observed in transformers across a range of model sizes and datasets, raising the question of how much to "overtrain" transformers when seeking compact, cheaper-to-run models. We find that L2 regularization may offer a path to more persistent ICL that removes the need for early stopping based on ICL-style validation tasks. Finally, we present initial evidence that ICL transience may be caused by competition between ICL and IWL circuits.

cs.LG↗
arXiv2022

The Neural Race Reduction: Dynamics of Abstraction in Gated Networks

Our theoretical understanding of deep learning has not kept pace with its empirical success. While network architecture is known to be critical, we do not yet understand its effect on learned representations and network behavior, or how this architecture should reflect task structure.In this work, we begin to address this gap by introducing the Gated Deep Linear Network framework that schematizes how pathways of information flow impact learning dynamics within an architecture. Crucially, because of the gating, these networks can compute nonlinear functions of their input. We derive an exact reduction and, for certain cases, exact solutions to the dynamics of learning. Our analysis demonstrates that the learning dynamics in structured networks can be conceptualized as a neural race with an implicit bias towards shared representations, which then govern the model's ability to systematically generalize, multi-task, and transfer. We validate our key insights on naturalistic datasets and with relaxed assumptions. Taken together, our work gives rise to general hypotheses relating neural architecture to learning and provides a mathematical approach towards understanding the design of more complex architectures and the role of modularity and compositionality in solving real-world problems. The code and results are available at https://www.saxelab.org/gated-dln .

cs.LG↗
arXiv2019

Dynamics of stochastic gradient descent for two-layer neural networks in the teacher-student setup

Deep neural networks achieve stellar generalisation even when they have enough parameters to easily fit all their training data. We study this phenomenon by analysing the dynamics and the performance of over-parameterised two-layer neural networks in the teacher-student setup, where one network, the student, is trained on data generated by another network, called the teacher. We show how the dynamics of stochastic gradient descent (SGD) is captured by a set of differential equations and prove that this description is asymptotically exact in the limit of large inputs. Using this framework, we calculate the final generalisation error of student networks that have more parameters than their teachers. We find that the final generalisation error of the student increases with network size when training only the first layer, but stays constant or even decreases with size when training both layers. We show that these different behaviours have their root in the different solutions SGD finds for different activation functions. Our results indicate that achieving good generalisation in neural networks goes beyond the properties of SGD alone and depends on the interplay of at least the algorithm, the model architecture, and the data set.

stat.ML↗