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Andrew Y. Shin

Publications and source records attributed to Andrew Y. Shin.

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An ambiguity taxonomy for evaluating large language model performance on clinical registry abstraction: a multi-site prospective study

Objective: To evaluate large language model (LLM) performance on unprocessed electronic medical record (EMR) data for clinical registry abstraction. Methods: We evaluated LLM performance answering registry questions for the American College of Cardiology National Cardiovascular Data Registry (ACC NCDR). In a pilot study at an academic medical center, the model identified candidate data sources for each registry question and experienced abstractors used these results to define question-specific document sets. In a validation study at a second center with a second ACC NCDR registry, the LLM answered questions using the question-specific document sets. Before reviewing any output, two abstractors independently established the ground truth and assigned each question to one of six categories, ordered by the ambiguity and clinical reasoning required to resolve it: Medication/Event Flag, Binary Clinical Presence, Administrative, Quantitative Laboratory/Physiologic, Clinical Interpretation, and Event Timing. Results: The analytical sample comprised 9,430 abstractor answers reconciled to 4,715 consensus answers (501 pilot; 4,214 validation). In the pilot, candidate data sources per question averaged between 14.6 (SD 13.9) for demographics and 89.2 (SD 56.1) for history and risk factors. In validation, human inter-rater agreement was approximately 98\% while 87\% of LLM answers exactly matched consensus, 2\% partially, and 9\% did not. Mean question-level accuracy was 91.5\% (SD 13.4\%) across 157 questions with at least 20 answers, and declined as ambiguity increased, from 96\% for Medication/Event Flag to 62\% for Event Timing questions. Conclusions: LLMs answering clinical registry questions on unprocessed EMR data achieved far lower accuracy than human abstractors. LLM accuracy fell steadily as ambiguity and the level of required clinical reasoning increased.

cs.CL

Surgical Scheduling via Optimization and Machine Learning with Long-Tailed Data

Using data from cardiovascular surgery patients with long and highly variable post-surgical lengths of stay (LOS), we develop a modeling framework to reduce recovery unit congestion. We estimate the LOS and its probability distribution using machine learning models, schedule procedures on a rolling basis using a variety of optimization models, and estimate performance with simulation. The machine learning models achieved only modest LOS prediction accuracy, despite access to a very rich set of patient characteristics. Compared to the current paper-based system used in the hospital, most optimization models failed to reduce congestion without increasing wait times for surgery. A conservative stochastic optimization with sufficient sampling to capture the long tail of the LOS distribution outperformed the current manual process and other stochastic and robust optimization approaches. These results highlight the perils of using oversimplified distributional models of LOS for scheduling procedures and the importance of using optimization methods well-suited to dealing with long-tailed behavior.

cs.LG