arXiv subjects

Andrew Yates

Publications and source records attributed to Andrew Yates.

At least 73 records · Page 4Linked to original sources

arXiv2023

A Unified Framework for Learned Sparse Retrieval

Learned sparse retrieval (LSR) is a family of first-stage retrieval methods that are trained to generate sparse lexical representations of queries and documents for use with an inverted index. Many LSR methods have been recently introduced, with Splade models achieving state-of-the-art performance on MSMarco. Despite similarities in their model architectures, many LSR methods show substantial differences in effectiveness and efficiency. Differences in the experimental setups and configurations used make it difficult to compare the methods and derive insights. In this work, we analyze existing LSR methods and identify key components to establish an LSR framework that unifies all LSR methods under the same perspective. We then reproduce all prominent methods using a common codebase and re-train them in the same environment, which allows us to quantify how components of the framework affect effectiveness and efficiency. We find that (1) including document term weighting is most important for a method's effectiveness, (2) including query weighting has a small positive impact, and (3) document expansion and query expansion have a cancellation effect. As a result, we show how removing query expansion from a state-of-the-art model can reduce latency significantly while maintaining effectiveness on MSMarco and TripClick benchmarks. Our code is publicly available at https://github.com/thongnt99/learned-sparse-retrieval

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arXiv2022

Zero-shot Query Contextualization for Conversational Search

Current conversational passage retrieval systems cast conversational search into ad-hoc search by using an intermediate query resolution step that places the user's question in context of the conversation. While the proposed methods have proven effective, they still assume the availability of large-scale question resolution and conversational search datasets. To waive the dependency on the availability of such data, we adapt a pre-trained token-level dense retriever on ad-hoc search data to perform conversational search with no additional fine-tuning. The proposed method allows to contextualize the user question within the conversation history, but restrict the matching only between question and potential answer. Our experiments demonstrate the effectiveness of the proposed approach. We also perform an analysis that provides insights of how contextualization works in the latent space, in essence introducing a bias towards salient terms from the conversation.

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arXiv2022

Improving the Generalizability of Depression Detection by Leveraging Clinical Questionnaires

Automated methods have been widely used to identify and analyze mental health conditions (e.g., depression) from various sources of information, including social media. Yet, deployment of such models in real-world healthcare applications faces challenges including poor out-of-domain generalization and lack of trust in black box models. In this work, we propose approaches for depression detection that are constrained to different degrees by the presence of symptoms described in PHQ9, a questionnaire used by clinicians in the depression screening process. In dataset-transfer experiments on three social media datasets, we find that grounding the model in PHQ9's symptoms substantially improves its ability to generalize to out-of-distribution data compared to a standard BERT-based approach. Furthermore, this approach can still perform competitively on in-domain data. These results and our qualitative analyses suggest that grounding model predictions in clinically-relevant symptoms can improve generalizability while producing a model that is easier to inspect.

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arXiv2021

Language Models As or For Knowledge Bases

Pre-trained language models (LMs) have recently gained attention for their potential as an alternative to (or proxy for) explicit knowledge bases (KBs). In this position paper, we examine this hypothesis, identify strengths and limitations of both LMs and KBs, and discuss the complementary nature of the two paradigms. In particular, we offer qualitative arguments that latent LMs are not suitable as a substitute for explicit KBs, but could play a major role for augmenting and curating KBs.

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arXiv2021

Personalized Entity Search by Sparse and Scrutable User Profiles

Prior work on personalizing web search results has focused on considering query-and-click logs to capture users individual interests. For product search, extensive user histories about purchases and ratings have been exploited. However, for general entity search, such as for books on specific topics or travel destinations with certain features, personalization is largely underexplored. In this paper, we address personalization of book search, as an exemplary case of entity search, by exploiting sparse user profiles obtained through online questionnaires. We devise and compare a variety of re-ranking methods based on language models or neural learning. Our experiments show that even very sparse information about individuals can enhance the effectiveness of the search results.

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arXiv2021

You Get What You Chat: Using Conversations to Personalize Search-based Recommendations

Prior work on personalized recommendations has focused on exploiting explicit signals from user-specific queries, clicks, likes, and ratings. This paper investigates tapping into a different source of implicit signals of interests and tastes: online chats between users. The paper develops an expressive model and effective methods for personalizing search-based entity recommendations. User models derived from chats augment different methods for re-ranking entity answers for medium-grained queries. The paper presents specific techniques to enhance the user models by capturing domain-specific vocabularies and by entity-based expansion. Experiments are based on a collection of online chats from a controlled user study covering three domains: books, travel, food. We evaluate different configurations and compare chat-based user models against concise user profiles from questionnaires. Overall, these two variants perform on par in terms of NCDG@20, but each has advantages in certain domains.

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arXiv2021

Pretrained Transformers for Text Ranking: BERT and Beyond

The goal of text ranking is to generate an ordered list of texts retrieved from a corpus in response to a query. Although the most common formulation of text ranking is search, instances of the task can also be found in many natural language processing applications. This survey provides an overview of text ranking with neural network architectures known as transformers, of which BERT is the best-known example. The combination of transformers and self-supervised pretraining has been responsible for a paradigm shift in natural language processing (NLP), information retrieval (IR), and beyond. In this survey, we provide a synthesis of existing work as a single point of entry for practitioners who wish to gain a better understanding of how to apply transformers to text ranking problems and researchers who wish to pursue work in this area. We cover a wide range of modern techniques, grouped into two high-level categories: transformer models that perform reranking in multi-stage architectures and dense retrieval techniques that perform ranking directly. There are two themes that pervade our survey: techniques for handling long documents, beyond typical sentence-by-sentence processing in NLP, and techniques for addressing the tradeoff between effectiveness (i.e., result quality) and efficiency (e.g., query latency, model and index size). Although transformer architectures and pretraining techniques are recent innovations, many aspects of how they are applied to text ranking are relatively well understood and represent mature techniques. However, there remain many open research questions, and thus in addition to laying out the foundations of pretrained transformers for text ranking, this survey also attempts to prognosticate where the field is heading.

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arXiv2021

PARADE: Passage Representation Aggregation for Document Reranking

Pretrained transformer models, such as BERT and T5, have shown to be highly effective at ad-hoc passage and document ranking. Due to inherent sequence length limits of these models, they need to be run over a document's passages, rather than processing the entire document sequence at once. Although several approaches for aggregating passage-level signals have been proposed, there has yet to be an extensive comparison of these techniques. In this work, we explore strategies for aggregating relevance signals from a document's passages into a final ranking score. We find that passage representation aggregation techniques can significantly improve over techniques proposed in prior work, such as taking the maximum passage score. We call this new approach PARADE. In particular, PARADE can significantly improve results on collections with broad information needs where relevance signals can be spread throughout the document (such as TREC Robust04 and GOV2). Meanwhile, less complex aggregation techniques may work better on collections with an information need that can often be pinpointed to a single passage (such as TREC DL and TREC Genomics). We also conduct efficiency analyses, and highlight several strategies for improving transformer-based aggregation.

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arXiv2021

How Deep is your Learning: the DL-HARD Annotated Deep Learning Dataset

Deep Learning Hard (DL-HARD) is a new annotated dataset designed to more effectively evaluate neural ranking models on complex topics. It builds on TREC Deep Learning (DL) topics by extensively annotating them with question intent categories, answer types, wikified entities, topic categories, and result type metadata from a commercial web search engine. Based on this data, we introduce a framework for identifying challenging queries. DL-HARD contains fifty topics from the official DL 2019/2020 evaluation benchmark, half of which are newly and independently assessed. We perform experiments using the official submitted runs to DL on DL-HARD and find substantial differences in metrics and the ranking of participating systems. Overall, DL-HARD is a new resource that promotes research on neural ranking methods by focusing on challenging and complex topics.

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arXiv2021

Simplified Data Wrangling with ir_datasets

Managing the data for Information Retrieval (IR) experiments can be challenging. Dataset documentation is scattered across the Internet and once one obtains a copy of the data, there are numerous different data formats to work with. Even basic formats can have subtle dataset-specific nuances that need to be considered for proper use. To help mitigate these challenges, we introduce a new robust and lightweight tool (ir_datasets) for acquiring, managing, and performing typical operations over datasets used in IR. We primarily focus on textual datasets used for ad-hoc search. This tool provides both a Python and command line interface to numerous IR datasets and benchmarks. To our knowledge, this is the most extensive tool of its kind. Integrations with popular IR indexing and experimentation toolkits demonstrate the tool's utility. We also provide documentation of these datasets through the ir_datasets catalog: https://ir-datasets.com/. The catalog acts as a hub for information on datasets used in IR, providing core information about what data each benchmark provides as well as links to more detailed information. We welcome community contributions and intend to continue to maintain and grow this tool.

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arXiv2021

CEQE: Contextualized Embeddings for Query Expansion

In this work we leverage recent advances in context-sensitive language models to improve the task of query expansion. Contextualized word representation models, such as ELMo and BERT, are rapidly replacing static embedding models. We propose a new model, Contextualized Embeddings for Query Expansion (CEQE), that utilizes query-focused contextualized embedding vectors. We study the behavior of contextual representations generated for query expansion in ad-hoc document retrieval. We conduct our experiments on probabilistic retrieval models as well as in combination with neural ranking models. We evaluate CEQE on two standard TREC collections: Robust and Deep Learning. We find that CEQE outperforms static embedding-based expansion methods on multiple collections (by up to 18% on Robust and 31% on Deep Learning on average precision) and also improves over proven probabilistic pseudo-relevance feedback (PRF) models. We further find that multiple passes of expansion and reranking result in continued gains in effectiveness with CEQE-based approaches outperforming other approaches. The final model incorporating neural and CEQE-based expansion score achieves gains of up to 5% in P@20 and 2% in AP on Robust over the state-of-the-art transformer-based re-ranking model, Birch.

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arXiv2020

BERT-QE: Contextualized Query Expansion for Document Re-ranking

Query expansion aims to mitigate the mismatch between the language used in a query and in a document. However, query expansion methods can suffer from introducing non-relevant information when expanding the query. To bridge this gap, inspired by recent advances in applying contextualized models like BERT to the document retrieval task, this paper proposes a novel query expansion model that leverages the strength of the BERT model to select relevant document chunks for expansion. In evaluation on the standard TREC Robust04 and GOV2 test collections, the proposed BERT-QE model significantly outperforms BERT-Large models.

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arXiv2019

STANCY: Stance Classification Based on Consistency Cues

Controversial claims are abundant in online media and discussion forums. A better understanding of such claims requires analyzing them from different perspectives. Stance classification is a necessary step for inferring these perspectives in terms of supporting or opposing the claim. In this work, we present a neural network model for stance classification leveraging BERT representations and augmenting them with a novel consistency constraint. Experiments on the Perspectrum dataset, consisting of claims and users' perspectives from various debate websites, demonstrate the effectiveness of our approach over state-of-the-art baselines.

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arXiv2019

CEDR: Contextualized Embeddings for Document Ranking

Although considerable attention has been given to neural ranking architectures recently, far less attention has been paid to the term representations that are used as input to these models. In this work, we investigate how two pretrained contextualized language models (ELMo and BERT) can be utilized for ad-hoc document ranking. Through experiments on TREC benchmarks, we find that several existing neural ranking architectures can benefit from the additional context provided by contextualized language models. Furthermore, we propose a joint approach that incorporates BERT's classification vector into existing neural models and show that it outperforms state-of-the-art ad-hoc ranking baselines. We call this joint approach CEDR (Contextualized Embeddings for Document Ranking). We also address practical challenges in using these models for ranking, including the maximum input length imposed by BERT and runtime performance impacts of contextualized language models.

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arXiv2019

Content-Based Weak Supervision for Ad-Hoc Re-Ranking

One challenge with neural ranking is the need for a large amount of manually-labeled relevance judgments for training. In contrast with prior work, we examine the use of weak supervision sources for training that yield pseudo query-document pairs that already exhibit relevance (e.g., newswire headline-content pairs and encyclopedic heading-paragraph pairs). We also propose filtering techniques to eliminate training samples that are too far out of domain using two techniques: a heuristic-based approach and novel supervised filter that re-purposes a neural ranker. Using several leading neural ranking architectures and multiple weak supervision datasets, we show that these sources of training pairs are effective on their own (outperforming prior weak supervision techniques), and that filtering can further improve performance.

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arXiv2019

Listening between the Lines: Learning Personal Attributes from Conversations

Open-domain dialogue agents must be able to converse about many topics while incorporating knowledge about the user into the conversation. In this work we address the acquisition of such knowledge, for personalization in downstream Web applications, by extracting personal attributes from conversations. This problem is more challenging than the established task of information extraction from scientific publications or Wikipedia articles, because dialogues often give merely implicit cues about the speaker. We propose methods for inferring personal attributes, such as profession, age or family status, from conversations using deep learning. Specifically, we propose several Hidden Attribute Models, which are neural networks leveraging attention mechanisms and embeddings. Our methods are trained on a per-predicate basis to output rankings of object values for a given subject-predicate combination (e.g., ranking the doctor and nurse professions high when speakers talk about patients, emergency rooms, etc). Experiments with various conversational texts including Reddit discussions, movie scripts and a collection of crowdsourced personal dialogues demonstrate the viability of our methods and their superior performance compared to state-of-the-art baselines.

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arXiv2019

Investigating Retrieval Method Selection with Axiomatic Features

We consider algorithm selection in the context of ad-hoc information retrieval. Given a query and a pair of retrieval methods, we propose a meta-learner that predicts how to combine the methods' relevance scores into an overall relevance score. Inspired by neural models' different properties with regard to IR axioms, these predictions are based on features that quantify axiom-related properties of the query and its top ranked documents. We conduct an evaluation on TREC Web Track data and find that the meta-learner often significantly improves over the individual methods. Finally, we conduct feature and query weight analyses to investigate the meta-learner's behavior.

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arXiv2019

Using Multi-Sense Vector Embeddings for Reverse Dictionaries

Popular word embedding methods such as word2vec and GloVe assign a single vector representation to each word, even if a word has multiple distinct meanings. Multi-sense embeddings instead provide different vectors for each sense of a word. However, they typically cannot serve as a drop-in replacement for conventional single-sense embeddings, because the correct sense vector needs to be selected for each word. In this work, we study the effect of multi-sense embeddings on the task of reverse dictionaries. We propose a technique to easily integrate them into an existing neural network architecture using an attention mechanism. Our experiments demonstrate that large improvements can be obtained when employing multi-sense embeddings both in the input sequence as well as for the target representation. An analysis of the sense distributions and of the learned attention is provided as well.

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